United States v. Gorham
This text of 317 F. Supp. 3d 459 (United States v. Gorham) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
RANDOLPH D. MOSS, United States District Judge
This matter is before the Court on Defendant Steven Gorham's motion to suppress physical evidence and statements. Dkt. 5. The relevant events occurred on December 4, 2017, when two Metropolitan Police Department ("MPD") officers approached Gorham at the Woodland Terrace apartment complex. At first Gorham ignored them, looking instead at his cell phone, but, as soon as one of the officers addressed him, Gorham fled. After a brief chase, an officer tackled him. Seconds later, *461another officer frisked Gorham while he was still pinned on the ground, and that frisk revealed a handgun. Based on that evidence and evidence that Gorham had a prior felony conviction, Gorham is charged with one count of violating
I. BACKGROUND
The Court has reviewed Defendant's motion, Dkt. 5, the government's opposition, Dkt. 6, the government's supplemental brief, Dkt. 14, and Gorham's response to the government's supplemental brief, Dkt. 20. The Court held an evidentiary hearing on April 16, 2018, see Minute Entry (Apr. 16, 2018), and heard oral argument on May 18, 2018, see Minute Entry (May 18, 2018). A further evidentiary hearing was held on June 7, 2018, to hear from the officer who frisked Gorham, see Minute Order (May 21, 2018); Minute Entry (June 7, 2018), and the Court heard further oral argument on June 29, 2018, see Minute Entry (June 29, 2018). Cornel Kelemen, one of the MPD officers present at Gorham's arrest, testified at the initial evidentiary hearing and footage from his body-worn camera was admitted into evidence as Government's Exhibit 1. Footage from the body-worn camera of Officer Artavius Williams was introduced into evidence as Government's Exhibit 2. Minute Order (June 8, 2018). Officer Michael Moshier, who frisked Gorham, testified at the June 7, 2018 hearing. Minute Entry (June 7, 2018). Footage from his body-worn camera was introduced into evidence as Government's Exhibit 6. Where not otherwise noted, the facts described below are derived from the Court's review of the body-worn camera videos.
On December 4, 2017, Kelemen and three other MPD officers were on patrol near the 2300 block of Ainger Place, S.E., in the District of Columbia. Dkt. 22 at 19. All were members of the MPD's Seventh District Crime Suppression Team, Dkt. 5 at 2, a specialized unit that does not answer radio calls but, instead, goes "to areas that have higher call volume, that have citizen complaints for drug activity, things like that." Dkt. 22 at 5. Members of the team receive additional training, including in identifying armed individuals.
Kelemen was sitting in the rear driver's side seat of the car as it approached a courtyard between several apartment buildings. His body-worn camera was on, but nothing meaningful is visible outside the vehicle. A second officer with a body-worn camera, Artavius Williams, was seated in the rear of the car on the passenger's side. Williams's video also shows little of what is occurring outside of the vehicle. Taken together with Kelemen's testimony, *462however, the Court finds that, as the police car drove slowly down an alley toward the courtyard, the officers "observed a group of individuals"-more than five, less than ten-standing together in the area between the buildings.
At that point, Kelemen and two of the other officers exited their vehicle. Gorham and a man in a red sweatshirt continued walking away from the group of people toward a concrete path running between several apartment buildings. Gorham had a cellphone in his left hand, which appeared to occupy his attention as the officers approached.
