United States v. Gerritsen

571 F.3d 1001, 2009 U.S. App. LEXIS 15278, 2009 WL 1976063
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 10, 2009
Docket06-50552
StatusPublished
Cited by41 cases

This text of 571 F.3d 1001 (United States v. Gerritsen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gerritsen, 571 F.3d 1001, 2009 U.S. App. LEXIS 15278, 2009 WL 1976063 (9th Cir. 2009).

Opinion

IKUTA, Circuit Judge:

Jack Gerritsen was convicted after representing himself in a federal criminal trial. He argues on appeal that he did not knowingly and intelligently waive his right to counsel because, at the time of the waiver, he was not aware of the maximum penalties he faced and was not informed of the dangers and disadvantages of self-representation. We hold that Gerritsen waived his right to counsel knowingly and intelligently, and we affirm his conviction.

I

Gerritsen is an amateur-radio enthusiast with a history of transmitting illegal radio broadcasts. In 2000, Gerritsen was convicted in a California court for interfering with police radio communications. He spent a year in state prison for this offense. Following his release, Gerritsen applied for an amateur-radio license from the Federal Communications Commission (FCC). The FCC initially granted the license, but later revoked it upon learning of Gerritsen’s prior state conviction. In addition to revoking his license, the FCC sent Gerritsen a warning letter advising him to discontinue his radio transmissions and informing him of “severe” criminal penalties if he failed to do so.

But Gerritsen continued to transmit. He proceeded to commit a variety of offenses, including broadcasting over a police frequency, interfering with a Coast Guard search and rescue operation, transmitting over a line the Red Cross was using to evacuate a town downstream of a cracked dam, and interfering with a Homeland Security disaster preparedness exercise being conducted over a military radio system.

On May 17, 2005, Gerritsen was charged in a six-count indictment with: (1) one count of malicious interference with a military radio system under 18 U.S.C. § 1362(providing a maximum sentence of ten years); (2) two counts of malicious interference with a licensed or authorized radio communication under 47 U.S.C. § 333; and (3) three counts of transmitting without a license under 47 U.S.C. § 301.(Both § 333 and § 301 are made punishable by 47 U.S.C. § 501, which provides a maximum sentence of one year if the defendant has not previously been convicted under the Communications Act of 1934, 48 Stat. 1064, and two years if he has been.)

On July 7, 2005, Gerritsen attended a status conference and learned that the district court could not accommodate his desire for an early trial date. When the district judge indicated that the trial would likely be rescheduled from that week to early November, Gerritsen’s court-appointed counsel told the court, “I believe [Gerritsen’s] decision is that if that’s the only date that’s available then he would ask for a shorter date and ask to represent himself.” The district judge responded: “He always has the right to represent himself. It’s like asking somebody to do their own brain surgery but you have a right to do it. I always advise against it. It’s absolutely your right[,] if you wish to relieve counsel and represent yourself you may do so.” After Gerritsen conferred with his counsel he again expressed his desire to represent himself. The district judge responded:

You understand that you have a right to have an attorney and the court has provided one for you and would continue to provide one for you.
If you wish to waive and give up that right and you feel comfortable representing yourself that’s fíne. You have got that right.
*1005 I’ve got to advise you and I’m sure you understand what I’m about to say, it’s very dangerous and normally very foolish to represent yourself because there’s a lot of legal issues that come up. The court cannot help you at all. I treat you just like another attorney. I would have to be impartial on that.
There may be a lot of things that you may or may not realize or a lot of pitfalls that you might ... be getting into trouble on. And it might affect the decision on this case, which could be adverse to you, you understand?

Gerritsen replied, “I do, Your Honor.”

The district judge then asked the prosecutor to state what the maximum penalty would be. The government correctly listed each charge against Gerritsen but incorrectly stated that the total maximum penalty was 22 years of imprisonment. After this recitation, the district judge addressed Gerritsen: “So I want to make sure ... before you make that final decision you understand the maximum possible punishment, in other words, you’re risking or playing with 22 years of your life.” When the district judge asked Gerritsen if he understood that, Gerritsen responded, “I understand, Your Honor.”

The district judge again warned Gerritsen against representing himself: “I would have to treat you like any other attorney. I can’t help you. I can’t ask questions for you or participate in the case at all. You would be on your own.” The district judge then repeated: “If you really want to do that with the understanding you are looking at 22 years possible maximum punishment on this and you’re comfortable doing that, it’s your right.”

In response to the court’s admonitions, Gerritsen responded, ‘Your Honor, I do have some experience. I would like to proceed pro se.” Gerritsen had, in fact, represented himself in at least nine state criminal cases, including six jury trials that resulted in convictions.

Following yet another reaffirmation of Gerritsen’s desire to proceed pro se, the court asked the prosecutor to “state the elements of the charges and the nature of the charges that are pending so that [Gerritsen] is put on notice.” In response, the prosecutor recited the elements the government had to prove for each of the three statutes charged in the indictment. The district judge asked whether Gerritsen understood the elements and charges:

THE COURT: Okay. Do you understand those elements and charges in this case?
THE DEFENDANT: Yes.
THE COURT: If you have questions ask them now.
THE DEFENDANT: I understand Your Honor. I read the Indictment.
THE COURT: You’re satisfied you understand what the charges are and what the elements of the charges are.
THE DEFENDANT: Yes, I do.

The district judge followed by asking Gerritsen if he wanted more time to speak with his attorney. Even then, Gerritsen indicated that he “want[ed] to proceed.” Once again, the district judge asked, ‘You wish to waive and give up your right to have an attorney?” Gerritsen replied, ‘Yes, Your Honor.” The district judge concluded by appointing Gerritsen’s former counsel as standby counsel (who later withdrew, citing ethical objections). In doing so, the judge told Gerritsen that his former counsel could not act as advisory counsel. A final time, the district judge asked if Gerritsen wished to represent himself, and once again Gerritsen expressly replied that he did.

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Cite This Page — Counsel Stack

Bluebook (online)
571 F.3d 1001, 2009 U.S. App. LEXIS 15278, 2009 WL 1976063, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gerritsen-ca9-2009.