USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 1 of 6
UNPUBLISHED
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
No. 22-4202
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
GEORGE HALL,
Defendant - Appellant.
Appeal from the United States District Court for the District of South Carolina, at Beaufort. Richard Mark Gergel, District Judge. (9:18-cr-00685-RMG-1)
Submitted: January 12, 2024 Decided: May 29, 2024
Before KING and AGEE, Circuit Judges, and FLOYD, Senior Circuit Judge.
Affirmed by unpublished per curiam opinion.
ON BRIEF: Kimberly H. Albro, Assistant Federal Public Defender, FEDERAL PUBLIC DEFENDER’S OFFICE, Columbia, South Carolina, for Appellant. Christopher Braden Schoen, OFFICE OF THE UNITED STATES ATTORNEY, Greenville, South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit. USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 2 of 6
PER CURIAM:
George Hall appeals his convictions, following a jury trial, for assaulting another
inmate with a dangerous weapon with intent to do bodily harm, in violation of 18 U.S.C.
§§ 113(a)(3), 7(3), and assaulting another inmate with such assault resulting in serious
bodily injury, in violation of 18 U.S.C. §§ 113(a)(6), 7(3), and the resulting 120-month
sentence. On appeal, Hall argues that the district court erred in denying him the opportunity
to present a justification defense, and that the court procedurally erred in imposing an
upward departure at sentencing. He also asserts, in a letter filed pursuant to Fed. R. App.
P. 28(j), that he should receive the benefit of the Sentencing Commission’s recent
amendment to U.S. Sentencing Guidelines Manual § 4A1.1 (Amendment 821). We affirm.
For a defendant to rely on the affirmative defense of justification, he must put forth
sufficient evidence that: (1) he “was under unlawful and present threat of death or serious
bodily injury;” (2) he “did not recklessly place himself in a situation where he would be
forced to engage in criminal conduct;” (3) he “had no reasonable legal alternative (to both
the criminal act and the avoidance of the threatened harm);” and (4) there was a “direct
causal relationship between the criminal action and the avoidance of the threatened harm.” *
United States v. Crittendon, 883 F.2d 326, 330 (4th Cir. 1989). We agree with the district
court that a justification defense was unwarranted because the evidence does not support a
conclusion that Hall was under an imminent threat of death or serious injury. Although
* The parties dispute whether the district court’s decision to preclude Hall’s justification defense should be reviewed de novo or for an abuse of discretion. We need not resolve this issue because we discern no error by the district court under either standard.
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Hall was threatened with physical harm by several inmates on the day he assaulted the
victim, there is no evidence that the victim ever threatened Hall. Nor is there any evidence
that the prisoners who did threaten Hall were anywhere near Hall’s cell when, several hours
after the threat, Hall assaulted the victim, whom he believed to be involved in the plan to
harm him. And although Hall argues that the evidence should be viewed in conjunction
with proffered testimony that he suffered from battered person syndrome, the district court
correctly concluded that such evidence would be inadmissible. Although Hall faced sexual
abuse and trauma throughout his life—including during his incarceration—he did not
allege that any of the inmates who threatened him in prison had been one of his abusers,
nor was he trapped with one of them as a cellmate. Instead, he argued that a mere threat
of future violence against him—which is a common, although unfortunate, fact of prison
life—was a sufficient reason for him to preemptively attack the victim. Thus, we conclude
that the district court did not err in denying Hall’s request to introduce a justification
defense.
Turning to Hall’s challenge to his sentence, we review a sentence for reasonableness
by applying a “deferential abuse-of-discretion standard.” United States v. McCain, 974
F.3d 506, 515 (4th Cir. 2020) (internal quotation marks omitted). In doing so, our “inquiry
proceeds in two steps.” United States v. Friend, 2 F.4th 369, 379 (4th Cir. 2021). We must
“first ensure that the district court committed no significant procedural error, such as failing
to calculate (or improperly calculating) the Guidelines range[] . . . or failing to adequately
explain the chosen sentence.” Id. (internal quotation marks omitted). “Only if we
determine that the sentence is procedurally reasonable do we then proceed to substantive
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reasonableness by considering the totality of the circumstances.” Id. (internal quotation
marks omitted).
