United States v. Gomez

617 F.3d 88, 83 Fed. R. Serv. 308, 2010 U.S. App. LEXIS 16100, 2010 WL 3023802
Court of Appeals for the Second Circuit·Decided August 4, 2010·No. Docket 08-3829-cr·Published·Cited by 27 cases

Opinion

POOLER, Circuit Judge:

Ellis Williams Gomez appeals from a judgment of conviction (Swain, /.) for conspiracy to distribute and to possess with intent to distribute 3,4-Methylenedioxy-methamphetamine (“Ecstasy”) and the resulting sentence, which consisted primarily of sixty-six months imprisonment. Key testimony in the case against Gomez was provided by Detective Michael Ryan, who interviewed Gomez’s co-conspirator, Fred Rivas, after Rivas was arrested for selling Ecstasy to a confidential informant. On appeal, Gomez primarily argues that the district court admitted prejudicial hearsay in permitting Detective Ryan to testify, by inference, that Rivas told Ryan that Gomez supplied Rivas with Ecstasy. The government argues that Gomez waived his hearsay objection, that any possible hearsay problem was cured by the district court’s limiting instructions, and that, in any event, the evidence was admissible for the proper, non-hearsay purpose of showing context, in that it explained how Ryan came to place a call to Gomez. We hold that Ryan’s testimony included highly prejudicial hearsay, and we reject the government’s contentions. Moreover, while *90 we find it unnecessary to reach the issue, we note that Ryan’s testimony also poses a serious Confrontation Clause issue. We vacate Gomez’s conviction and remand for a new trial.

BACKGROUND

The defendants in the charged Ecstasy conspiracy were Gomez, Rivas, and Darwin Pena. Rivas and Pena were arrested after they sold 5,000 Ecstasy pills to a confidential informant. Following their arrest, Rivas cooperated with the government, and the phone calls at the center of this appeal were made as part of that cooperation. Prior to Gomez’s trial, Rivas and Pena pleaded guilty.

The government’s opening statement

In its opening, the government told the jury that the evidence would show that after Rivas’s arrest:

[he] spoke with the agents who arrested him. And the agents instructed him to make phone calls to the person who supplied him with the five thousand pills. They told him to say he was with the guy who purchased the five thousand pills, and that Rivas had money to give to that person. So who did Rivas call? He called the defendant.

Detective Ryan’s Testimony

Only three witnesses testified against Gomez at trial. The most important of the three was New York City Police Detective Michael Ryan who testified concerning the arrest and interrogation of Rivas and supplied foundation for transcripts of recorded conversations between Rivas and Gomez. Ryan testified that he arrested Rivas on June 8, 2006, and later interviewed Rivas along with United States Drug Enforcement (“DEA”) Special Agent Rodolfo Cesario, who spoke Spanish, Rivas’s native language. Ryan told Rivas “to call the person who had given him the 5,000 pills that we had seized that morning. We told him to call that person to tell him that you were with the person, the customer who he sold the 5,000 pills to, that he was collecting money from that person and that he needed an additional 2,000 pills of Ecstasy.” The agents provided Rivas with written instructions to state: “I’m here with the guy from the five on 190th. He gave me something, he wants two more. I’ll call you when I’m nearby.”

Ryan testified that he dialed Gomez’s number on Rivas’s cell phone by locating Gomez’s number on the phone, setting up a recording device for Rivas, then pressing the send button on the phone to make the call before passing the cell phone to Rivas. The defense objected on hearsay grounds to Ryan’s testimony. In response to those objections, the district court instructed the jury that:

the testimony that you have just heard about instructions given to Mr. Rivas and Mr. Rivas’s actions in response to those instructions is not being offered to establish and is not to be considered by you as evidence that the defendant was, in fact, Mr. Rivas’s supplier. Rather, the evidence is offered for the more limited purpose of explaining how it happened that Mr. Rivas made calls to the defendant.

The government did not call Rivas as a witness at trial.

