United States v. Grant

49 M.J. 295, 1998 CAAF LEXIS 1210, 1998 WL 954015
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 30, 1998
DocketNo. 97-0920; Crim.App. No. 32493
StatusPublished
Cited by8 cases

This text of 49 M.J. 295 (United States v. Grant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Grant, 49 M.J. 295, 1998 CAAF LEXIS 1210, 1998 WL 954015 (Ark. 1998).

Opinions

Opinion of the Court

GIERKE, Judge:

A general court-martial composed of officer and enlisted members convicted appellant, contrary to his pleas, of forcible sodomy and indecent assault, in violation of Articles 125 and 134, Uniform Code of Military Justice, 10 USC §§ 925 and 934, respectively. The adjudged and approved sentence provides for a dishonorable discharge, confinement for 42 months, total forfeitures, and reduction to the lowest enlisted grade. The Court of Criminal Appeals affirmed in an unpublished opinion.

This Court granted review of the following issues:

I
WHETHER THE MILITARY JUDGE COMMITTED PREJUDICIAL ERROR IN REFUSING TO ALLOW TESTIMONY REGARDING AIRMAN B’S SEXUAL ORIENTATION.
II
WHETHER THE APPLICATION OF ARTICLES 57(a) AND 58b, UCMJ, VIOLATED THE EX POST FACTO CLAUSE OF THE UNITED STATES CONSTITUTION WITH RESPECT TO APPELLANT.

We also specified the following issue:

WHETHER THE COURT OF CRIMINAL APPEALS RESOLVED THIS CASE ON THE BASIS OF THE POST-TRIAL SUBMISSION OF COMPETING AFFIDAVITS FILED WITH SUCH COURT, AND, IF SO, WHETHER SUCH POST-TRIAL AFFIDAVITS CONSTITUTE A “RECORD” AS THAT TERM IS USED WITH RESPECT TO THE FACTFINDING POWERS OF THE COURT OF CRIMINAL APPEALS UNDER ARTICLE 66(c), UCMJ, 10 USC § 866(c).

We resolve Issue II in appellant’s favor for the reasons stated in United States v. Gorski, 47 MJ 370 (1997). We resolve Issue I and the Specified Issue against appellant for the reasons set out below.

Issue I: Evidence of Sexual Orientation

Factual Background

The charges were based on a complaint by Senior Airman (SrA) B. SrA B alleged that, after a night of heavy drinking, he was sleeping in appellant’s bunk and that appellant fondled his genitals and performed oral sodomy on him without his consent. The prosecution relied on the testimony of SrA B and a handwritten statement given by appellant to agents of the Air Force Office of Special Investigations (OSI), in which appellant admitted fondling SrA B’s genitals but said nothing about committing sodomy.

The theory of the defense was that SrA B consented to the fondling. The defense as- ■ serted that no act of sodomy occurred. Appellant did not testify but relied on his statement to the OSI to present his version of the facts.

SrA B, the victim of the forcible sodomy and indecent assault, testified that he delayed reporting the offenses because he and [297]*297appellant were “best friends,” and he did not want the incident to “go to court.” SrA B testified that he told appellant that he would not report the incident unless he heard that appellant “did this to anybody else.” After another airman complained that appellant had caressed him, SrA B reported the incident.

Defense counsel did not attempt to cross-examine SrA B about his sexual orientation but instead attempted to elicit testimony from a witness, Staff Sergeant (SSgt) W, who would have opined that SrA B was homosexual. In response to a government motion in limine, defense counsel argued that SSgt W’s testimony was relevant on the issue whether SrA B consented to appellant’s advances. The military judge, citing Mil.R.Evid. 412, ruled that SSgt W’s testimony was not admissible, reasoning that, “even if an individual is homosexual, that does not mean that' they consented to sexual acts.”

Before this Court, appellant argues that SSgt W’s testimony was relevant and admissible to support the defense theory of consent. Appellant also argues that the testimony would establish SrA B’s motive to he — to avoid being exposed as a homosexual. Appellant did not assert the latter ground at trial.

The Government argues that the military judge properly excluded the evidence under Mil.R.Evid. 412. The Government argues further that this Court should not consider whether the evidence was admissible to show SrA B’s motive to he, because that ground was not asserted at trial.

Discussion

Mil.R.Evid. 412 provides that evidence of sexual predisposition is not admissible, except in three instances:

(1) Where specific instances of sexual behavior by the alleged victim are offered to prove that someone other than the accused was the source of semen, injury, or other physical evidence;

(2) Where specific instances of sexual behavior by the alleged victim with respect to the person accused of sexual misconduct is offered to prove consent; and

(3) Where the evidence is constitutionally required to be admitted.

The defense did not offer the evidence under the first or second exceptions. We hold that the evidence did not qualify under the third exception because it was not relevant. See United States v. Sanchez, 44 MJ 174, 179-80 (1996) (alleged victim’s sexual life-style irrelevant to issue consent, without a showing that the sexual conduct is “so particularly unusual and distinctive as to verify the defendant’s version”); see also United States v. Greaves, 40 MJ 432 (CMA 1994), quoting United States v. Duncan, 855 F.2d 1528, 1533 (11th Cir.1988) (reputation and opinion evidence about victim’s past sexual behavior “are not relevant indicators” of consent). Accordingly, we hold that the military judge did not err in excluding SSgt W’s testimony about SrA B’s sexual orientation.

We decline to decide whether the proffered evidence would have been admissible to show SrA B’s motive to lie. When military judges exclude evidence, we review their exercise of discretion on the basis of the record before them. Since the defense did not proffer the evidence to show motive to lie, the military judge had no duty to consider it for this purpose. See United States v. Rust, 41 MJ 472, 479 n. 3 (1995) (appellant not allowed to relitigate motion on different factual basis for the first time on appeal); United States v. Vangelisti, 30 MJ 234, 237 (CMA 1990), quoting United States v. Roberts, 7 USCMA 322, 325, 22 CMR 112, 115 (1956) (“Ordinarily, appellate courts review claimed errors only on the basis of the error as presented to the lower courts.”). See also United States v. Clark, 35 MJ 98, 107 (CMA 1992) (accused may not withhold “trump card” and play it on appeal if he loses at trial).

Specified Issue: Post-Trial Affidavits

Appellant submitted a post-trial affidavit to the court below, asserting that his defense team, composed of a civilian lawyer and a military lawyer, were ineffective. Appellant asserted that his counsel failed to keep him informed about their trial preparations, failed [298]*298to explain the consequences of not testifying, and failed to interview potential witnesses who could testify that SrA B was a homosexual. In the affidavit, appellant admits that he told his counsel that he preferred not to testify because of his fear of speaking before others. He asserts that during the trial his counsel did not explain the implications of the military judge’s ruling excluding evidence of SrA B’s homosexuality and did not inform him that he could change his decision not to testify. He asserts that he was not aware that his counsel would present a defense based on mistake of fact.

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Cite This Page — Counsel Stack

Bluebook (online)
49 M.J. 295, 1998 CAAF LEXIS 1210, 1998 WL 954015, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-grant-armfor-1998.