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RANDOLPH D. MOSS, United States District Judge
This matter is before the Court on Defendant Steven Gorham's motion to suppress physical evidence and statements. Dkt. 5. The relevant events occurred on December 4, 2017, when two Metropolitan Police Department ("MPD") officers approached Gorham at the Woodland Terrace apartment complex. At first Gorham ignored them, looking instead at his cell phone, but, as soon as one of the officers addressed him, Gorham fled. After a brief chase, an officer tackled him. Seconds later, *461another officer frisked Gorham while he was still pinned on the ground, and that frisk revealed a handgun. Based on that evidence and evidence that Gorham had a prior felony conviction, Gorham is charged with one count of violating
I. BACKGROUND
The Court has reviewed Defendant's motion, Dkt. 5, the government's opposition, Dkt. 6, the government's supplemental brief, Dkt. 14, and Gorham's response to the government's supplemental brief, Dkt. 20. The Court held an evidentiary hearing on April 16, 2018, see Minute Entry (Apr. 16, 2018), and heard oral argument on May 18, 2018, see Minute Entry (May 18, 2018). A further evidentiary hearing was held on June 7, 2018, to hear from the officer who frisked Gorham, see Minute Order (May 21, 2018); Minute Entry (June 7, 2018), and the Court heard further oral argument on June 29, 2018, see Minute Entry (June 29, 2018). Cornel Kelemen, one of the MPD officers present at Gorham's arrest, testified at the initial evidentiary hearing and footage from his body-worn camera was admitted into evidence as Government's Exhibit 1. Footage from the body-worn camera of Officer Artavius Williams was introduced into evidence as Government's Exhibit 2. Minute Order (June 8, 2018). Officer Michael Moshier, who frisked Gorham, testified at the June 7, 2018 hearing. Minute Entry (June 7, 2018). Footage from his body-worn camera was introduced into evidence as Government's Exhibit 6. Where not otherwise noted, the facts described below are derived from the Court's review of the body-worn camera videos.
On December 4, 2017, Kelemen and three other MPD officers were on patrol near the 2300 block of Ainger Place, S.E., in the District of Columbia. Dkt. 22 at 19. All were members of the MPD's Seventh District Crime Suppression Team, Dkt. 5 at 2, a specialized unit that does not answer radio calls but, instead, goes "to areas that have higher call volume, that have citizen complaints for drug activity, things like that." Dkt. 22 at 5. Members of the team receive additional training, including in identifying armed individuals.
Kelemen was sitting in the rear driver's side seat of the car as it approached a courtyard between several apartment buildings. His body-worn camera was on, but nothing meaningful is visible outside the vehicle. A second officer with a body-worn camera, Artavius Williams, was seated in the rear of the car on the passenger's side. Williams's video also shows little of what is occurring outside of the vehicle. Taken together with Kelemen's testimony, *462however, the Court finds that, as the police car drove slowly down an alley toward the courtyard, the officers "observed a group of individuals"-more than five, less than ten-standing together in the area between the buildings.
At that point, Kelemen and two of the other officers exited their vehicle. Gorham and a man in a red sweatshirt continued walking away from the group of people toward a concrete path running between several apartment buildings. Gorham had a cellphone in his left hand, which appeared to occupy his attention as the officers approached. He walked slowly away from them. Although it is not clear from the video whether Gorham kept his right arm from swinging as he walked, it does show that his right side was turned away from the officers. Around this time Kelemen and Williams activated their body-worn cameras, triggering the recording of sound and preserving the two minutes of footage that led up to the initial in-person encounter. As the officers drew close to the two men, Gorham's view shifted back and forth between his phone and the police. Kelemen called out, "How're you doing gentlemen? Happy holidays." At that point, Kelemen was only a few feet from Gorham, who stopped and raised his cell phone in his left hand, turning toward Kelemen. Gorham looked up from the phone momentarily, before turning to his right and sprinting away down the concrete walkway. None of the other individuals in the courtyard fled.
Kelemen and Williams immediately gave chase. They said nothing to Gorham as they followed him at a full run down the pathway and around two apartment buildings. After about thirty seconds, Williams caught Gorham by his hair and pulled him to the ground. Once Gorham was on the ground, Williams handcuffed him with the assistance of Kelemen and the two other members of the patrol, all of whom arrived within a few seconds of Williams pulling Gorham to the ground. Moshier patted Gorham down after he had been handcuffed, and felt a weapon on Gorham's right thigh, inside of his pants. Dkt. 22 at 28-29. The officers loosened Gorham's belt and pulled down that side of his pants, revealing a handgun just below his waist on his right side. As Gorham was being handcuffed, he also said "I've got weed on me," but no drugs were seized.
