United States v. Hage (Mamdouh Mahmud Salim)

74 F.4th 90

• Court: Court of Appeals for the Second Circuit
• Decided: July 20, 2023
• Docket: 21-2442
• Status: Published

Opinion

21-2442 (L) United States v. Hage (Mamdouh Mahmud Salim)

In the United States Court of Appeals For the Second Circuit

August Term, 2022 Nos. 21-2442, 21-3148, 23-6185

UNITED STATES OF AMERICA, Appellee,

v.

WADIH EL HAGE, AKA ABDUS SABBUR, FAZUL ABDULLAH MOHAMMED, AKA HARUN FAZHL, AKA FAZHL ABDULLAH, AKA FAZHL KHAN, MOHAMED SADEEK ODEH, AKA ABU MOATH, AKA NOURELDINE, AKA MARWAN, AKA HYDAR, MOHAMED RASHED DAOUD AL-'OWHALI, AKA KHALID SALIM SALEH BIN RASHED, AKA MOATH, AKA ABDUL JABBAR ALI ABEL-LATIF, USAMA BIN LADEN, AKA USAMAH BIN-MUHAMMAD BIN-LADIN, AKA SHAYKH USAMAH BIN-LADIN, AKA MUJAHID SHAYKH, AKA HAJJ, AKA AL QAQA, AKA THE DIRECTOR, MUHAMMAD ATEF, AKA ABU HAFS, AKA ABU HAFS EL MASRY, AKA ABU ABU HAFS EL MASRY E KHABIR, AKA TAYSIR, AKA AHEIKH TAYSIR ABDULLAH, MUSTAFA MOHAMED FADHIL, AKA MUSTAFA ALI ELBISHY, AKA HUSSEIN, AKA HASSAN ALI, KHALFAN KHAMIS MOHAMED, AKA KHALFAN KHAMIS, AHMED KHALFAN GHAILANI, AKA FUPI, AKA ABUBAKARY KHALFAN AHMED GHALILIANI, SHEIKH AHMED SALIM SWEDAN, AKA SHEIKH BAHAMADI, AKA AHMED ALLY, ALI MOHAMED, AKA OMAR, AKA ALI ABDELSEOUD MOHAMED, AKA ABU OMAR, AKA HAYDARA, AKA TAYMOUR ALI NASSER, AKA AHMED BAHAA ADAM, AYMAN AL ZAWAHIRI, AKA ABDEL MUAZ, AKA THE DOCTOR, KHALED AL FAWWAZ, AKA ABU OMAR, AKA KHALED ABDUL KHALED ABDUL RAHMAN, AKA HAMAD AL FAWWAZ, HAMAD, IBRAHIM EIDAROUS, AKA IBRAHIM H.A. EIDAROUS, AKA DAOUD, AKA ABU ABDULLAH, AKA IBRAHIM, FAHID MOHAMMED MSALAM, AKA FAHAD M. ALLY, ADEL ABDEL BARY, AKA ADEL M.A.A.A. BARY, AKA ABBAS, AKA ABU DIA, AKA ADEL, SAIF AL ADEL, AKA SAIF, ABDULLAH AHMED ABDULLAH, AKA ABU MOHAMED EL MASRY, AKA SALEH, AKA ABU MARIUM, MUSHIN MUSA MATWALLI ATWAH, AKA ABDEL RAHMAN AL MUHAJER, AKA ABDEL RAHMAN, ANAS AL LIBY, AKA NAZIH AL RAGHIE, AKA ANAS AL SEBIA, L'HOUSSIANE KHERCHTOU, AKA ABU TALAL, AKA TALAL, AKA YUSUF, AKA JOSEPH, AKA JAMAL, MOHAMED SULEIMAN AL NALFI, AKA NALFI, AKA ABU MUSAB, AKA MOHAMED SULEIMAN ADAM, JAMAL AHMED MOHAMMED ALI AL- BADAWI, AKA ABU ABED AL RAHMAN AL-BADAWI, FAHD AL-QUSO, AKA ABU HATHAYFAH AL-ADANI, SULAIMAN ABU GHAYTH, Defendants,

MAMDOUH MAHMUD SALIM, AKA ABU HAJER AL IRAQI, AKA ABU HAJER, Defendant-Appellant.

On Motion to Consider Appellant’s Pro Se Filing

SUBMITTED: JULY 20, 2023 DECIDED: JULY 20, 2023

Before: NARDINI, Circuit Judge, in Chambers.

2 Mamdouh Mahmud Salim moves for the Court to consider his pro se supplemental brief in addition to his counseled brief, and to supplement the record. Salim’s motions merit this chambers opinion to explain that a party has no right to such hybrid representation and that the reasons for disfavoring the practice in the district court apply with equal force in this Court. Accordingly, the motion is denied.

