United States v. George F. Vasen

222 F.2d 3
CourtCourt of Appeals for the Seventh Circuit
DecidedJune 3, 1955
Docket11209_1
StatusPublished
Cited by42 cases

This text of 222 F.2d 3 (United States v. George F. Vasen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. George F. Vasen, 222 F.2d 3 (7th Cir. 1955).

Opinions

LINDLEY, Circuit Judge.

Defendant was convicted upon nine counts of an indictment charging use of the mails in carrying out a scheme to defraud, by selling fraudulent fractional undivided interest in oil, gas and other mineral rights in violation of Section 77q(a) of the Securities Act, Title 15 U.S.C.A. He was sentenced upon certain counts to five years in the custody of the Attorney-General and ordered placed on probation for a period of five years, following his release from custody, upon others. On appeal he assigns error as follows: (1) he was deprived of a fair trial by certain remarks of the court to the jury; (2) certain evidence was improperly admitted; (3) the court erroneously charged the jury. The record reflects no timely objection in the trial court upon any of these points.

Rule 30 of the Federal Rules of Criminal Procedure, 18 U.S.C.A., prescribes the time and place for making objections to instructions. In the absence of compliance with this rule, defendants are precluded from reviewing the action of the court. United States v. Kaadt, 7 Cir., 171 F.2d 600; see also United States v. Sutter, 7 Cir., 160 F.2d 754. Other courts have consistently decided likewise. See Felton v. United States, 83 U.S.App.D.C. 277, 170 F.2d 153, certiorari denied 335 U.S. 831, 69 S.Ct. 18, 93 L.Ed. 385; Bartlett v. United States, 10 Cir., 166 F.2d 920. This rule is, in its essence, the same as that of Rule 51 of the Rules of Civil Procedure, 28 U.S.C.A., as to which it has repeatedly been declared that the purpose of requiring objections is to insure that the trial judge may be advised of possible errors upon his part and to give him an opportunity to correct them. For this reason, any objection must be fairly and promptly directed to the trial court in order that errors may be avoided. Stil-well v. Hertz Drivurself Stations, 3 Cir., 174 F.2d 714; Hower v. Roberts, 8 Cir., 153 F.2d 726; Williams v. Powers, 6 Cir., 135 F.2d 153. In other words the court must be given opportunity to rectify any inadvertent wrongful charge, statement or ruling. Allen v. Nelson Dodd Produce Co., 10 Cir., 207 F.2d 296; Green v. Reading Co., 3 Cir., 183 F.2d 716. This reasoning applies to every instance of assigned error where the action of which complaint is made is such that, if called to the court’s attention, it might have been corrected. This includes rulings in the course of the trial, comments of the court and instructions to the jury. In all such instances common fairness requires that before it can be successfully contended on appeal that the trial court has erred, that court must have been given an opportunity to rectify any inadvertent comment, ruling or instruction. It follows from the record in this case that defendant, inasmuch as he preserved no timely objection to any action on the part of the trial court of which he now complains, is without right to invoke this court’s jurisdiction to consider the assigned errors, unless they be of that serious character condemned by Rule 52(b), of the Rules of Criminal Procedure, 18 U.S.C.A.