II. ANALYSIS
Defendant's motion raises three issues. First, he challenges the legality of the *463seizure of his person, arguing that Officer Williams lacked the reasonable suspicion required to conduct a Terry stop. See Terry v. Ohio ,
A. Seizure
The parties agree that Terry and Illinois v. Wardlow ,
First, Gorham disputes the characterization of his flight as "unprovoked" because Officer Kelemen was "within two feet of" Gorham when he fled. Dkt. 5 at 6. Gorham suggests that he was, in fact, the target of the police's approach and that Kelemen "clearly ha[d] manifested his physical presence and ... direct[ed] it toward" the defendant.
Second, Gorham asserts that the criminal activity the police have identified as occurring in the area where he was seized is of a different kind than the criminal activity at issue in Wardlow . He offers no legal basis, however, for drawing a distinction between "an area known for heavy narcotics trafficking"-as was the case in Wardlow -and an area suffering from a "recent spate of gun violence"-as was the case here. Dkt. 5 at 5. Nor does the case law support such a distinction. As noted above, the Wardlow Court itself described the area where that defendant was stopped in more general terms. See
*465Third, Gorham contends that the government has failed to present sufficient evidence that the apartment complex where the relevant events occurred was a high-crime area at the time of his flight. At the evidentiary hearing held on April 16, 2018, the government presented two types of evidence in support of its characterization of the apartment complex as a high-crime area. First, it offered the testimony of Officer Kelemen regarding his own experiences in the area as a member of a special crime suppression team. Second, it provided a list of crimes recently committed in the area that Kelemen and another officer assembled using the MPD's database of police reports. Dkt. 22 at 13-14.
Taken together, the testimony of Officer Kelemen-who patrolled the area on a near daily basis-and the report adequately establish that the apartment complex at issue is a "high-crime area" within the meaning of Wardlow . There is significant narcotics activity in the area, Dkt. 22 at 10-11; the officers in Kelemen's unit frequently recover guns in the area (including two prior recoveries by Kelemen himself), id. at 11; Kelemen has been personally involved in the arrests of more than ten people in the area, id. at 9; gunshots are common in the area, id. at 12-13; and relative to other areas within Kelemen's district, it has a higher than average number of "illegal gun arrests" and amount of gun violence, id. at 11-12. Government's Exhibit Five (as corrected, see Dkt. 13 at 2) supports Kelemen's belief that the vicinity of the apartment complex has experienced a high degree of gun-related crime. In the thirty days preceding Kelemen's interaction with Gorham, there were four reports of gunshots, two reports of bullets striking property, an armed robbery, four assaults involving guns, and two incidents involving possession of unlicensed pistols in the area. See Government's Ex. 5; see also Dkt. 22 at 17-19. Although the government has not offered any detailed comparison of crime in other neighborhoods or areas, the Court notes that on an absolute scale, the amount of crime in the weeks prior to Gorham's seizure was substantial. Indeed, the crime suppression team had been dispatched to the area on the day of Gorham's arrest at least in part because of a recent spate of gunshots. The Court further credits the testimony of Officer Kelemen that the apartment complex stood out among those within his patrol area as a frequent site of gun violence and drug distribution.