Stephen J. Ritchin, Assistant United States Attorney, for Damian Williams, United States Attorney for the Southern District of New York, for Appellee.

Andrew Freifeld, New York, NY, for Defendant-Appellant.

WILLIAM J. NARDINI, Circuit Judge:

Pending before me as applications judge are Mamdouh

Mahmud Salim’s motions for this Court to consider his pro se filing

in addition to his counseled brief, and to supplement the record.

These motions merit this chambers opinion to explain that a party has

no right to such hybrid representation and that the reasons for

disfavoring the practice in the district court apply with equal force in

this Court.

3 ***

Salim’s underlying appeal arises from the government’s

dismissal, on May 8, 2019, of several indictments against him. Those

indictments had been pending since 1999, when Salim was charged

for his alleged role in the 1998 bombings of the U.S. embassies in Dar

es Salaam and Nairobi. See United States v. Salim, 549 F.3d 67, 70 (2d

Cir. 2008). The al Qaeda-directed attacks killed 224 people and

wounded thousands more. See In re Terrorist Bombings of U.S.

Embassies in E. Afr., 552 F.3d 93, 104 (2d Cir. 2008).

Salim never went to trial on those charges. While in pre-trial

detention, he stabbed a prison guard in the eye with a sharpened

plastic comb, piercing his brain. 1 See United States v. Salim, 690 F.3d

115, 119–20 (2d Cir. 2012). Salim pled guilty to conspiracy to murder

1 Salim later explained that he planned to steal the guard’s keys so that he could attack his lawyers, whose representation he believed was inadequate, in an attorney-inmate meeting room, forcing them to withdraw and the district court to appoint substitute counsel. Salim, 690 F.3d at 119. In the event, Salim was subdued by other guards en route. Id. The guard lost his left eye and suffered brain damage that left him partially paralyzed on his right side and “interfered with other normal functions, including his ability to speak and write.” Id. at 120.

4 and attempted murder of a federal official. Id. at 120. After an appeal

that resulted in a remand for resentencing, he was sentenced to life in

prison. Id. at 121. Salim is serving that sentence.

After Salim’s conviction, his original indictment sat untouched

until May 8, 2019, when the government filed a nolle prosequi, which

the court approved, dismissing the charges. Salim then moved to set

aside the order of dismissal, arguing that he had a right to be tried on

the charges or to have the indictment dismissed with prejudice, and

that the government was still using the existence of the dismissed

indictment to justify the special administrative measures to which he

was subject. The court denied Salim’s motions. Salim twice sought,

and the district court twice denied, reconsideration; Salim appealed

both denials.

On appeal, Salim filed two pro se briefs (the second

superseding the first). Then, he sought appointment of counsel under

the Criminal Justice Act. On June 24, 2022, this Court appointed

5 counsel to represent Salim. Salim’s attorney, fearing that Salim’s

appeals were untimely, successfully moved to stay the appeals

pending the district court’s decision on Salim’s petition for a writ of

error coram nobis in the district court. When the court denied that writ

on February 21, 2023, Salim appealed for a third time.

Upon receiving the appeal, this Court inquired whether

“counsel for Appellant . . . intend[ed] to supplement or replace”

Salim’s earlier pro se brief. Dkt. No. 128. Salim’s lawyer indicated in

a letter that he intended his counseled brief to replace the pro se brief.

The next day, the Court lifted the stay, deemed Salim’s pro se brief

withdrawn, and consolidated the three appeals. Salim timely filed his

counseled brief on April 25, 2023. The government’s brief is due July

25, 2023.

In a June 7, 2023, pro se filing, Salim sought to file a pro se

supplemental brief and to introduce two exhibits that were not part

of the record in the district court. On June 21, 2023, Salim filed a

6 counseled motion asking the Court to consider part of Salim’s pro se

supplemental brief and the two exhibits. The government filed an

opposition on July 10, 2023, and Salim filed a reply on July 17, 2023.