Under Rule 52(b) plain errors “affecting substantial rights may be noticed” although not brought to the attention of the trial court. We remarked in United States v. Raub, 7 Cir., 177 F.2d 312, at page 315: “Such errors must, however, be substantial and capable of resulting in miscarriage of justice to warrant the reversal of a judgment of conviction based on ample evidence. We must not lightly invoke Rule 52(b).” [6]*6And when issues have, on the whole been left to the jury in substantial compliance with the applicable law, we will not notice an error which the trial judge has not been asked to correct unless substantial rights have been adversely affected; that is to say, only seriously prejudicial error will be noticed, in the absence of objection. United States v. Kirby, 2 Cir., 176 F.2d 101; Himmelfarb v. United States, 9 Cir., 175 F.2d 924, certiorari denied 338 U.S. 860, 70 S.Ct. 103, 94 L.Ed. 527; United States v. Krulewitch, 2 Cir., 167 F.2d 943, reversed on other grounds in 336 U.S. 440, 69 S.Ct. 716, 93 L.Ed. 790; United States v. Williams, 2 Cir., 146 F.2d 651, certiorari denied 324 U.S. 876, 65 S.Ct. 1016, 89 L.Ed. 1428. The error must be such as would result in manifest miscarriage of justice or affect seriously the fairness of judicial proceedings. Smith v. United States, 9 Cir., 173 F.2d 181. See also Benson v. United States. 5 Cir., 112 F.2d 422, cer-tiorari denied 311 U.S. 644, 61 S.Ct. 43, 85 L.Ed. 411. Thus, in United States v. Bazzell, 7 Cir., 187 F.2d 878, we refused, in our discretion, to find that plain error had occurred. See also United States v. Sferas, 7 Cir., 210 F.2d 69, certiorari denied, Skally v. United States, 347 U.S. 935, 74 S.Ct. 630, 98 L.Ed. 1086; Apodaca v. United States, 10 Cir., 188 F.2d 932. And in United States v. Jones, 7 Cir., 204 F.2d 745, at page 749, certiorari denied 346 U.S. 854, 74 S.Ct. 67, 98 L.Ed. 368 we said, citing United States v. Joni-kas, 7 Cir., 187 F.2d 240: “In view of the failure of defendant’s counsel to advance the explicit contention here asserted, but 'consciously failed to save the point’ in the court below, we can not say that the error was obvious. * * * We shall not, in a flagrant case, give cognizance to a complaint first made to us and thus give defendant two bites at the same cherry, by declaring erroneous action of the trial court, the fault of which defendant did not see fit to make the court aware, when he had the opportunity to do so.”

Defendant complains chiefly of comments of the District Judge to the jury after the jurors had been sworn, but before they had received any evidence. Evidently the judge had been dissatisfied with an apparent miscarriage of justice in a previous case, where the jury had ignored the evidence and acquitted a defendant who, the judge undoubtedly thought, was guilty. Rather wide publicity had been given the incident by the press. However, it is apparent from reading the comments that, out of a super-abundance of caution, the judge was advising the jury that, though he had criticized the jury in one case widely publicized in the newspapers, he was not in the habit of doing so. Obviously, he was fearful that the newspaper reports might have inspired in the jurors’ minds the false idea that he was addicted to the practice of criticizing verdicts.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Price v. Candian Airlines
2006 DNH 043 (D. New Hampshire, 2006)
United States v. Fred G. Amick
439 F.2d 351 (Seventh Circuit, 1971)
United States v. Bennie Bradley
426 F.2d 148 (Seventh Circuit, 1970)
United States v. Orlando C. Alexander
415 F.2d 1352 (Seventh Circuit, 1969)
United States v. William B. Trigg
392 F.2d 860 (Seventh Circuit, 1968)
United States v. Weldon Burris
393 F.2d 81 (Seventh Circuit, 1968)
Howell v. United States
282 F. Supp. 246 (N.D. Illinois, 1968)
United States v. Jose Becera-Soto
387 F.2d 792 (Seventh Circuit, 1968)
United States v. Edward J. Spiro
385 F.2d 210 (Seventh Circuit, 1967)
Anton Vaughn Evalt v. United States
359 F.2d 534 (Ninth Circuit, 1966)
United States v. Julius L. Echeles
352 F.2d 892 (Seventh Circuit, 1965)
United States v. Mike Manos
340 F.2d 534 (Third Circuit, 1965)
United States v. Anthony Provenzano
334 F.2d 678 (Third Circuit, 1964)
United States v. Richard Sears
332 F.2d 199 (Seventh Circuit, 1964)
United States v. Charles Edward Lawrenson
298 F.2d 880 (Fourth Circuit, 1962)

Cite This Page — Counsel Stack

Bluebook (online)
222 F.2d 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-george-f-vasen-ca7-1955.