United States v. Gaines

170 F.3d 72, 51 Fed. R. Serv. 800, 1999 U.S. App. LEXIS 3813, 1999 WL 118044
CourtCourt of Appeals for the First Circuit
DecidedMarch 10, 1999
Docket97-2209
StatusPublished
Cited by43 cases

This text of 170 F.3d 72 (United States v. Gaines) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gaines, 170 F.3d 72, 51 Fed. R. Serv. 800, 1999 U.S. App. LEXIS 3813, 1999 WL 118044 (1st Cir. 1999).

Opinion

LEVIN H. CAMPBELL, Senior Circuit Judge.

Corwin Gaines appeals from his conviction in the district court on two counts of possession of crack cocaine with intent to distribute and on one count of conspiracy to possess crack cocaine with intent to distribute. Gaines claims that the district court made several erroneous evidentiary rulings and improperly permitted the prosecutor to employ *75 a prohibited cross-examination technique. We affirm.

I.

We recite facts the jury reasonably could have found, viewing the evidence in the light most favorable to the verdicts. See, e.g., United States v. Josleyn, 99 F.3d 1182, 1185 n. 1 (1st Cir.1996).

In the Spring of 1996, the U.S. Drug Enforcement Agency and Boston Police Department began a joint investigation into the distribution of crack cocaine from an apartment at 27 Lambert Avenue in the Roxbury section of Boston. The police had received several complaints that strangers were repeatedly arriving at the Lambert address, entering the apartment building, and then leaving two or three minutes later. Suspecting possible drug activity, the law enforcement officials began surveillance at 27 Lambert and employed a confidential informant (“the Cl”), operating under the code name “Bugsy”, to attempt to make controlled purchases of crack cocaine.

The surveillance revealed that Allen Franklin, a/k/a “Chico”, was heading a crack cocaine distribution from two apartments in Roxbury, one at 27 Lambert Avenue and one at 34 Fisher Avenue. Franklin was assisted by several family members and friends, including his half-brother Dana Franklin, his grandmother, Geneva Franklin, and his cousin Larry “Little Bit” Eason. The Fisher address, where Allen Franklin resided, was used for preparing and bagging the crack cocaine into portions known as “dimes” (one-tenth of a gram) or “50 rocks” (one gram). The apartment at 27 Lambert Avenue, which was the home of Geneva Franklin, operated as the distribution network center.

Allen Franklin, Dana Franklin, and Dana Franklin’s girlfriend, Amy Hatch, all testified for the prosecution. They asserted that Gaines was Allen Franklin’s main supplier of crack cocaine. Allen Franklin testified that he would visit Gaines to purchase drugs approximately every three to four days, often buying them “on consignment” for later payment in cash. When Franklin wanted drugs, he stated that he would page Gaines. Gaines would then call him back and invite him to his apartment, which was located in a three-story apartment building at 78 Brookley Road in the Jamaica Plain section of Boston. Franklin would ring the doorbell at the entrance of the apartment building and wait to be let in. Either a key would be dropped to Franklin from the third-story outdoor porch or someone would let Franklin in. He would then get the crack cocaine from Gaines and return either to his own apartment at Fisher Avenue to prepare the drugs for sale, or directly to Geneva Franklin’s apartment at Lambert Avenue, where a customer would be waiting. On the rare occasions when Gaines did not have any crack cocaine for him, Franklin said that he would go to an alternate supplier.

Allen Franklin’s dealings with Gaines were corroborated by testimony of police officers who had conducted surveillance of the Cl’s purchases at the Lambert address. They observed the Cl, wearing a hidden recording device, arrive at the Lambert address and request crack cocaine. Soon after, they saw Allen Franklin leave the apartment and drive to Gaines’s apartment. Franklin was unaware that he was being followed by the police. The officers who conducted the surveillance confirmed that a key was dropped or Franklin was let in or otherwise accessed the building, and that after leaving the Brookley address, Franklin would return directly to Geneva Franklin’s apartment or stop off at the Fisher address. On several occasions, Franklin made an additional stop at an undisclosed location, which the police surmised was the site of Franklin’s alternate crack cocaine supplier.

According to Dana Franklin, who occasionally accompanied his half-brother to Gaines’s apartment, Gaines would sometimes bring the crack cocaine directly to Allen Franklin’s apartment at Fisher Avenue. Both Dana Franklin and Allen Franklin testified that the latter had fallen behind in his payments to Gaines, and Dana recalled once seeing Allen on his way to Gaines’s apartment holding a shoe box and saying, “This will get us ahead.” Dana took this to mean that the shoe box was full of cash and that they could finally repay their debt to Gaines.

On July 12, 1996, a federal search warrant was executed at Gaines’s apartment. Massachusetts State Police Trooper Paul Hartley *76 lead a team of approximately six searching agents, who entered after both Gaines and his live-in girlfriend, Tara Ramos, had left the building. The agents found crack cocaine in several places in the apartment. The largest find was on the back outside porch. Inside a green trash bag, they found a ziplock bag containing 6.2 pounds of crack cocaine. In the dining room, the police discovered a black duffel bag with empty ziplock bags of a type similar to those found to contain crack cocaine on the porch. Also in the dining room was a black backpack containing a digital scale that measured weights as little as one-hundredth of a gram, and a Nike shoe box containing $587 in small denomination bills. On the highest shelf of the kitchen pantry, the officers found eight grams of crack cocaine in three separate bags. In a portable closet in the dining room, they found a Nike shoe box containing $7,000 cash in one-hundred dollar bills.

As the search was coming to a close, Gaines and Ramos arrived outside the apartment building. They were immediately detained and Gaines was informed that there was a federal warrant for his arrest. He was ultimately charged in an eight-count indictment naming him, Allen Franklin, and a man who had been living with Franklin at the Fisher address, Frank Turner. Franklin pled guilty to all counts and testified as one of the prosecution’s chief witnesses against Gaines. After his first trial ended in a mistrial, Gaines was re-tried and convicted on three counts — two counts of possession of cocaine base with intent to distribute, in violation of 21 U.S.C. § 841(a)(1), and one count of conspiring with Franklin and Turner to possess cocaine base with intent to distribute, in violation of 21 U.S.C. § 846. This appeal followed.

II.

A. Allen Franklin’s Testimony Regarding Geneva Franklin’s Tape-recorded Statements

Gaines assigns error to testimony that concerned the Cl’s controlled purchase of crack cocaine from Allen Franklin on May 21, 1996. On that day, the Cl arrived at 21 Lambert Avenue and spoke with Geneva Franklin until Allen Franklin arrived with crack cocaine. The conversation was tape recorded by the Cl. The transcript of that tape recording, which the parties stipulated could be used as an exhibit to clarify the tape recording itself, reads in pertinent part:

G. Franklin: Who is it?

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Bluebook (online)
170 F.3d 72, 51 Fed. R. Serv. 800, 1999 U.S. App. LEXIS 3813, 1999 WL 118044, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gaines-ca1-1999.