***

The Sixth Amendment gives criminal defendants the right to

representation by counsel or, should they so choose, to represent

themselves. Faretta v. California, 422 U.S. 806, 834–35 (1975). A

defendant has, however, no right to “hybrid” representation in which

he is represented by counsel but supplements his lawyer’s work with

selected pro se submissions. United States v. Rivernider, 828 F.3d 91,

108 (2d Cir. 2016). 2 Although a court may, in its discretion, allow pro

se appearances from a counseled defendant, Clark v. Perez, 510 F.3d

2 See also McKaskle v. Wiggins, 465 U.S. 168, 183 (1984) (“Faretta does not require a trial judge to permit ‘hybrid’ representation . . . .”); United States v. Schmidt, 105 F.3d 82, 90 (2d Cir. 1997) (“[T]here is no constitutional right to hybrid representation . . . where [the defendant] share[s] the duties of conducting her defense with a lawyer.”); United States v. Cyphers, 556 F.2d 630, 634 (2d Cir. 1977) (“[A] defendant who is represented by counsel has no sixth amendment right to participate as co-counsel.”); United States v. Wolfish, 525 F.2d 457, 463 n.2 (2d Cir. 1975) (“There is nothing in Faretta or in any statute which suggests that a defendant may both have an attorney and represent himself.”).

7 382, 395 (2d Cir. 2008), the defendant cannot switch between pro se

and counseled modes at will, because the two rights “cannot be . . .

exercised at the same time,” O’Reilly v. New York Times Co., 692 F.2d

863, 868 (2d Cir. 1982) (internal quotation marks omitted).

Permitting such hybrid representation is not only unnecessary;

it is also unwise. For one thing, a pro se supplemental brief permits a

counseled defendant to make an end run around our procedural

rules. Appellate briefs are subject to strict word limits under Rule 32

of the Federal Rules of Appellate Procedure, and parties face briefing

deadlines imposed by scheduling orders of this Court. When a party

submits a pro se supplemental brief after a counseled brief, it

effectively obtains both an extension and an opportunity to breach the

word limit. Even the liberality we extend to pro se litigants does not

license failure “to comply with relevant rules of procedural and

substantive law.” Faretta, 422 U.S. at 834 n.46. There is even less

reason for us to allow counseled parties to bend the rules.

8 Even so, perhaps it would be worth letting parties dodge

deadlines and word limits if hybrid representation provided clear

benefits to parties or the Court. It does not. In almost every case,

litigants will fare better if they rely on the assistance of counsel rather

than “their own unskilled efforts.” Faretta, 422 U.S. at 834. 3 Parties

should, of course, discuss potential arguments with their lawyers, but

it is the lawyer, not the party, who is best placed to decide which

arguments to make, and how to make them. See McCoy v. Louisiana

138 S. Ct. 1500, 1508 (2018) (“[T]he lawyer’s province” includes

deciding which “arguments to pursue.” (internal quotation marks

omitted)). “A brief that raises every colorable issue runs the risk of

burying good arguments” under weak ones. Jones v. Barnes, 463 U.S.

745, 753 (1983). Allowing “the client, not the professional advocate,

. . . to decide what issues are to be pressed” undermines one of the

3See also Powell v. State of Ala., 287 U.S. 45, 69 (1932) (“Even the intelligent and educated layman has small and sometimes no skill in the science of law. . . . He requires the guiding hand of counsel at every step in the proceedings against him.”).

9 main reasons for having a lawyer in the first place. Id. at 751. A

defendant who switches horses midstream risks hurting himself and

muddying the waters for everyone else.

For that reason, at the district court level, although defendants

are free to choose either legal representation or to go it alone, they are

not always free to change their minds. Once a trial has begun, a

counseled defendant’s right to represent himself is “sharply

curtailed.” United States v. Stevens, 83 F.3d 60, 67 (2d Cir. 1996)

(internal quotation marks omitted). A court considering such a

request by a defendant “must weigh the prejudice to the legitimate

interests of the defendant against the potential disruption of

proceedings already in progress.” Id. (internal quotation marks

omitted).

Requests for hybrid representation are even more disfavored.

A defendant has no constitutional or statutory right to act as “co-

counsel in his defense,” and the decision to grant or deny “hybrid

10 representation lies solely within the discretion of the trial court.” Id.

(internal quotation marks omitted). Particularly where, as here, the

defendant makes no claim “that his counsel was not adequately

representing him,” there is little reason to entertain pro se

submissions. See id. (district court did not abuse its discretion in

denying defendant’s request to appear as co-counsel where he did not

claim inadequate representation).

No wonder, then, that almost all our sister Circuits routinely

refuse to consider pro se supplemental briefs filed by counseled

parties or even have local rules barring the practice. See United States

v. Turner, 677 F.3d 570, 578 (3d Cir. 2012) (“Even absent our

longstanding prohibition on hybrid representation, we still could not

consider [the defendant’s] pro se filings because we are bound by our

local rules . . . .” (internal quotation marks omitted)); United States v.