At oral argument, Gorham added a different twist to his argument, noting that the evidence of illegal gun use in the area involved activity occurring at night, while Gorham was seized in the late afternoon. He offers no support, however, for the proposition that the treatment of an area as a "high-crime" area for purposes of Wardlow depends on whether the flight and the past crime occurred around the same time of day. To be sure, time of day can factor into an officer's reasonable suspicion. United States v. Laing ,
The Court, accordingly, concludes that, because Gorham took headlong flight without provocation upon the approach of police officers in a high-crime area, the officers had reasonable suspicion to conduct an investigatory stop. That conclusion is buttressed by the additional indicia of suspicious activity Gorham displayed. First, as officers approached the area, Gorham immediately walked away from a larger group of people while observing the police and while all but one of the remaining members of the group took no action. Second, his body language while leaving the group-in particular his failure to swing his right arm, his apparent effort to keep his right side facing away from the police, and his focus on his cell phone while ignoring the approaching officers-appeared indicative of firearm possession to an officer with special training in identifying armed individuals. Third, even though a second individual also walked away from the group, Gorham alone took flight as soon as Kelemen addressed him. At oral argument, Gorham's counsel stressed that this conduct is fully consistent with innocent or "everyday" behavior. May 18, 2018 Hrg. Tr. (Rough at 12:15-13:6). The Supreme Court, however, rejected a similar argument in Wardlow , holding that "ambiguous" conduct that is "susceptible of innocent explanation" can nonetheless support a reasonable suspicion when considered in light of "the totality of the circumstances." Wardlow ,
Gorham's final objection to the Terry stop rests on the fact that, even if Kelemen had reasonable suspicion to seize Gorham, Kelemen is not the officer that seized him. Gorham notes that the case law requires the reasonable suspicion inquiry begin with "what facts were known to the officer" at the time of the seizure, United States v. McKie ,
*467Assuming for the sake of argument that Williams-situated mere feet away-saw none of the specific, suspicious movements described by Kelemen, the record makes clear that Williams still possessed sufficient information to support an investigatory stop. First, as shown by his pursuit of Gorham and his body-worn camera footage, Williams was fully aware that Gorham had taken headlong, unprovoked flight. Second, Kelemen's testimony regarding the high-crime reputation of the area leaves little doubt that this fact was widely known to the officers who patrolled the area. Kelemen testified, for instance, that the crime suppression team of which he and Williams were both members regularly responded to the area, was patrolling in the area after receiving ShotSpotter reports of gunfire, and was well aware of the criminal activity occurring in the area. Dkt. 22 at 45-47. The Court need not have before it Williams's own testimony or other "evidence of his subjective rationale," McKie ,
For these reasons, Officer Williams's seizure of Gorham was based on "more than an 'inchoate and unparticularized suspicion or "hunch' " of criminal activity," Wardlow ,
B. Search
The Court's determination that the seizure of Gorham's person comported with the Fourth Amendment does not, on its own, decide the question whether Moshier's frisk of Gorham after that seizure was constitutional. A police officer may conduct "a reasonable search for weapons for the protection of the police officer, when he has reason to believe that he is dealing with an armed and dangerous individual, regardless of whether he has probable cause to arrest the individual for a crime." Terry ,
The present case resembles United States v. Gross , in which four police officers *468drove alongside a young man, calling out "Hey it's the police, how are you doing? Do you have a gun?" and "Can I see your waistband?"
Similarly, the D.C. Circuit held in United States v. Dykes that handcuffing and frisking a suspect apprehended after flight was lawful because the officers were "justified in believing that the individual whose suspicious behavior [they] [were] investigating at close range [was] armed and presently dangerous." 406 F.3d at 720. The suspect "had kept his hands near his waistband, resisting both the officers' commands and their physical efforts to move his hands into plain view" after he was tackled to the ground. Id. "Under these circumstances, it was reasonable for the officers to fear that Dykes had a weapon in his waistband, and to take the necessary steps to ensure that he could not use it." Id. Gorham did not resist the arresting officers' commands, but prior to and during his flight, his movements-particularly turning the right side of his body away from approaching officers, walking stiffly, and touching his waistband or side while in flight-gave rise to a similarly reasonable suspicion that he was armed and presently dangerous. See Hargraves v. District of Columbia ,
That leaves Gorham's argument that, even if the facts known to Kelemen at the time of the search would have led "a reasonably prudent man in the circumstances [to] be warranted in the belief that his safety or that of others was in danger" because he had "reason to believe that he [was] dealing with an armed and dangerous individual," Terry ,
The government responds with two arguments. First, it suggests that headlong, unprovoked flight in a high-crime area, without more, supports a frisk upon apprehension.
