United States v. Hansen

279 F. App'x 164
CourtCourt of Appeals for the Third Circuit
DecidedMay 30, 2008
Docket07-3342
StatusUnpublished

This text of 279 F. App'x 164 (United States v. Hansen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hansen, 279 F. App'x 164 (3d Cir. 2008).

Opinion

OPINION

FUENTES, Circuit Judge:

Alicia Hansen, formerly a Virgin Islands Senator, appeals the denial of her motion to dismiss two counts of an indictment, *165 both alleging perjury. In particular, Hansen argues that the allegedly untruthful statements underlying counts 3 and 5 of the indictment were necessarily found to be truthful by a jury in an earlier trial, and the Double Jeopardy Clause bars a second prosecution based on those statements. Because we conclude that the present prosecution involves different issues than those addressed in the prior trial, we will affirm.

L

A.

In a previous trial, Hansen was acquitted of a charge that she had financial interests conflicting with her job as a Virgin Islands Senator, in violation of sections 1102 and 1103 of title 3 of the Virgin Islands Code. 1 This charge alleged that Hansen requested from the legislature and obtained a contract (“GRM Contract”) paying $25,000 to a private company, GRM, “because GRM planned to make a $1000 contribution to Alicia Hansen’s campaign and because GRM employed Esdel Hansen, the husband of Alicia Hansen.” App. 22.

During the trial, the government tried to show that Hansen did not intend for the GRM Contract to cover any actual services. The government introduced a February 21, 2002, “request for legislative contract” (“February Request”) forwarded from Hansen’s office to the legislature. The February Request indicated that the GRM Contract was for consultation services rendered from February 2002 through December 2002 regarding a bill before the Virgin Islands Senate, the “Tech Park” bill. However, the Tech Park bill was signed on January 31, 2002 which, according to the government’s theory, showed that the $25,000 was intended to be a windfall. The February Request was prepared and signed by Hansen’s assistant, who testified that she always obeyed written office rules requiring that Hansen approve every document leaving the office.

Count 3 of the present indictment asserts that Hansen’s trial testimony regarding the office rules was material and knowingly false:

Q: Isn’t it true, ma’am, that you had a set of rules, office rules, for your employees?
A: No. I can’t recall having a set of rules for my employees. They know what the rules were.
[Hansen is confronted with a copy of office rules]
Q: Do you recognize the document in your hands as a form of document that you used with regard to managing the employees in your office? A: No.

See App. 15-16.

In order to rebut the adverse implications of the February Request, Hansen attempted to show that the February Request was inaccurate, and that the GRM Contract was intended to, and did, cover actual services rendered prior to the Tech Park bill’s passage on January 31, 2002. In this vein, Hansen introduced a different draft request for legislative contract for GRM’s services that was dated January 22, 2002 (“January Request”). The Janu *166 ary Request was never submitted to the legislature but, contrary to the February Request, indicated that the GRM Contract was for consultation services provided from September 2001 through January 2002.

In addition, Hansen testified that an amendment to the Tech Park bill drafted by GRM was in her possession on January 31, 2002, the date the Tech Park bill was signed:

Q: When the bill was up for a vote on January 30, 2002, isn’t it true that you did not have a draft amendment purportedly drafted by GRM?
A: Of course I had it. Sure.

App. 117. Count 5 of the present indictment alleges that her trial testimony contradicted the following grand jury testimony, such that one of the declarations was necessarily false:

A: Okay, the same night I explained what happened, [January 30, 2002,] and the bill was about to pass without the amendment, the guarantee. They were calling. A voice said where is the amendment, and I said, well, it’s not here.

App. 97-98.

After trial, the jury acquitted Hansen of the conflict of interest charge in a general verdict.

B.

On May 3, 2007, a grand jury returned a new indictment against Hansen for five counts of perjury in violation of 18 U.S.C. §§ 1621 and 1623. 2 Hansen moved to dismiss all of the charges, arguing, among other things, that the Double Jeopardy Clause barred the prosecution. The District Court denied the motion. On appeal, Hansen only challenges the denial of her motion to dismiss counts 3 and 5.

II.

The District Court had jurisdiction under 18 U.S.C. § 3231 because the case involved offenses against the laws of the United States. Although the District Court has not decided guilt or innocence on counts 3 and 5, “[o]rders denying motions to dismiss an indictment on double jeopardy ... grounds are ... immediately appealable. Such orders finally resolve issues that are separate from guilt or innocence, and appellate review must occur before trial to be fully effective.” Flanagan v. United States, 465 U.S. 259, 266, 104 S.Ct. 1051, 79 L.Ed.2d 288 (1984). Therefore, this Court has jurisdiction pursuant to 18 U.S.C. § 1291. See United States v. Smith, 82 F.3d 1261, 1265 (3d Cir.1996).

*167 We exercise plenary review over challenges based on the Double Jeopardy Clause, including those based on issue preclusion. Id. at 1265-66.

III.

The Fifth Amendment guarantees that no person shall “be subject for the same offense to be twice put in jeopardy of life or limb.” In order to determine whether the Double Jeopardy Clause bars this action, the Court first must decide whether Hansen is being prosecuted for the same offense twice. The test for identity of offenses is whether each separate statutory provision requires proof of an additional fact which the other does not. See Blockburger v. United States, 284 U.S. 299, 303-04, 52 S.Ct. 180, 76 L.Ed. 306 (1932); United States v. Conley, 37 F.3d 970, 975 (3d Cir.1994).

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Related

Blockburger v. United States
284 U.S. 299 (Supreme Court, 1931)
Ashe v. Swenson
397 U.S. 436 (Supreme Court, 1970)
Flanagan v. United States
465 U.S. 259 (Supreme Court, 1984)
United States v. Conley
37 F.3d 970 (Third Circuit, 1994)
United States v. J. David Smith, David Smith
82 F.3d 1261 (Third Circuit, 1995)

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Bluebook (online)
279 F. App'x 164, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hansen-ca3-2008.