Washington, 743 F.3d 938, 941 n.1 (4th Cir. 2014) (declining to accept

pro se brief because a defendant “has no right to raise substantive

11 issues while he is represented by counsel” (internal quotation marks

omitted)); United States v. Ogbonna, 184 F.3d 447, 449 (5th Cir. 1999)

(“[A]llowing the submission of a pro se brief should be discouraged

when the appellant is represented by counsel.”); United States v.

Williams, 641 F.3d 758, 770 (6th Cir. 2011) (“Because Williams was

represented by counsel on this appeal, we decline to address these pro

se arguments.”); United States v. Cox, 577 F.3d 833, 836 (7th Cir. 2009)

(declining to consider substantive arguments in pro se brief because

a defendant “has no right to raise substantive issues while he is

represented”); United States v. Miranda-Zarco, 836 F.3d 899, 901 (8th

Cir. 2016) (“Normally, this court does not address arguments in pro

se filings when the defendant is represented by counsel.”); United

States v. Pearl, 324 F.3d 1210, 1216 (10th Cir. 2003) (“As [the defendant]

is represented by counsel, we deny his motion to file an additional

pro se supplemental brief.”); 11th Cir. R. 25–1 (“When a party is

represented by counsel, the clerk may not accept filings from the

12 party.”); Sturdza v. United Arab Emirates, 281 F.3d 1287, 1293 (D.C. Cir.

2002) (a counseled party may not file pro se briefs because “[s]o long

as [the plaintiff] is represented by counsel, the attorney speaks on her

behalf before this court.”); see also Rosenblum v. Campbell, 370 F. App’x

782, 783 (9th Cir. 2010) (“Because [the plaintiff] is represented by

counsel, only counsel may submit filings.”). But see United States v.

Gonzalez-Gonzalez, 136 F.3d 6, 12 (1st Cir. 1998) (granting leave for a

counseled party to file a pro se supplemental brief). Although we

have no such local rule, permitting hybrid representation is no wiser

in this Circuit than elsewhere.

Salim’s pro se brief nicely illustrates why we should disfavor

such filings. Salim himself concedes that his proposed supplemental

facts and legal arguments add “very little” to the record. Dkt. 172 at

3. Salim primarily urges the Court to consider sections from his

original pro se brief, but Salim explicitly abandoned that brief, and

waived its arguments, when he chose to have his counseled brief

13 supersede it. Salim, moreover, filed his supplemental brief past the

deadline set by the Court’s scheduling order, and moved the Court to

consider it only five weeks before the government’s brief was due.

Such late-filed briefs disadvantage the other party while doing

nothing for those who file them. There is no good reason for us to

accept such a brief. See Ogbonna, 184 F.3d at 449 (pro se brief by

counseled party, raising meritless argument, “plainly demonstrates”

why courts should “discourage[]” such submissions); United States v.

Walker, 243 F. App’x 621, 622 (2d Cir. 2007) (“This Court, like a trial

court, is not obligated to allow [a party] to follow a course of hybrid

pro se representation under which he files both a counseled and pro

se brief.”).

Salim also asks the Court to supplement the record with a May

23, 2019, letter Salim received from a lawyer who once represented

him and a February 14, 2023, declaration by that lawyer. As a court

of review, not first view, we may generally consider only material that

14 was part of the record below. See Fed. R. App. P. 10(a). The sole

flexibility to that rule comes from Rule 10(e)(2) of the Federal Rules of

Appellate Procedure, which provides that “[i]f anything material to

either party is omitted from or misstated in the record by error or

accident, the omission or misstatement may be corrected and a

supplemental record may be certified” by this Court. We will exercise

that power, however, only in “extraordinary circumstances.” Dixon

v. von Blanckensee, 994 F.3d 95, 103 (2d Cir. 2021).

Nothing in this case justifies supplementing the record. Both

the letter and the declaration predate the district court’s February 21,

2023, decision on Salim’s petition for a writ of error coram nobis, and

Salim’s motion to supplement the record does not explain why he did

not submit them to the district court. Salim asks the Court to draw

factual inferences from the letter and the declaration—inferences the

government contests—but a motion to supplement the record “is not

a device for presenting evidence to this Court that was not before the

15 trial judge.” Natofsky v. City of New York, 921 F.3d 337, 344 (2d Cir.

2019) (internal quotation marks omitted). 4

Salim’s motion for the Court to consider his supplemental pro

se brief and his motion to supplement the record are, therefore,

DENIED. The government moves for an extension of time to file its

brief to a date three weeks after the date of resolution of Salim’s

motion. That motion is GRANTED.

4 Salim also requested in his pro se filing that this Court issue an order that his previous lawyer be deposed. Salim does not pursue this request in his motion for the Court to consider his pro se filing and has thus abandoned it.