United States v. Hagop Vartanian

476 F.3d 1095, 99 A.F.T.R.2d (RIA) 1245, 2007 U.S. App. LEXIS 4414, 2007 WL 601989
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 28, 2007
Docket05-10581
StatusPublished
Cited by27 cases

This text of 476 F.3d 1095 (United States v. Hagop Vartanian) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hagop Vartanian, 476 F.3d 1095, 99 A.F.T.R.2d (RIA) 1245, 2007 U.S. App. LEXIS 4414, 2007 WL 601989 (9th Cir. 2007).

Opinion

BYBEE, Circuit Judge.

Hagop Vartanian (“Vartanian”) appeals his jury convictions for aiding and abetting the filing of a false tax return, in violation of 18 U.S.C. § 2 and 26 U.S.C. § 7206(1), and two counts of aiding and abetting the making of false statements on a loan application, in violation of 18 U.S.C. § 2 and 18 U.S.C. § 1014. On appeal, Vartanian asserts that the district court abused its discretion when it dismissed a juror from service. 1 We have jurisdiction under 28 U.S.C. § 1291, and we affirm Vartanian’s conviction.

I

In November 2001, a grand jury returned an indictment charging Vartanian with understating the income from his auto sales business, Pacific Sales & Leasing, on his 1994 and 1995 tax returns; with deliberately omitting income from his business, Muscles-N-Motion; and with deliberately omitting income from his illegal bookmaking business. The indictment also charged Vartanian with knowingly making false statements on his 1993 and 1994 tax return for the purpose of obtaining a car loan.

Vartanian’s trial began in February 2003, and the jury began deliberations in March 2003. On the second day of deliberations, the trial judge received a note from the jury foreperson stating: “There is one juror that has been seen on different occasions speaking to the defendant’s family. Juror’s name is Kathy. Three or four people have seen her and two saw her this morning chatting with them outside the courtroom.” After discussing the note with counsel for both sides, the judge decided to interview the juror (“Juror 7”) to determine the extent and nature of her contacts with individuals associated with the case.

When questioned about her contacts, Juror 7 stated that she had only exchanged “pleasantries” with people associated with the case, telling them “hi,” “it’s a nice day,” or “[tjhings will be okay.” Juror 7 assured the judge she had done nothing more than say hello and did not intend to express her feelings about the case. At that time, Juror 7 also maintained that she made the “[tjhings will be okay” comment to a woman she described merely as dark-haired and present in the courtroom.

After the interview with Juror 7, the judge commented that “[he didjn’t have any reason to disbelieve[Juror 7j,” but wanted to talk to the foreperson who had raised the initial complaint. Soon after making that comment, however, the judge learned that Juror 7 had spoken to another court official after her interview and informed the official that the woman with dark brown hair was actually Vartanian’s sister — a fact she had not stated in her interview.

The trial judge then interviewed the remaining 11 jurors and a person associated with Vartanian whom Juror 7 had approached. In these interviews, the jurors collectively related several instances in which they observed Juror 7’s improper contacts: Juror 7 once made a point of taking the elevator alone with people associated with Vartanian’s case; Juror 7 deliberately approached Vartanian’s family *1097 and individuals associated with his case and talked with them for “maybe a minute”; while in Starbucks, Juror 7 initiated conversation with defense counsel, Varta-nian, and a few other people associated with Vartanian, though she explained to another juror that she was “just saying hi”; and Juror 7 walked out of the courthouse talking with a blond woman who was present during trial proceedings. One juror added that, while seated at a lunch table, Juror 7 started talking about “Var-tanian’s eyes and how kind he looked and everything.”

Between interviews, defense counsel confirmed that he, Vartanian, and other people associated with Vartanian were ordering coffee, when Juror 7, who was with another juror from the case, called out to them to: “Buy us a coffee too.” The judge also interviewed Vartanian’s brother’s dan-cé, a blond woman with whom Juror 7 had been observed speaking, to determine the extent of her contact with Juror 7.

In his interview with each juror, the judge carefully verified that the situation had not affected the juror’s ability to remain fair and impartial. Although the trial judge attempted to focus the juror interviews on Juror 7’s contact with individuals associated with the case, one breach did occur. During an interview, one juror blurted out that “[Juror 7] said that [Var-tanian] was not guilty and nobody can change — ” Later, when asked whether Juror 7’s conduct “influenced [her] or affected [her] in any way,” the same juror also remarked: “Well, I think the jury is going to be hung up.”

Following these interviews, the trial judge expressed his concern with Juror 7’s behavior. He noted that, at the outset of the case, the jurors were shown a video tape entitled “Called to Serve,” which instructed them “not[to] mingle or talk with anyone associated with the case, including the lawyers, the parties, and the witnesses” and not to discuss the case with “other jurors until ... inside the jury deliberation room.” The judge emphasized the fact that when confronted with the allegations, Juror 7 mentioned only one contact and assured the court it was just “casual.” However, interviews with the other jurors revealed that Juror 7 had much more extensive contact than she had admitted. The trial judge found that Juror 7 had “not been forthcoming and entirely truthful with the Court” and had “entirely minimized [her contacts].” In addition to the evidence gained through juror interviews, the judge also noted that Juror 7 exhibited other “bizarre” behavior, including “bombarding] ... the parties and the Court with notes asking questions” at inopportune times and bringing chocolates to the court reporter and insisting that she take them.

The trial judge found that Juror 7 “expressed solicitude” and “gave assurances” to family members and persons associated with the defendant. He further found that Juror 7 “was not forthcoming, did not disclose all her contacts, and we had to learn about all these contacts from other jurors.” Based on his observation of Juror 7’s “demeanor” and “explanations,” the judge found that “the juror [had] been deceitful and untruthful with the Court” and was “untrustworthy.” The trial judge concluded that he was “unwilling to trust[Juror 7] to be a fair and impartial juror” and dismissed her from service.

After two more days of deliberation, the jury found Vartanian guilty on all counts. The court pronounced judgment and sentenced Vartanian to fifteen months in prison and ordered payment of a $10,000 fine. Vartanian filed a timely appeal to this court.

II

Federal Rule of Criminal Procedure 23(b) provides that “[a]fter the jury *1098

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Bluebook (online)
476 F.3d 1095, 99 A.F.T.R.2d (RIA) 1245, 2007 U.S. App. LEXIS 4414, 2007 WL 601989, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hagop-vartanian-ca9-2007.