Relying exclusively on Wardlow , the government fails to cite any case addressing the question whether and when flight in a high crime area might, without more, support reasonable suspicion to frisk a suspect who is lawfully stopped. Nor is that omission surprising, since the government and the courts typically point to some additional indicia of risk to the safety of the police or others. As noted above, for example, the D.C. Circuit did not rest its decision upholding the search in Dykes exclusively on the defendant's flight from the police in "an area 'known for the sales of cocaine and marijuana.' " 406 F.3d at 720. To be sure, the court found that the defendant's flight was sufficient to justify his stop. Id. But, when it came to the search, the court added that "it was reasonable for the officers to fear that" the defendant "had a weapon in his waistband" because he "kept his hands near his waistband" and resisted the officers' "efforts to move his hands into plain view." Id. Here, the government fails to identify any such additional information that was available to Moshier, who testified that he merely believed that Gorham was "concealing some sort of illegal contraband or [was the subject of some sort of ] a warrant." Dkt. 23 at 18 (emphasis added). As a result, the Court is left to consider without any relevant precedent, and without sufficient factual development, whether Gorham's flight alone justified Moshier's decision to conduct a frisk. Given these shortcomings, and in light of the Court's ultimate holding, the Court declines to do so.
The government's second argument also raises an unsettled issue, but one that *470can be resolved on the record currently before the Court. In its supplemental brief, the government argues that the doctrine of "collective knowledge" permitted Moshier to rely on facts known to other officers in forming his suspicion that Gorham was presently armed and dangerous, even though Moshier himself was unaware of the facts on which those officers' suspicion was based. Dkt. 14 at 4-6. For this proposition, the government cites United States v. Hensley ,
Whiteley , Hensley , and their progeny, however, do not extend as far as the government posits. They do not hold that the knowledge of one officer is imputed to all other officers, but rather stand for the more modest proposition that an officer who lacks "direct personal knowledge of all the facts necessary to give rise to reasonable suspicion or probable cause," United States v. Ramirez ,
The question presented in this case, however, is not whether Moshier could have relied on information, conclusions, or a directive relayed to him by Kelemen or any other officer, a situation that would be analogous to the facts of Whiteley and Hensley . It is instead whether the Court can impute to Moshier the knowledge or concern that Kelemen had regarding the risk that Gorham was armed, even in the absence of any evidence that Kelemen or any other officer conveyed Kelemen's concern to Moshier or directed or requested that he act based on that concern. The government finds support for this broader interpretation of the collective knowledge doctrine in United States v. Burnett ,
*471In Burnett , the D.C. Circuit did state that because "[p]robable cause may be based on the 'collective knowledge of the police,' " it would "refer to the federal agents and the Maryland Police collectively as the 'officers.' "
Those courts of appeals that have confronted the issue are divided. The First, Third, and Seventh Circuits have held that information may be aggregated "horizontally" among officers working closely together even absent evidence of a communication or directive. See United States v. Whitfield ,
The Fifth, Sixth, Eighth, Ninth, and Eleventh Circuits have also permitted the aggregation of knowledge "regardless of whether any information giving rise to probable cause was actually communicated to the officer conducting the stop, search, or arrest," albeit only when the officers are working as a team, as evidenced by some "communication among agents." Ramirez ,
The Second, Fourth, and Tenth Circuits, in contrast, have categorically rejected the "horizontal" collective knowledge doctrine. See United States v. Hussain ,
On this question of first impression in this circuit, the Court finds the reasoning of the Fourth Circuit in United States v. Massenburg persuasive. The Fourth Circuit observed in that case that "[t]he rationale behind the Supreme Court's collective-knowledge doctrine is, as the Court noted in Hensley , 'a matter of common sense: [the rule] minimizes the volume of information concerning suspects that must be transmitted to other jurisdictions [or officers] and enables police ... to act promptly in reliance on information from another jurisdiction [or officer].' " Massenburg ,
The "horizontal" collective knowledge doctrine, in contrast, goes considerably further. Absent some requirement of communication of the relevant facts or conclusions, or an instruction premised on those facts or conclusions, "[t]he officer deciding whether or not to perform a given search will simply know that she lacks cause," and, "in ordinary circumstances, she will have no way of estimating the likelihood that her fellow officers hold enough uncommunicated information to justify the search."
In light of a separate strand of persuasive authority, however, the Court nevertheless concludes that the gun seized during Moshier's frisk of Gorham should not be suppressed. In United States v. Ragsdale ,
The Fifth Circuit concluded that the search was indeed reasonable, because the first officer "was duty-bound to make a search or cause one to be made to recover the evidence of what he reasonably believed to be a more serious crime."
