United States v. Guillermo Fernandez

205 F.3d 1020, 2000 U.S. App. LEXIS 3556, 2000 WL 260633
CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 9, 2000
Docket98-1146
StatusPublished
Cited by49 cases

This text of 205 F.3d 1020 (United States v. Guillermo Fernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Guillermo Fernandez, 205 F.3d 1020, 2000 U.S. App. LEXIS 3556, 2000 WL 260633 (7th Cir. 2000).

Opinion

BAUER, Circuit Judge.

One month after pleading not guilty to a one-count indictment charging him with conspiracy to distribute marijuana, Guillermo Fernandez (“Fernandez”) changed his mind and pleaded guilty. The district court then sentenced Fernandez to 235 months in prison for his role in the conspiracy. On appeal, Fernandez argues that his guilty plea and ensuing sentence should be vacated because of errors committed during his change of plea hearing. Because we conclude that the district court did not properly inform Fernandez of his rights at his change of plea hearing, we vacate Fernandez’ conviction and sentence and remand so Fernandez may enter a new plea.

I. BaCkground

On October 23, 1996, a federal grand jury in the Southern District of Illinois returned a one-count indictment charging Fernandez and four others with conspiring to distribute marijuana in violation of 21 U.S.C. §§ 841(a)(1) and 846. The indictment alleged that Fernandez participated in a conspiracy to transport approximately 453 kilograms 1 of marijuana from southern Texas to points in Kentucky and Illinois. According to the conspirators’ plans, about half of the marijuana was to be delivered to Fernandez or his agents in Louisville, Kentucky and the other half was supposed to be shipped to a co-conspirator in Chicago, Illinois. Shortly after the marijuana shipment left Texas, it was discovered by police in Marion, Illinois when the driver of the tractor trailer carrying the drugs stopped at a truck weigh station.

Fernandez was arraigned on July 1, 1997 and entered a plea of not guilty. One month later, on August 1, 1997, Fernandez pleaded guilty to the conspiracy at a change of plea hearing. Fernandez promptly told his lawyer that he was willing to plead guilty, but there was no plea agreement arrived at between the government and him. Because Fernandez’ native language is Spanish and he understands very little English, an interpreter was present at the hearing to translate the *1023 proceedings into Spanish for Fernandez and to relay his responses to the court in English.

During the change of plea hearing, Fernandez’ court-appointed lawyer took the position that Fernandez would be subject to a prison sentence between 70 and 108 months under the Guidelines. In contrast to counsel’s sentencing calculation, the Assistant United States Attorney estimated Fernandez’ potential jail time between 210 and 262 months. According to the government, Fernandez faced this substantially harsher penalty because, although the indictment only alleged a marijuana shipment of 453 kilograms, the entire conspiracy actually involved 3,000 kilograms of marijuana. Adding this relevant conduct to Fernandez’ base offense level, and tacking on an upward adjustment for being a leader or organizer in the conspiracy, the government concluded that Fernandez faced at least 210 months in prison under the Guidelines. The district court told Fernandez that it would not resolve the dispute over his sentence at the change of plea hearing, but said that the disagreement would be settled at his sentencing hearing. After listening to a factual basis for the plea, the district court accepted Fernandez’ guilty plea and found him guilty as charged in the one-count indictment.

Not long after the change of plea hearing, Fernandez’ lawyer moved to withdraw, citing as a basis for the motion a previously undisclosed conflict of interest. It turned out that counsel also represented an alleged co-conspirator named in the same indictment charging Fernandez. The district court relieved counsel from the appointment and named another attorney to serve as Fernandez’ new lawyer. Shortly after the court appointed new counsel, Fernandez filed a motion to withdraw his guilty plea on the grounds that he did not understand the full extent of the charges against him or the penalties that could be imposed.

The district court held a hearing on Fernandez’ motion to withdraw his guilty plea. When asked at that hearing whether he had understood everything his previous lawyer had told him, Fernandez testified, “Not everything. I thought I was pleading guilty partially.” In response to the question of whether he understood his previous lawyer’s statements at the change of plea hearing regarding the offense levels set forth by the Guidelines, Fernandez said, “I didn’t really understand exactly what those levels meant.” Later, when communications between the court and Fernandez broke down because of the language barrier, the court interpreter interrupted by stating:

Your honor, I am quite confused here. He’s talking about that he was feeling guilty or he understood that these 3,000 [kilograms] related to the case that had to do with the trailer, and he didn’t think that there was anything else that was going to be brought as a charge. And that is what he didn’t understand exactly, that the amounts that he was going to be charged for were an overall count.

In response to the interpreter’s interjection, the district judge told Fernandez that he would have the opportunity to contest his liability for the 3,000 kilograms of marijuana at his sentencing hearing. Based on that representation, Fernandez withdrew his motion and agreed to allow his guilty plea to stand.

At the sentencing hearing, the district court attributed to Fernandez a quantity of marijuana “in excess of 1,759 kilograms, but less than 3,000 kilograms.” The court also found that Fernandez was an organizer or leader in the conspiracy. Based on these findings, Fernandez earned a Guidelines offense level of 36. Fernandez’ criminal history category under the Guidelines was I, which meant that his range of incarceration was 188 to 235 months. Judge Beatty opted for the high-end of the range and sentenced Fernandez to 235 months in prison. The district court also sentenced Fernandez to five years of supervised re *1024 lease, a $2,000 fine, and a $50 special assessment. Fernandez then filed a timely notice of appeal.

On appeal, Fernandez challenges the manner in which the district court conducted his change of plea hearing. According to Fernandez, the district court failed to adequately apprise him of the nature of the charge against him. Fernandez also contends that the district court failed to advise him of the applicable mandatory minimum prison sentence. 2 Fernandez insists that these errors violate Rule 11 of the Federal Rules of Criminal Procedure (“Rule 11”) and require that his guilty plea and resulting sentence be vacated.

II. ANALYSIS

By pleading guilty to a criminal charge, a defendant waives several fundamental constitutional guarantees. Because a defendant sacrifices these critical rights, both due process and Rule 11 require that a defendant’s guilty plea be made voluntarily and knowingly. United States v. Elkins,

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Cite This Page — Counsel Stack

Bluebook (online)
205 F.3d 1020, 2000 U.S. App. LEXIS 3556, 2000 WL 260633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-guillermo-fernandez-ca7-2000.