A district court may depart upwardly from an applicable Guidelines range “[i]f
reliable information indicates that the defendant's criminal history category substantially
under-represents the seriousness of the defendant's criminal history or the likelihood that
the defendant will commit other crimes.” U.S Sentencing Guidelines Manual
§ 4A1.3(a)(1), p.s. In determining whether the criminal history category underrepresents
the defendant’s criminal history, the court may consider prior sentences that were not used
in computing the criminal history score as well as “[p]rior similar adult criminal conduct
not resulting in a criminal conviction.” USSG § 4A1.3(a)(2)(A), (E), p.s. If the district
court finds the criminal history category inadequate, it must “refer first to the next higher
category and . . . move on to a still higher category only upon a finding that the next higher
category fails adequately to reflect the seriousness of the defendant’s record.” United
States v. Rusher, 966 F.2d 868, 884 (4th Cir. 1992). The court must then state in writing
“the specific reasons why the applicable criminal history category substantially under-
represents the seriousness of the defendant's criminal history or the likelihood that the
defendant will commit other crimes.” USSG § 4A1.3(c)(1), p.s. However, the district
court need not “go through a ritualistic exercise in which it mechanically discusses each
criminal history category . . . it rejects en route to the category . . . that it selects.” United
States v. Dalton, 477 F.3d 195, 199 (4th Cir. 2007) (internal quotation marks omitted).
The district court upwardly departed from a criminal history category of III to a
criminal history category of VI. Hall argues that the court did not properly explain why it
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viewed criminal history categories IV and V as inadequate. However, in both the oral
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USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 1 of 6
UNPUBLISHED
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
No. 22-4202
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
GEORGE HALL,
Defendant - Appellant.
Appeal from the United States District Court for the District of South Carolina, at Beaufort. Richard Mark Gergel, District Judge. (9:18-cr-00685-RMG-1)
Submitted: January 12, 2024 Decided: May 29, 2024
Before KING and AGEE, Circuit Judges, and FLOYD, Senior Circuit Judge.
Affirmed by unpublished per curiam opinion.
ON BRIEF: Kimberly H. Albro, Assistant Federal Public Defender, FEDERAL PUBLIC DEFENDER’S OFFICE, Columbia, South Carolina, for Appellant. Christopher Braden Schoen, OFFICE OF THE UNITED STATES ATTORNEY, Greenville, South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit. USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 2 of 6
PER CURIAM:
George Hall appeals his convictions, following a jury trial, for assaulting another
inmate with a dangerous weapon with intent to do bodily harm, in violation of 18 U.S.C.
§§ 113(a)(3), 7(3), and assaulting another inmate with such assault resulting in serious
bodily injury, in violation of 18 U.S.C. §§ 113(a)(6), 7(3), and the resulting 120-month
sentence. On appeal, Hall argues that the district court erred in denying him the opportunity
to present a justification defense, and that the court procedurally erred in imposing an
upward departure at sentencing. He also asserts, in a letter filed pursuant to Fed. R. App.
P. 28(j), that he should receive the benefit of the Sentencing Commission’s recent
amendment to U.S. Sentencing Guidelines Manual § 4A1.1 (Amendment 821). We affirm.
For a defendant to rely on the affirmative defense of justification, he must put forth
sufficient evidence that: (1) he “was under unlawful and present threat of death or serious
bodily injury;” (2) he “did not recklessly place himself in a situation where he would be
forced to engage in criminal conduct;” (3) he “had no reasonable legal alternative (to both
the criminal act and the avoidance of the threatened harm);” and (4) there was a “direct
causal relationship between the criminal action and the avoidance of the threatened harm.” *
United States v. Crittendon, 883 F.2d 326, 330 (4th Cir. 1989). We agree with the district
court that a justification defense was unwarranted because the evidence does not support a
conclusion that Hall was under an imminent threat of death or serious injury. Although
* The parties dispute whether the district court’s decision to preclude Hall’s justification defense should be reviewed de novo or for an abuse of discretion. We need not resolve this issue because we discern no error by the district court under either standard.
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Hall was threatened with physical harm by several inmates on the day he assaulted the
victim, there is no evidence that the victim ever threatened Hall. Nor is there any evidence
that the prisoners who did threaten Hall were anywhere near Hall’s cell when, several hours
after the threat, Hall assaulted the victim, whom he believed to be involved in the plan to
harm him. And although Hall argues that the evidence should be viewed in conjunction
with proffered testimony that he suffered from battered person syndrome, the district court
correctly concluded that such evidence would be inadmissible. Although Hall faced sexual
abuse and trauma throughout his life—including during his incarceration—he did not
allege that any of the inmates who threatened him in prison had been one of his abusers,
nor was he trapped with one of them as a cellmate. Instead, he argued that a mere threat
of future violence against him—which is a common, although unfortunate, fact of prison
life—was a sufficient reason for him to preemptively attack the victim. Thus, we conclude
that the district court did not err in denying Hall’s request to introduce a justification
defense.