In the view of a leading treatise, the "result [in Ragsdale ] is not open to serious question." LaFave, Search and Seizure, § 3.5(c), and at least one other circuit has embraced the Fifth Circuit's reasoning, United States v. Meade ,
Unlike in the typical "horizontal" collective knowledge case, Ragsdale does not require a post-hoc aggregation of information among officers; rather, an officer with all the required information was present and "it is clear the search would imminently and lawfully have been made." LaFave, Search and Seizure, § 3.5(c) (internal quotation marks omitted). As a result, the principal concerns raised in Massenburg are not present and the purposes of the exclusionary rule would not be served by excluding the evidence. In the words of Fifth Circuit:
Unless we were to presume the unlikely possibility that an officer would be encouraged to conduct an unlawful search on the faint hope that his partner possessed probable cause, no proper purpose of that rule would be served by denying to justice the truth which the search disclosed.
Ragsdale ,
The facts of this case are, if anything, even more compelling than those in Ragsdale . Kelemen was in possession of all the knowledge necessary to justify a protective frisk of Gorham and had, by chasing and helping to handcuff Gorham, "indicat[ed] his mind had operated upon those facts so as to conclude that he could or should" conduct a further investigation of Gorham. LaFave, Search and Seizure, § 3.5(c). He was working closely with three other officers, who had observed him pursue Gorham. Immediately upon the seizure of Gorham, the officers begin discussing what to do next, working together to handcuff him. These facts demonstrate a team working closely together as part of an investigation, and an officer (Kelemen) who was duty-bound to conduct a frisk-or to see to it that others conducted a frisk-the moment the defendant was secured. Unlike most "horizontal" collective knowledge cases, no aggregation is required in the present *475case-one of the officers present and personally involved in the seizure of Gorham possessed all of the information necessary to support the frisk. Although he did not communicate his concern to Moshier, it is inconceivable that Kelemen would have sat by while the handcuffs were removed from a suspect who he believed to be armed without first ensuring that that his suspicion was allayed. "The fact that one member of the team moved too swiftly," Ragsdale ,
The Court's conclusion that Kelemen "would surely have" directed his colleagues to conduct a frisk, or "would have ... performed it himself,"
Finally, the Court notes that, as in Ragsdale , there is no evidence that Moshier or any of the other officers acted in bad faith. The Court has heard testimony from both Moshier and Kelemen and has reviewed the footage from the body-worn cameras used by Moshier, Kelemen, and Williams. This evidence, which depicts in detail the events surrounding the search, supports the conclusion that Moshier acted on a good faith belief that he possessed a reasonable suspicion that Gorham was armed and dangerous. The Court declines to reach the question whether that belief was in fact reasonable, and a good faith mistaken belief could not, of course, justify a search. But it is evident that Moshier was not attempting to justify an unlawful search based on the uncommunicated observations of his fellow officers. The presence of bad faith would compel a different result from the one the Court reaches here.
Although it is unclear whether the Ragsdale rule is best understood as a variation on the collective knowledge doctrine or as an exception to the exclusionary rule akin to the inevitable discovery rule, the soundness of the rule in the unique circumstances presented in Ragsdale , and here, "is not open to serious question." LaFave, Search and Seizure, § 3.5(c). The Court, accordingly, concludes that the gun recovered from Gorham's person will not be suppressed.
C. Statements
For statements made by a defendant in response to police questioning while in custody to be admissible at trial, the Supreme Court's decision in Miranda v. Arizona ,
CONCLUSION
Based on the totality of the circumstances, the Court concludes that the seizure *476of Gorham's person was justified by a reasonable suspicion that he might be engaging in criminal activity. The Court further concludes, moreover, that the gun discovered during Moshier's pat down of Gorham need not be suppressed. Finally, the Court concludes that Gorham's statement regarding marijuana after he was seized was spontaneous, and thus need not have been preceded by Miranda warnings to be admissible. The Court, accordingly, DENIES Defendant's motion to suppress physical evidence and statements. Dkt. 5.
SO ORDERED .
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