United States v. Haltiwanger

637 F.3d 881, 2011 U.S. App. LEXIS 6209, 2011 WL 1086480
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 25, 2011
Docket09-2751
StatusPublished
Cited by20 cases

This text of 637 F.3d 881 (United States v. Haltiwanger) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Haltiwanger, 637 F.3d 881, 2011 U.S. App. LEXIS 6209, 2011 WL 1086480 (8th Cir. 2011).

Opinions

BYE, Circuit Judge.

After this court affirmed the 240-month sentence Maurice Haltiwanger received pursuant to 21 U.S.C. § 841(b)(1), the Supreme Court granted Haltiwanger’s petition for writ of certiorari, vacated our judgment, and remanded the case for further consideration in light of Carachuri-Rosendo v. Holder, — U.S. -, 130 S.Ct. 2577, 177 L.Ed.2d 68 (2010). After further consideration, we now reverse Haltiwanger’s sentence and remand this case to the district court for resentencing.

I

Haltiwanger pleaded guilty to one count of conspiracy to distribute fifty grams or more of cocaine base (crack) in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), and 846, and one count of distributing and aiding and abetting the distribution of crack cocaine in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(C), and 18 U.S.C. § 2. Haltiwanger had a prior conviction for failure to affix a drug tax stamp in violation of Kansas Statutes Annotated § 79-5204. The district court determined the conviction qualified as a prior felony drug offense pursuant to 21 U.S.C. § 841(b)(1), triggering a mandatory minimum sentence of 240 months.

Haltiwanger appealed his 240-month sentence contending his tax stamp conviction is not a felony drug offense because he could not have been sentenced to more than seven months of imprisonment under the Kansas Sentencing Guidelines. The seven-month cap on Haltiwanger’s sentence is based on two factors: a) Haltiwanger’s status as a nonrecidivist with a criminal history category of I under the Kansas sentencing structure, see Kan. Stat. Ann. § 21-4704(a) (setting forth a sentencing range of five to seven months for defendants who have a criminal history category of I (one misdemeanor or no prior record) and are convicted of nondrug1 offenses classified as level 10 felonies); and b) the tax stamp offense being classified as a level 10 felony under Kansas law, see Kan. Stat. Ann. § 79-5204. Level 10 felonies are ranked as the lowest on the severity level under the Kansas sentencing structure, and can trigger a sentence in excess of twelve months only for recidivists with three or more felonies involving offenses against persons. See Kan. Stat. Ann. § 21-4704(a).

In the district court, Haltiwanger persuaded a magistrate judge2 that the seven-month cap on his Kansas sentence precluded the tax stamp conviction from being considered a felony drug offense under 21 U.S.C. § 841(b)(1), even if other recidivist defendants were subject to sentences in [883]*883excess of one year. In its report and recommendation, the magistrate judge interpreted the Supreme Court’s decision in United States v. Rodriquez, 553 U.S. 377, 128 S.Ct. 1783, 170 L.Ed.2d 719 (2008), as requiring Haltiwanger’s personal criminal history to be taken into account in determining the maximum term of imprisonment for the tax stamp conviction. As a consequence, the magistrate judge determined the seven-month cap — tied directly to Haltiwanger’s lack of criminal history (i.e., nonrecidivism) — precluded the conviction from being considered a felony even though the maximum penalty that could be imposed for the same crime on other recidivist offenders was thirteen months.

The district court declined to adopt the magistrate judge’s recommendation, concluding it was foreclosed by our decision in United States v. Guzman-Tlaseca, 546 F.3d 571 (8th Cir.2008). We initially agreed with the district court’s analysis, and affirmed the 240-month sentence imposed upon Haltiwanger.

After reconsidering our decision in light of Carachuri-Rosendo, we now believe the magistrate judge’s analysis of the Rodriquez decision was sound. Because the Kansas sentencing structure links maximum terms of imprisonment directly to a particular defendant’s recidivism (or lack thereof), we believe Carachuri-Rosendo and Rodriquez require us to take into account the seven-month cap on Haltiwanger’s individual sentence when determining whether the tax stamp conviction qualifies as a felony under 21 U.S.C. § 841(b)(1).

II

The government argues the primary import of Carachuri-Rosendo was to reject the use of a hypothetical approach when determining whether a state misdemeanor conviction qualifies as a felony under federal law. See id. at 2589 (“The mere possibility that the defendant’s conduct, coupled with facts outside of the record of conviction, could have authorized a felony conviction under federal law is insufficient[.]” (emphasis added)). Seizing upon the Court’s admonition that “we are to look to the conviction itself as our starting place, not to what might have or could have been charged,” id. at 2586, the government contends Carachuri-Rosendo is distinguishable because it addressed a misdemeanor conviction which could only hypothetically be charged as a felony, whereas this case involves a conviction actually charged as a felony. The government argues Carachmi-Rosendo is inapplicable when determining the maximum term of imprisonment for a crime actually charged as a felony.

As the Supreme Court duly noted, however, for any conviction to be considered a felony, the “maximum term of imprisonment authorized must be more than one year.” Id. at 2586 (citing 18 U.S.C. § 3559(a)(5) (internal quotation marks omitted)). In other words, the government’s premise — that Haltiwanger was actually charged with a felony — necessarily requires an examination of the maximum term of imprisonment to which he was exposed. If the maximum term of imprisonment for Haltiwanger’s particular offense was less than a year, then he was actually charged with a misdemeanor, not a felony. Upon careful review of Carachuri-Rosendo, including the Court’s clarification and reiteration of its holding in Rodriquez, see id. at 1787 n. 12, we conclude Haltiwanger was actually charged with a misdemeanor notwithstanding the fact Kansas generally defines a tax stamp conviction as a level 10 felony.

The import of

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Winters v. Cardarella
W.D. Missouri, 2020
Garcia-Rodriguez v. Brecken
W.D. Virginia, 2020
United States v. Tremayne Dozier
949 F.3d 322 (Seventh Circuit, 2020)
United States v. Jose Valencia-Mendoza
912 F.3d 1215 (Ninth Circuit, 2019)
United States v. Shawn Sorensen
893 F.3d 1060 (Eighth Circuit, 2018)
United States v. Lopez
890 F.3d 332 (First Circuit, 2018)
United States v. Kenneth Jefferson
822 F.3d 477 (Eighth Circuit, 2016)
United States v. Dunlap
162 F. Supp. 3d 1106 (D. Oregon, 2016)
United States v. Neel
641 F. App'x 782 (Tenth Circuit, 2016)
United States v. Brooks
751 F.3d 1204 (Tenth Circuit, 2014)
Taylor v. United States
867 F. Supp. 2d 793 (E.D. North Carolina, 2012)
Farmer v. United States
867 F. Supp. 2d 785 (E.D. North Carolina, 2012)
United States v. Simmons
649 F.3d 237 (Fourth Circuit, 2011)
United States v. Haltiwanger
637 F.3d 881 (Eighth Circuit, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
637 F.3d 881, 2011 U.S. App. LEXIS 6209, 2011 WL 1086480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-haltiwanger-ca8-2011.