Turning to Hall’s challenge to his sentence, we review a sentence for reasonableness
by applying a “deferential abuse-of-discretion standard.” United States v. McCain, 974
F.3d 506, 515 (4th Cir. 2020) (internal quotation marks omitted). In doing so, our “inquiry
proceeds in two steps.” United States v. Friend, 2 F.4th 369, 379 (4th Cir. 2021). We must
“first ensure that the district court committed no significant procedural error, such as failing
to calculate (or improperly calculating) the Guidelines range[] . . . or failing to adequately
explain the chosen sentence.” Id. (internal quotation marks omitted). “Only if we
determine that the sentence is procedurally reasonable do we then proceed to substantive
3 USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 4 of 6
reasonableness by considering the totality of the circumstances.” Id. (internal quotation
marks omitted).
A district court may depart upwardly from an applicable Guidelines range “[i]f
reliable information indicates that the defendant's criminal history category substantially
under-represents the seriousness of the defendant's criminal history or the likelihood that
the defendant will commit other crimes.” U.S Sentencing Guidelines Manual
§ 4A1.3(a)(1), p.s. In determining whether the criminal history category underrepresents
the defendant’s criminal history, the court may consider prior sentences that were not used
in computing the criminal history score as well as “[p]rior similar adult criminal conduct
not resulting in a criminal conviction.” USSG § 4A1.3(a)(2)(A), (E), p.s. If the district
court finds the criminal history category inadequate, it must “refer first to the next higher
category and . . . move on to a still higher category only upon a finding that the next higher
category fails adequately to reflect the seriousness of the defendant’s record.” United
States v. Rusher, 966 F.2d 868, 884 (4th Cir. 1992). The court must then state in writing
“the specific reasons why the applicable criminal history category substantially under-
represents the seriousness of the defendant's criminal history or the likelihood that the
defendant will commit other crimes.” USSG § 4A1.3(c)(1), p.s. However, the district
court need not “go through a ritualistic exercise in which it mechanically discusses each
criminal history category . . . it rejects en route to the category . . . that it selects.” United
States v. Dalton, 477 F.3d 195, 199 (4th Cir. 2007) (internal quotation marks omitted).
The district court upwardly departed from a criminal history category of III to a
criminal history category of VI. Hall argues that the court did not properly explain why it
4 USCA4 Appeal: 22-4202 Doc: 41 Filed: 05/29/2024 Pg: 5 of 6
viewed criminal history categories IV and V as inadequate. However, in both the oral
pronouncement of sentence and the court’s subsequent written order, the court outlined
Hall’s extensive history of violent prison incidents, as well as the violent nature of his
previous conviction for shooting his brother. And although the court did not give distinct
reasons for each category increase from III to VI, in its written order, the court noted that
it had “carefully evaluated Defendant’s conduct at each criminal history point above the
calculated criminal history of III and determined that only at Criminal History VI was there
an accurate reflection of his criminal history and risk of recidivism.” We therefore
conclude that the district court’s explanation for its upward departure was sufficient.
Finally, Hall contends that the district court erred by failing to explain orally at the
sentencing hearing why criminal history categories IV and V were inadequate. We review
for harmless error a sentencing court’s failure to adequately explain a chosen sentence.
See, e.g., United States v. Patterson, 957 F.3d 426, 440 (4th Cir. 2020). “For a procedural
sentencing error to be harmless, the government must prove that the error did not have a
substantial and injurious effect or influence on the result.” United States v. Ross, 912 F.3d
740, 745 (4th Cir. 2019) (internal quotation marks omitted). Any error here is harmless,
given that the district court reaffirmed its reasoning in a subsequent sentencing
memorandum.
Accordingly, we affirm the criminal judgment. We decline to decide whether Hall
should be resentenced in light of Amendment 821. However, our decision is rendered
without prejudice to Hall’s ability to pursue a sentence reduction in the district court
pursuant to 18 U.S.C. § 3582(c)(2). We dispense with oral argument because the facts and
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legal contentions are adequately presented in the materials before this court and argument
would not aid the decisional process.
AFFIRMED