United States v. Hansen

59 M.J. 410, 2004 CAAF LEXIS 400, 2004 WL 914785
CourtCourt of Appeals for the Armed Forces
DecidedApril 28, 2004
Docket03-0363/MC
StatusPublished
Cited by11 cases

This text of 59 M.J. 410 (United States v. Hansen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hansen, 59 M.J. 410, 2004 CAAF LEXIS 400, 2004 WL 914785 (Ark. 2004).

Opinions

Judge BAKER

delivered the opinion of the Court.

On March 14, 2000, at Cherry Point, North Carolina, Appellant was tried by a general court-martial composed of a military judge alone. Consistent with his pleas, Appellant was convicted of carnal knowledge and sodomy with a child under the age of 16 years in violation of Articles 120 and 125, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. §§ 920 and 925 (2000), respectively. He was sentenced to a bad-conduct discharge, confinement for sixteen months, and reduction to the lowest enlisted grade. In accordance with a pretrial agreement, the convening authority approved the sentence but suspended all confinement in excess of fifteen months for a period of six months from the date of the action, and, with the exception of the bad-conduct discharge, ordered the sentence executed. The Navy-Marine Corps Court of Criminal Appeals affirmed the findings of guilty and the sentence. United States v. Hansen, 57 M.J. 815 (N.M.Ct.Crim.App.2002).

This Court granted review of the following issue:

WHETHER APPELLANT’S PLEAS WERE IMPROVIDENT AND INVOLUNTARY WHERE THE MILITARY JUDGE FAILED TO PROPERLY INSTRUCT APPELLANT ON THE EFFECT OF A PLEA OF GUILTY TO HIS SUBSTANTIAL RIGHTS, SPECIFICALLY THOSE GUARANTEED BY THE U.S. CONSTITUTION, AS REQUIRED BY UNITED STATES V CARE, 18 C.M.A. 535, 40 C.M.R. 247 (1969).

For the reasons set forth below, we conclude that the military judge did not adequately advise Appellant of his constitutional right to confrontation and right against self-incrimination or obtain from Appellant an intelligent and voluntary waiver of those rights. As a result, we reverse.

Discussion

An accused entering a guilty plea waives several of his constitutional rights. United States v. Care, 18 C.M.A. 535, 538-39, 40 C.M.R. 247, 250-51 (1969)(quoting McCarthy v. United States, 394 U.S. 459, 466, 89 S.Ct. 1166, 22 L.Ed.2d 418 (1969)). These constitutional rights include the right to trial by jury, the right to confront one’s accusers, and the privilege against compulsory self-incrimination. See Boykin v. Alabama, 395 U.S. 238, 243, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969); McCarthy, 394 U.S. at 466, 89 S.Ct. 1166. They derive from express constitutional text and for many, if not most Americans, these rights are central to the American perception of criminal justice.

These rights are also fundamental to the military justice system, although they apply in the context of the UCMJ somewhat differently than in civilian courts. See United States v. Wiesen, 57 M.J. 48, 50 (C.A.A.F.2002); United States v. Benedict, 55 M.J. 451, 456 (C.A.A.F.2001)(Effron, J., dissenting); United States v. Roland, 50 M.J. 66, 68 (C.A.A.F.1999)(explaining that although a military defendant does not enjoy a Sixth Amendment right to a trial by jury, he or she does have a right to members who are fair and impartial). As a result, if there is to be a waiver of these rights, it “must be an intentional relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938). “The record must also demonstrate the military trial judge or president personally addressed the accused, advised him that his plea waives his right against self-incrimination, his right to a trial of the facts by a court-martial, and his right to be confronted by the witnesses against him; and that he waives such rights by his plea.” Care, 18 C.M.A. at 541, 40 C.M.R. at 253 (citing Boykin, 395 U.S. at 239, 89 S.Ct. 1709). Based upon those inquiries and whatever additional discussion the military judge may deem necessary, the judge must make a finding that there is a knowing, intelligent, and conscious waiver in order to accept the [412]*412plea. Id. at 541-42, 40 C.M.R. at 253-54. That waiver is not to be presumed from a silent or inadequate record. United States v. Harris, 26 M.J. 729, 733 (A.C.M.R.1988)(characterizing Boykin as prohibiting presumption of waiver from a silent or inadequate record.)

Appellant argues that his plea is improvident because the record fails to demonstrate that he was informed of his constitutional right to a trial of the facts by court-martial, his right to be confronted by and to cross-examine any witnesses, and his right against self-incrimination. See U.S. Const, amend. Y, VI. As importantly, Appellant argues the record fails to demonstrate that Appellant knowingly and intelligently waived these rights.

The government acknowledges that the military judge was not express in his review of Appellant’s constitutional rights and waiver. However, a particular incantation is not required. See United States v. Burton, 21 C.M.A. 112, 115, 44 C.M.R. 166, 169 (1971 )(overruled by United States v. Kossman, 38 M.J. 258 (C.M.A.1993)). What is important, in our view, is that the accused is aware of the substance of his rights and voluntarily waives them. Here, the government argues, the judge addressed the substance of each of the rights in the course of his Care inquiry and on the basis of the entire record properly concluded, “that you have knowingly, intelligently, and consciously waived your rights against self[-]incrimination, to a trial of the facts by this court-martial, and to confront the witnesses against you.” The defense did not challenge the judge’s statement.

The government posits that this case is at the crossroads between those judicial circuits that apply a rule of essential substance to determine whether an accused has waived his constitutional rights, and those circuits, primarily the Second Circuit, that apply a strict rule of form, requiring adherence to specific terminology.1 We disagree with this paradigm.

First, although this Court recognizes that the military judge should advise the accused of the rights he is waiving by pleading guilty, we have previously declined to adopt a “per se rule that a failure to fully advise an accused mandates reversal.” Harris, 26 M.J. at 732. Instead, the issue is not whether there is “exemplary compliance with what we had in mind in Care” but rather whether “the combination of all the circumstances’ leads the court to conclude that the accused’s plea was informed and voluntary.” Harris, 26 M.J. at 732 (quoting Burton, 21 C.M.A. at 115, 44 C.M.R. at 169).2 Thus, in Burton, the Court relied on the military judge’s explanation to the accused concerning the consequences of electing to be tried by military judge alone instead of by a jury as reassurance “that the appellant knew of his right to have a jury decide his guilt.” 21 C.M.A. at 115, 44 C.M.R. at 169. Although the judge in Burton “did not use the words ‘self-incrimination’ and ... ‘confront the witnesses[,]’ ” the judge did inform the accused that if he invoked his right to plead not guilty the government would have the burden of proving his guilt beyond a reasonable doubt by presenting evidence “that the appellant had the right to confront.” Id.

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Cite This Page — Counsel Stack

Bluebook (online)
59 M.J. 410, 2004 CAAF LEXIS 400, 2004 WL 914785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hansen-armfor-2004.