United States v. Gene Anthony Hochevar

214 F.3d 342, 2000 U.S. App. LEXIS 13926, 2000 WL 767374
CourtCourt of Appeals for the Second Circuit
DecidedJune 14, 2000
DocketDocket 00-1289
StatusPublished
Cited by7 cases

This text of 214 F.3d 342 (United States v. Gene Anthony Hochevar) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gene Anthony Hochevar, 214 F.3d 342, 2000 U.S. App. LEXIS 13926, 2000 WL 767374 (2d Cir. 2000).

Opinion

PER CURIAM:

Defendant Gene Anthony Hochevar has moved in this Court pursuant to Fed. R.App. P. 9(b) for an order continuing his release pending appeal from a judgment of conviction entered in the United States District Court for the Southern District of New York, Richard Owen, Judge. The judgment convicting Hochevar of wire fraud, securities fraud, and conspiracy to commit those offenses, in violation of, inter alia, 18 U.S.C. § 1343,15 U.S.C. §§ 78j(b), 78ff, and 18 U.S.C. § 371, and sentencing him principally to concurrent terms of 21 months’ imprisonment, was entered on or about April 25, 2000. Hochevar, who was neither in custody at the time of trial nor detained after the jury returned its verdict, was ordered to surrender for imprisonment on June 19, 2000.

Following entry of the judgment, Hoche-var did not move in the district court for an order continuing his release pending appeal. On June 2, 2000, he moved in this Court for such an order. For the reasons that follow, we conclude that, no motion having been made in the district court, the present motion is improperly brought in this Court, and we therefore deny the motion, without prejudice to Hochevar’s seeking such relief in the district court.

*343 Rule 9 of the Federal Rules of Appellate Procedure (“FRAP Rules”), which governs release in a criminal case, provides as follows with respect to a request for release after a judgment of conviction has been entered:

(b) Release After Judgment of Conviction. A party entitled to do so may obtain review of a district-court order regarding release after a judgment of conviction by filing a notice of appeal from that order in the district court, or by filing a motion in the court of appeals if the party has already filed a notice of appeal from the judgment of conviction. Both the order and the review are subject to Rule 9(a). The papers filed by the party seeking review must include a copy of the judgment of conviction.

Fed. R.App. P. 9(b). FRAP Rule 9(a), which governs release prior to a judgment of conviction, provides, in pertinent part, that “[t]he district court must state in writing, or orally on the record, the reasons for an order regarding the release or detention of a defendant in a criminal case.” Fed. RApp. P. 9(a)(1).

We do not view the language of Rule 9(b) as authorizing a defendant to make his bail motion initially in the court of appeals. Prior to 1994, the first sentence of Rule 9(b) stated specifically that “Mpplieation for release after a judgment of conviction shall be made in the first instance in the district court.” Fed. R.App. P. 9(b) (1984) (amended 1994). Although that first sentence was changed in 1994, its substance was not altered, as the current first sentence focuses squarely on “review of a district-court order,” Fed. R.App. P. 9(b). And while the current version of Rule 9(b) also refers to “a motion in the court of appeals,” the language of the Rule makes it clear that such a motion is simply the method “by” which “[a] party entitled to do so may obtain review of a district-court order regarding release after a judgment ... if the party has already filed a notice of appeal from the judgment of conviction.” Fed. R.App. P. 9(b).

The Advisory Committee notes accompanying Rule 9 reinforce our view that subdivision (b) was not intended to authorize a defendant to seek release in the court of appeals in the first instance. To the extent pertinent here, that commentary states as follows:

Subdivision (a) governs appeals from bail decisions made before the judgment of conviction is entered at the time of sentencing. Subdivision (b) governs review of bail decisions made after sentencing and pending appeal.
Subdivision (b). This subdivision applies to review of a district court’s decision regarding release made after judgment of conviction. As in subdivision (a), the language has been changed to accommodate the government’s ability to seek review.
The word “review” is used in this subdivision, rather than “appeal” because review may be obtained, in some instances, upon motion. Review may be obtained by motion if the party has already filed a notice of appeal from the judgment of conviction. If the party desiring revieiv of the release decision has not filed such a notice of appeal, review may be obtained only by filing a notice of appeal from the order regarding release.
The requirements of subdivision (a) apply to both the order and the review. That is, the district court must state its reasons for the order. The party seeking review must supply the court of appeals with the same information required by subdivision (a). In addition, the party seeking review must also supply the court with information about the conviction and the sentence.

Fed. RApp. P. 9 Advisory Committee Note (1994) (emphases added).

In sum, we see nothing in the terms of Rule 9(b) or in its history to suggest that a defendant is authorized to move for release pending appeal in the court of appeals in the first instance.

*344 Further, given the findings that must be made in order to warrant release, it is generally more appropriate that the motion be made initially in the district court. FRAP Rule 9(c) provides that, in considering release following a conviction, the court must apply the criteria set out in 18 U.S.C. § 3143. To the extent pertinent here, that section provides as follows:

[T]he judicial officer shall order that a person who has been found guilty of an offense and sentenced to a term of imprisonment, and who has filed an appeal or a petition for a writ of certiorari, be detained, unless the judicial officer finds—
(A) by clear and convincing evidence that the person is not likely to flee or pose a danger to the safety of any other person or the community if released ...; and

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Bluebook (online)
214 F.3d 342, 2000 U.S. App. LEXIS 13926, 2000 WL 767374, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gene-anthony-hochevar-ca2-2000.