United States v. Guzman

611 F. Supp. 2d 369, 2009 U.S. Dist. LEXIS 35650, 2009 WL 1118865
CourtDistrict Court, S.D. New York
DecidedApril 27, 2009
Docket92 Cr. 550 (JSR)
StatusPublished

This text of 611 F. Supp. 2d 369 (United States v. Guzman) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Guzman, 611 F. Supp. 2d 369, 2009 U.S. Dist. LEXIS 35650, 2009 WL 1118865 (S.D.N.Y. 2009).

Opinion

MEMORANDUM ORDER

JED S. RAKOFF, District Judge.

Defendant Pedro Guzman moves for a reduction of sentence pursuant to 18 U.S.C. § 3582(c)(2), based on the recent amendment to the United States Sentencing Guidelines (the “Guidelines”), which lowered the base offense levels applicable to crack cocaine offenses. The case is different, however, from many similar cases that have recently come before this and other courts, in that the original calculation of the base offense level was somewhat unusual.

Defendant was originally sentenced by the Honorable Allen G. Schwartz on July 28, 1994. At sentencing, Judge Schwartz stated that he was calculating the quantity of crack cocaine based on the approach taken by Judge Martin in United States v. Genao, 831 F.Supp. 246 (S.D.N.Y.1993), which calculated defendant’s offense level based on the quantity of drugs sold by him during an average one-week period. See transcript 7/28/94 at 46-47. Although the Second Circuit, in subsequently affirming Genao in United States v. Lara, 47 F.3d 60 (2d Cir.1995), characterized this approach as a “departure,” Judge Schwartz did not view it this way but rather regarded it as a more rational method of calculating the crack cocaine quantity under the unusual circumstances of this case. Using this method of calculation, he determined that the base offense level was therefore 36, the total offense level 34 (reflecting a two-level reduction for acceptance of responsibility), and the Guidelines imprisonment range 262 to 327 months. See transcript 7/28/94 at 46 — 47. Judge Schwartz sentenced defendant to 262 months in jail. In the final written judgment filed a few days later, Judge Schwartz expressly indicated that “[t]he sentence is within the guidelines range.” Judgment, 8/1/94, at 7.

Defendant appealed his sentence, and the Government cross-appealed, arguing that Judge Schwartz erred in not imposing an enhancement for defendant’s supervisory role. The Government did not, however, appeal the district court’s calculation of defendant’s offense level pursuant to Genao. The Second Circuit denied defendant’s appeal, but agreed with the Government that an upward adjustment was warranted for defendant’s supervisory role, and remanded the case for resentencing.

On remand, Judge Schwartz found that a three-level upward adjustment was required because defendant was a supervisor of criminal activity involving more than five participants. Because, again, no challenge was raised to Judge Schwartz’s other calculations, the total offense level was raised to 37, resulting in a Guidelines *371 range of 360 months to life imprisonment. The Court sentenced defendant to 360 months in jail. At sentencing, Judge Schwartz observed that “defendant’s sentence is beyond what is appropriate in anyone’s reasonable judgment as to what is a fair and reasonable sentence given what is in [the] record,” and noted that “whatever change there is in the law should redound to the benefit of a defendant such as this one.” Transcript 1/11/96 at 22-23.

Now, however, in opposing the instant motion, the Government argues that defendant is not eligible for a reduction in sentence because Judge Schwartz’s calculation of defendant’s offense level was a “downward departure,” that defendant’s “real” base offense level (if Judge Schwartz had not utilized the Genao methodology) would have been 38, and that, absent that “departure,” the crack cocaine amendment does not have the effect of lowering defendant’s Guidelines range. If the Government’s hypothesis were the reality of what had occurred before Judge Schwartz, this Court would be barred from resentencing defendant by § 1B1.10(a)(2)(B) of the Guidelines, a Policy Statement that provides that “[a] reduction in the defendant’s term of imprisonment is not consistent with this policy statement and therefore is not authorized under 18 U.S.C. § 3582(c)(2) if ... an amendment listed in subsection (c) does not have the effect of lowering the defendant’s applicable guideline range.”

The Government’s hypothesis, however, is contradicted by the record before the Court. As noted, Judge Schwartz stated that he was sentencing defendant for the sale of 800 grams of crack cocaine per week, resulting in a base offense level of 36. At no time did he characterize this as a departure, let alone calculate what the offense level would otherwise have been absent a departure (which, if there had been a genuine departure, he would have been required to do). The determination remained unchanged notwithstanding the Government’s successful cross-appeal, the remand from the Second Circuit, and the defendant’s resentencing to a term of 360 months.

In other words, the Guidelines analysis undertaken by Judge Schwartz constituted a factual finding regarding drug weight rather than a downward departure. Although, between the time of the original sentence and the remand sentence, the Second Circuit, in Lara, characterized the Genao approach as a “downward departure,” see Lara, 47 F.3d at 62, 67, it was not a downward departure in the ordinary sense, where the Court calculates the offense level independent of any departure and then decides if it wants to depart from the Guidelines range. Rather, here, defendant’s range was determined by first calculating the drug weight and then mechanically applying the Guidelines to that calculation.

Consequently, even though defendant’s resentencing occurred after Lara, neither did the Government seek nor did Judge Schwartz make alternative findings regarding drug weight or defendant’s base offense level. Rather, at the time of the resentencing hearing, Judge Schwartz emphasized that “this is not a case that either indicates a departure, a downward departure, or that this should be a case in which the court should reach for a downward departure.” Transcript 1/11/96 at 20. And the final judgment on resentencing once again expressly stated that defendant’s sentence was within the Guidelines range. Judgment, 1/16/96, at 7.

Accordingly, Judge Schwartz’s determination at the time of defendant’s original sentencing that the relevant drug weight is 800 grams remains the law of the case. Under the amended Guidelines, the base *372 offense level for distribution of 800 grams of crack cocaine is 34 and the total offense level is 35, yielding an amended Guidelines range of 292-365 months. Defendant is thus eligible for resentencing within that range.

Defendant, however, further argues that he is eligible for a complete resentencing pursuant to United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005) and its progeny, and should be sentenced to the 240-month statutory mandatory minimum, which is 52 months below the bottom of the amended Guidelines range. The Court is not persuaded.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Matthew Mark Moreno
421 F.3d 1217 (Eleventh Circuit, 2005)
United States v. Booker
543 U.S. 220 (Supreme Court, 2004)
United States v. Gwendolyn Thomas
135 F.3d 873 (Second Circuit, 1998)
Miguel Guzman v. United States
404 F.3d 139 (Second Circuit, 2005)
Herminio Cortorreal v. United States
486 F.3d 742 (Second Circuit, 2007)
United States v. McGee
553 F.3d 225 (Second Circuit, 2009)
United States v. Wise
515 F.3d 207 (Third Circuit, 2008)
United States v. Williams
551 F.3d 182 (Second Circuit, 2009)
Poindexter v. United States
556 F.3d 87 (Second Circuit, 2009)
United States v. Cruz
560 F. Supp. 2d 198 (E.D. New York, 2008)
United States v. Genao
831 F. Supp. 246 (S.D. New York, 1993)
United States v. Lara
47 F.3d 60 (Second Circuit, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
611 F. Supp. 2d 369, 2009 U.S. Dist. LEXIS 35650, 2009 WL 1118865, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-guzman-nysd-2009.