United States v. Green

62 M.J. 501, 2005 CCA LEXIS 312, 2005 WL 2812018
CourtUnited States Air Force Court of Criminal Appeals
DecidedSeptember 19, 2005
DocketACM 35635
StatusPublished
Cited by1 cases

This text of 62 M.J. 501 (United States v. Green) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Green, 62 M.J. 501, 2005 CCA LEXIS 312, 2005 WL 2812018 (afcca 2005).

Opinion

OPINION OF THE COURT

MATHEWS, Judge:

The appellant stands convicted, contrary to his pleas, of desertion, in violation of Article 85, UCMJ, 10 U.S.C. § 885. On appeal, he asserts that the instructions given the panel of officer and enlisted members at his general court-martial muddied the distinction between the standard of “clear and convincing” evidence and proof “beyond a reasonable doubt.” Finding merit under the unusual circumstances of this case, we grant relief.1

[502]*502 Background

The appellant was a noncommissioned officer with 19 years and 6 months on active duty. He was assigned to the United States Air Forces in Europe Operational Weather Squadron at Sembach Air Base, Germany. His first sergeant described him as a very good worker, who was respected in his flight and had never been in any disciplinary trouble, but who recently had experienced a spate of financial difficulty. On 15 August 2002, the appellant did not show up for a scheduled financial counseling session or for his duty shift later that day. Despite the best efforts of his unit to find him, his whereabouts remained unknown for several weeks.

A German civilian spotted the appellant on 16 October 2002 at a convenience store in a suburb of Frankfurt, Germany. According to the civilian, the appellant “looked like a homeless person who had not had a bath for quite some time.” His “clothes appeared dirty as if they had not been changed in a long time,” and he “had a messy beard and dirty fingernails.” The appellant was apprehended stealing a package of chocolate covered hazelnuts and a bottle of cocoa, but was subsequently released on his own recognizance after producing a military identification card. According to evidence introduced at trial, the appellant resumed wandering from place to place, living on the streets, and eating from garbage cans.

On 23 November 2002, the appellant was again spotted, this time by an officer of the German Federal Border Police at the main train station in Frankfurt. The officer described the appellant as “dirty and unkempt,” “had a beard that was greasy and not well kept,” “smelled bad,” had on “several layers of clothing,” and “looked as if he had not washed for a long time.” The police officer stated that the appellant was at no time uncooperative, and when asked for identification, again presented his military identification card. This time, the appellant was taken into custody and returned to military control.

Trial

At trial, there was little dispute as to the basic events that led to the appellant’s court-martial — the parties agreed to two stipulations of fact and two stipulations of expected testimony that effectively summed up the case. Where the parties differed sharply was on the question of the appellant’s mental responsibility. The trial defense counsel presented a number of witnesses and documents to establish a conventional “good soldier” defense, in a clear effort to demonstrate that the appellant would not have wandered off to live on the streets had he been of sound mind.

Trial defense counsel then attempted to show that the appellant’s aberrant behavior was the result of a mental disease or defect. They called Dr. Craig Rath, who testified that at the time of the appellant’s absence from his unit, the appellant suffered from a “dissociative fugue state,” a medically recognized condition in which the victim under stress experiences a temporary break with reality. His conclusions differed from those of the sanity board convened under the provisions of Rule for Courts-Martial (R.C.M.) 706, although he relied on much of the same evidence. He also conducted some additional testing and interviews with the appellant to make his diagnosis.

The government countered with the testimony of Dr. (Captain) Barrie Highby, a clinical psychologist and the primary author of the R.C.M. 706 sanity board report. She acknowledged that, unlike Dr. Rath, she had never personally seen or treated a patient suffering from a dissociative fugue state, but nonetheless concluded that the appellant did not suffer from such a condition. She opined instead that the appellant was probably malingering, by making up or exaggerating symptoms. On cross-examination, she admitted that, of the battery of psychological tests administered during the sanity board process, only one specifically tested for malingering — and on that test, the appellant registered the highest possible result indicative of not malingering. Nonetheless, she remained unshakeable in her conviction that [503]*503the appellant’s conduct was not the result of a mental disease or defect.

The military judge gave the members the standard instructions on mental responsibility contained in the Department of the Army Pamphlet (D.A. Pam.) 27-9, Military Judge’s Benchbook, H (15 Sep 2002), advising them that the appellant was “presumed to be mentally responsible” for his acts. The military judge properly instructed the members that they would only be required to consider the appellant’s sanity if they first found him guilty of desertion or a lesser-included offense, and that if they reached that point, the appellant would have to carry the burden of proving lack of mental responsibility by clear and convincing evidence.

Discussion

The burden of proving a lack of mental responsibility rests with the accused, who must prove his lack of responsibility by “clear and convincing” evidence. Article 50a(b), UCMJ, 10 U.S.C. § 850a(b). “Clear and convincing” evidence is an intermediate standard of proof, lying between “preponderance of the evidence” and “proof beyond a reasonable doubt.” United States v. Dubose, 47 M.J. 386, 388 (C.A.A.F.1998).2

The military judge at trial read the standard instruction defining “clear and convincing” evidence as “proof which will produce ... a firm belief or conviction as to the facts sought to be established.” D.A. Pam. 27-9, II6-4. After reading this definition, the military judge went on to give the Air Force’s tailored definition of “proof beyond a reasonable doubt” in the context of establishing the appellant’s guilt, as “proof that leaves you firmly convinced of the accused’s guilt.” The appellant does not challenge the legal sufficiency of the individual definitions provided by the military judge, but instead contends that when considered in tandem they are misleading, because they are semantically identical: an ordinary court member would not be able to distinguish between the quantum of evidence needed to produce a “firm belief or conviction” and that needed to leave them “firmly convinced.”3 He argues that he was entitled to have the members correctly apprised of the fact that his burden was less stringent than the government’s.

The question of whether the members were properly instructed is a matter of law reviewed de novo. United States v. Maxwell, 45 M.J. 406, 424 (C.A.A.F.1996) (citing United States v. Snow, 82 F.3d 935, 938-39 (10th Cir.1996)). “Appropriate instructions means those instructions necessary for the members to arrive at an intelligent decision concerning appellant’s guilt.” United States v. Baker, 57 M.J. 330, 333 (C.A.A.F.2002).

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Cite This Page — Counsel Stack

Bluebook (online)
62 M.J. 501, 2005 CCA LEXIS 312, 2005 WL 2812018, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-green-afcca-2005.