Closing arguments and charge

In closing, the government said:

[T]he crucial question and the only question that you need to decide is whether the government has proved that the defendant, Ellis Williams Gomez, was part of the agreement to distribute ecstacy. So, what was the evidence on this? Well, you heard that after Fred Rivas *91 got arrested on June 8 of 2006, he made a series of telephone calls to the defendant. You heard why those calls happened. Detective Ryan told Rivas to call the person who had given him the five thousand pills.

Defense counsel argued, in part, that even if the jury found that Gomez sold the five thousand pills to Rivas—which counsel acknowledged would be “a fair and reasonable interpretation” of the tapes—that finding would not establish a conspiracy. In her charge, Judge Swain again instructed the jury that it could not use Ryan’s testimony concerning the instructions he gave Rivas and Rivas’s actions in response to those instructions to establish that Gomez was Rivas’s supplier.

The jury convicted Gomez of the sole count of the indictment. In a motion for a new trial pursuant to Rule 33 of the Rules of Criminal Procedure, Gomez primarily argued that Ryan should not have been permitted to testify as to his understanding of the meaning of Rivas’s statements on the recorded calls to Gomez. Gomez also argued that the jury charge on the nature of the conspiracy was erroneous, and that defense counsel was ineffective for failing to introduce Rivas’s and Gomez’s cell phone records at trial. Judge Swain denied Gomez’s Rule 33 motion in a memorandum order of September 20, 2007. This appeal followed.

DISCUSSION

I. Prejudicial hearsay.

The Federal Rules of Evidence prohibit as hearsay the receipt of out-of-court statements offered to proved the truth of the matter asserted. See Fed.R.Evid. 801, 802. The government argues, however, that the disputed testimony was admitted for a valid, non-hearsay purpose—to provide background and context for the jury—and that it therefore is not hearsay. The government’s claim is simply not credible. Indeed, the government in both its opening statement and its summation explicitly argued the very hearsay use of the evidence which it now contends it was not offering. 1 The bearing of Ryan’s testimony on Gomez’s guilt was clear and the inference that the jury would draw from it—that Gomez was Rivas’s supplier in the transaction for which Rivas was arrested—was inescapable. Ryan’s testimony that he (1) told Rivas to call his supplier, (2) selected Gomez’s number from Rivas’s cell phone address book, (3) placed the call, and (4) then handed the telephone to Rivas, clearly informed the jury that Rivas had told Ryan that Gomez was his supplier. There was no other reasonable explanation why Ryan would have selected Gomez’s number from Rivas’s address book.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Gomez, 617 F.3d 88, 83 Fed. R. Serv. 308, 2010 U.S. App. LEXIS 16100, 2010 WL 3023802 (2d Cir. 2010).

617 F.3d 88 (United States v. Gomez) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Banyan v. Sikorski
Second Circuit, 2026
State v. Baker
2024 Ohio 5990 (Ohio Court of Appeals, 2024)
United States v. Johnson
117 F.4th 28 (Second Circuit, 2024)
United States v. Spencer
Second Circuit, 2023
Rivers v. Saul
S.D. New York, 2022
State v. Gilmore
862 S.E.2d 499 (Supreme Court of Georgia, 2021)
United States v. Gatto
986 F.3d 104 (Second Circuit, 2021)
United States v. Peeples
962 F.3d 677 (Second Circuit, 2020)
United States v. Al Farekh
Second Circuit, 2020
United States v. Zavian Jordan
952 F.3d 160 (Fourth Circuit, 2020)
United States v. Taylor
Second Circuit, 2020
United States v. Gramins
939 F.3d 429 (Second Circuit, 2019)
Roache v. McCulloch
N.D. New York, 2019
United States v. Galitsa
Second Circuit, 2019
United States v. Litvak
889 F.3d 56 (Second Circuit, 2018)
United States v. Bonventre
646 F. App'x 73 (Second Circuit, 2016)
United States v. Chambers
113 F. Supp. 3d 729 (S.D. New York, 2015)
United States v. Timothy M. McGinn, David L. Smith
787 F.3d 116 (Second Circuit, 2015)
United States v. McGinn
787 F.3d 116 (Second Circuit, 2015)