United States v. Garza

20 C.M.A. 536, 20 USCMA 536, 43 C.M.R. 376, 1971 CMA LEXIS 664, 1971 WL 12802
CourtUnited States Court of Military Appeals
DecidedApril 30, 1971
DocketNo. 23,658
StatusPublished
Cited by5 cases

This text of 20 C.M.A. 536 (United States v. Garza) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Garza, 20 C.M.A. 536, 20 USCMA 536, 43 C.M.R. 376, 1971 CMA LEXIS 664, 1971 WL 12802 (cma 1971).

Opinions

Opinion of the Court

Ferguson, Judge:

The accused pleaded guilty to two specifications alleging the unlawful purchase of stolen Government weapons (an M-14 rifle and a .45 caliber pistol), knowing them to have been stolen, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. His sentence, as reduced by the Court of Military Review, extends to a bad-conduct discharge, confinement at hard labor for eight months, forfeiture of all pay and allowances for the period of confinement, and reduction to the grade of E-l. We granted review on the single issue of:

Whether the accused was prejudiced by trial counsel’s references to the political philosophy of accused and his family, allegedly supported by an unproduced secret dossier.

Subsequent to the acceptance of the accused’s plea by the military judge, trial counsel announced that he had no evidence of prior convictions by court-martial or prior nonjudicial punishment to offer. He then attempted to introduce in evidence page 11 of the defendant’s service record book reflecting that the accused had been recommended for change of work specialty and transfer to another organization which did not require a security clearance. As the record noted:

“. . . Pfc GARZA does not fit the criteria to grant him a Sec Cln Pfc GARZA admits he believes in the Socialist Workers Party and has been associated with Relatives that are MBrs of hte [sic] Socialist Workers Party prior and subsequent to enl in USMC.”

Defense counsel objected to the entry on the ground that information with regard to the accused’s political belief was not relevant to the trial. Counsel acknowledged that Garza’s security clearance had been terminated because of these beliefs. The military judge sustained the defense objection.

Trial counsel thereupon called as a witness Gunnery Sergeant Ronan, accused’s immediate supervisor, to testify as to Garza’s performance as a Marine. After establishing Ronan’s relationship with the accused, trial counsel, by direct questioning, elicited from Ronan testimony that the accused had “requested a discharge for political reasons.” When defense counsel objected that this testimony was irrelevant and highly prejudicial, the prosecution argued that it “goes to the very core of the performance of this man as a Marine.” The military judge ruled that he had “denied the admission of the previous exhibit on the grounds it was hearsay” but “his beliefs coming in as competent evidence from a witness to which he told his beliefs will be admissible in this court.” Thereafter, the witness testified:

“The man stated to me that his father and an uncle had run for a national and state office through a minority group such as the Socialist Party, I believe, sir, which I believe is a Marxist organization. At that time I sent him to the First Sergeant who turned him over to ONI, and they withdrew his clearance based on their investigation, sir.”

The witness also testified that the accused’s performance as a Marine was “[b]elow average”; he categorized him as not being the “desired caliber of man for the Marine Corps”; and he testified: “He has had repeated problems with junior NCO’s, such as obedience to orders, disrespect, and things of this nature, sir.”

When defense counsel moved to strike Ronan’s testimony as to the accused’s political beliefs, the military [538]*538judge denied the motion and declared that he would “consider the beliefs of the accused as it may have a bearing on his performance and his conduct as a Marine.”

During his cross-examination of Ro-nan, defense counsel introduced pages from the accused’s service record book reflecting that no judicial or nonjudicial action had been taken against Garza since his entry into the Marine Corps.

The accused testified under oath in mitigation and expressed a desire to earn an honorable discharge from the service, despite his previous request for separation. He stated that he had not used firearms prior to his entry into the Marine Corps and was fascinated by them. He was not, in any way, associated with the original theft of the weapons.

In cross-examination, trial counsel attempted to bring out the results of the accused’s interview with agents of the Office of Naval Intelligence relative to his political beliefs. The objection of defense counsel was sustained by the military judge. After the judge had examined the accused, trial counsel obtained from the accused a denial that he had ever been associated with individuals or groups which advocated “the overthrow of our constitutional form of government.” When he asked the accused if his mother was a Marxist, defense counsel objected. During the ensuing argument, trial counsel referred to a document marked “ ‘Secret’ ” regarding “the entire background of the family and the defendant.” The military judge held that information pertaining to Garza’s family would not be pertinent and sustained the previous defense objection.

In his argument on sentence, trial counsel again referred to the fact that the accused’s security clearance had been revoked.

The staff judge advocate, in his review for the convening authority, referred to the above-noted evidence as follows:

“7. ERRORS AND IRREGULARITIES:
“During the sentencing stage of the trial and prior to the presentation of any evidence in extenuation and mitigation by the defense, the trial counsel elicited character testimony from Gunnery Sergeant RO-NAN, the accused’s company Gunnery Sergeant. The witness stated that the accused’s performance as a Marine for the eight months immediately preceding trial was below average, that the accused had requested discharge at one point, and that the witness thought that one reason for the accused’s poor performance was his political philosophy, which the accused identified to the witness as socialist.
“The military judge admitted the evidence as to the accused’s political philosophy only insofar as it had a bearing on his performance as a Marine. Admitting the evidence for this limited purpose was within the discretion of the court. The character testimony of Gunnery Sergeant RONAN should not have been admitted since it was neither prosecution rebuttal to defense evidence as to the accused’s character, nor evidence permissible under paragraph 75, MCM, relating to matter presented for the court’s consideration during the presentencing stage of trial.
“However, in view of the absence of any objection by the defense counsel, the error was not prejudicial.
“There were no errors to the prejudice of the substantial rights of the accused.” [Emphasis supplied.]

We agree with the staff judge advocate that the character testimony of Sergeant Ronan was inadmissible, although we are at a loss to understand his statement that defense counsel did not object. The record is to the contrary.

Paragraph 75, Manual for Courts-Martial, United States, 1969 (Revised edition), provides that after the findings of guilty have been announced, the prosecution and defense may pre[539]*539sent appropriate matter to aid the court in determining the kind and amount of punishment to be imposed.

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8 M.J. 848 (U S Coast Guard Court of Criminal Appeals, 1980)
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Cite This Page — Counsel Stack

Bluebook (online)
20 C.M.A. 536, 20 USCMA 536, 43 C.M.R. 376, 1971 CMA LEXIS 664, 1971 WL 12802, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-garza-cma-1971.