United States v. Geller

154 F. Supp. 727, 1957 U.S. Dist. LEXIS 3160
CourtDistrict Court, S.D. New York
DecidedSeptember 24, 1957
StatusPublished
Cited by16 cases

This text of 154 F. Supp. 727 (United States v. Geller) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Geller, 154 F. Supp. 727, 1957 U.S. Dist. LEXIS 3160 (S.D.N.Y. 1957).

Opinion

IRVING R. KAUFMAN, District Judge.

Defendant has moved to dismiss this perjury indictment against him oh grounds that the Government in presenting its evidence to the Grand Jury inadvertently failed to disclose defendant’s-subsequent recantation. It is defendant’s contention that this failure to include exculpatory matter rendered the-indictment fatally defective.

The offenses charged in the indictment were alleged to have been committed on. November 2, 1950 by defendant when he-appeared under oath before the Honorable Robert P. Stephenson, Referee in. Bankruptcy, United States District. Court, Southern District of New York in regard to the reorganization of the Pittsburgh Terminál . Coal Company. The- *729 •purpose -of that particular proceeding was to ascertain the scope of defendant’s participation as a member of the Stockholders Protective Committee of Pittsburgh Terminal. At the conclusion of the hearings on November 2nd before Referee Stephenson, the proceedings were adjourned sine die.

Defendant asserts in his affidavit on -this motion that in or about the summer -of 1951, while preparing his defense to ■a civil action instituted by another member of the Protective Committee, he became aware of the irregularities in his prior testimony and notified the SEC, .requesting at the same time that he be •given the opportunity to correct his testimony; that the proceedings were resumed before Referee Stephenson on May 7, 1952 at which time the defendant retracted a good part of his former testimony. It is this testimony on May 7, ■containing the recantation, which defendant contends was withheld from the Grand Jury.

Defendant concedes in open court that his allegations are based only on information and belief and asks that the court sua sponte inspect the Grand Jury minutes in order to verify his charges and provide the basis for the motion to dismiss. As a result of this concession the request for dismissal must be construed as being conditioned on a finding by this Court that the recantation was not presented to the Grand Jury.

I must first consider, then, the propriety of this Court undertaking an inspection of Grand Jury proceedings. Rule 6(e) of the Federal Rules of Criminal Procedure, 18 U.S.C.A. permits an inspection of the Grand Jury minutes when, in the discretion of the Court a sufficient showing has been made that grounds may exist for a motion to dismiss because of matters occurring before the Grand Jury. However, because of the desire of preserving the traditional secrecy of Grand Jury proceedings the courts have been most circumspect in granting this extraordinary relief. 1

This judicial reluctance to intrude into the Grand Jury room was perhaps best expressed by the following passage by Judge Learned Hand:

“[Inspection] is said to lie in discretion, and perhaps it does, but no judge of this court has granted it, and I hope none ever will. Under our criminal procedure the accused has every advantage. While the prosecution is held rigidly to the charge, he need not disclose the barest outline of his defense. He is *730 immune from question or comment on his silence; he cannot be convicted when there is the least fair doubt in the minds of any one of the twelve. Why in addition he should in advance have the whole evidence against him to pick over at his leisure, and make his defense, fairly or foully, I have never been able to see. No doubt grand juries err and indictments are calamities to honest men, but we must work with human beings and we can correct such errors only at' too large a price. Our dangers do not lie in too little tenderness to the accused. Our procedure has been always haunted by the ghost of the innocent man convicted. It is an unreal dream. What we need to fear is the archaic formalism and the watery sentiment that obstructs, delays, and defeats the prosecution of crime.” United States v. Garsson, D.C.S.D.N.Y. 1923, 291 F. 646, 649.

It has been said that only “where by a properly verified pleading there is a clear and positive showing of gross and prejudicial irregularities influencing the grand jury in returning the indictment” can an inspection be justified. United States v. Sugarman, D.C.D.R.I.1956, 139 F.Supp. 878, 881. See also United States v. Seidman, D.C.M.D.Pa.1930, 45 F.2d 178, 179. The basis for defendant’s attack on the indictment, as stated in his affidavit in support of the motion, is that “if his complete testimony had been so submitted the Grand Jury could not in accordance with due process have legally indicted him.” This contention based on mere surmise and speculation, does not lie within the scope of the exception to the traditional secrecy rule and to allow inspection in this case would be to violate the spirit and purpose of our Grand Jury proceedings. However, since defendant may yet make the prescribed showing demanded by the cases I choose not to dispose of the motion on this ground. Instead, I shall assume that the defendant has satisfactorily demonstrated to the Court that the recantation was not presented to the Grand Jury and will proceed to consider the motion to dismiss on its merits.

The only evidentiary ground recognized for dismissing an indictment is a showing that no rationally persuasive evidence was presented to the Grand Jury. 2 In this case defendant’s recantation did not ipso facto absolve him from all criminal responsibility for his perjury in the first proceeding. United States v. Norris, 1937, 300 U.S. 564, 573, 57 S.Ct. 535, 81 L.Ed. 808. Perjury is committed when a person under oath wilfully or intentionally testifies falsely and a recantation or retraction is relevant only in showing circumstantially an absence of intent. Beckanstin v. United States, 5 Cir., 1956, 232 F.2d 1, 4. Since the recantation does not by operation of law purge the initial perjury, and since it is not denied that the Grand Jury had before it the alleged perjured answers, it cannot be argued with force that no rationally persuasive evidence was before the Grand Jury. 3

*731 The instant case presents essentially the same situation as where a defendant is denied the opportunity to appear before the Grand Jury to present his own version of the facts. Though this refusal similarly prevents the presentation of some evidence favorable to defendant it has been held that this partial submission of the case to the Grand Jury does not provide sufficient grounds to support a dismissal. United States v. Morse, D.C.S.D.N.Y.1922, 292 F. 273. It being established that some evidence was before the Grand Jury, the Court’s inquiry is at an end. It cannot re-examine the indictment and weigh the sufficiency or the competency of the evidence considered. Costello v. United States, 1956, 350 U.S. 359, 76 S.Ct. 406, 100 L.Ed. 755.

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Bluebook (online)
154 F. Supp. 727, 1957 U.S. Dist. LEXIS 3160, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-geller-nysd-1957.