United States v. Gaddis

70 M.J. 248, 2011 CAAF LEXIS 669, 2011 WL 3518169
Court of Appeals for the Armed Forces·Decided August 10, 2011·No. 10-0512/AR·Published·Cited by 75 cases

Opinions

Judge RYAN delivered the opinion of the Court.

A panel of officer and enlisted members sitting as a general court-martial convicted Appellant, contrary to his pleas, of one specification of sodomy with a child under the age of twelve and four specifications of indecent acts with a child, in violation of Articles 125 and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 925, 934 (2006). The adjudged and approved sentence consists of a dishonorable discharge, confinement for eight years, forfeiture of all pay and allowances, and reduction to the grade of E-l.

The United States Army Court of Criminal Appeals (CCA) dismissed one specification of indecent acts with a child, but affirmed the other findings. United States v. Gaddis, No. ARMY 20080150, 2010 CCA LEXIS 39, at *2-*3, 2010 WL 3613889, at *1 (A.Ct.Crim.App. Mar. 31, 2010). After reassessing the sentence in light of the dismissal, the CCA affirmed the approved sentence. Id. at *3, 2010 WL 3613889, at *1.

We granted review of the following issues:

I. WHETHER THE MILITARY JUDGE ERRED BY DENYING APPELLANT THE OPPORTUNITY TO PRESENT EVIDENCE THAT HIS ACCUSER HAD A MOTIVE TO FABRICATE THE ALLEGATIONS AGAINST HIM TO HIDE THE ACCUSER’S SEXUAL ACTIVITY WITH OTHERS FROM THE ACCUSER’S MOTHER.
II. WHETHER THE BALANCING TEST, AS ARTICULATED IN MRE 412(c)(3) AND UNITED STATES v. BANKER, 60 M.J. 216 (C.A.A.F.2004), IS CONSTITUTIONAL.

We hold that the balancing test in Military Rule of Evidence (M.R.E.) 412(c)(3) is not facially unconstitutional. However, its current iteration — -which purports to balance the “alleged victim’s privacy” against the probative value of the evidence — is needlessly confusing and could lead a military judge to exclude constitutionally required evidence. The “alleged victim’s privacy” interests cannot preclude the admission of evidence “the exclusion of which would violate the constitutional rights of the accused.” See M.R.E. 412(b)(1)(C). We interpret M.R.E. 412 to preclude the exclusion of any constitutionally required evidence. We further conclude that the military judge did not err in limiting cross-examination of the alleged victim, and the rule was not unconstitutional as applied. [251] The decision of the Army Court of Criminal Appeals is affirmed.

I. Background

At trial, the Government presented testimony that Appellant committed sodomy and other indecent acts with his minor stepdaughter, TE, on multiple occasions. TE alleged that Appellant sexually assaulted her more than ten times, including several incidents in 2004-2005, when she was ten or eleven years old. Appellant and TE’s mother divorced in 2006. TE was fourteen years old at the time of Appellant’s court-martial, in February 2008.

In 2006, TE first reported the alleged sexual assaults to her friend, MG. Appellant and TE’s mother were separated at the time, and TE was living with MG’s family. TE made the allegations after learning that her mother expected her to get a medical examination. TE testified that the physical was required for her to try out for the cheerlead-ing team at her new school, but that she did not want the examination because it would show that she had been raped by Appellant.

The defense sought to present evidence and argument at trial that TE “believed that her mother was going to have her examined medically based on reports and e-mails implying that [TE] was sexually active.” TE allegedly expressed concern to MG that the physical would reveal if TE was sexually active, and that she thought her mother wanted her to be examined after seeing an email containing a rumor that TE was sexually active.

The Government argued that evidence of alleged sexual activity was inadmissible under the general rule of M.R.E. 412, which excludes evidence of a victim’s prior sexual conduct. Defense counsel countered that the evidence was admissible under the M.R.E. 412(b)(1)(C) exception for constitutionally required evidence, arguing that Appellant “has the right to present a defense, and part of that right is to cross-examine and confront witnesses if they have bias, prejudice, or motive to misrepresent.” The defense argued that “[t]he proffered evidence reveals [TE]’s motive to fabricate the allegations against [Appellant] to hide acts of consensual sexual activity from her mother.” Defense counsel maintained that this evidence — which “concerns an e-mail account and rumors of sexual activity” — was not offered “to prove the veracity of the e-mails or the rumors about [TE],” but rather to impeach TE’s credibility. The Government responded that “in order for the defense to really have a motive to fabricate here, they need to show that some sexual activity occurred,” making TE afraid to go to the doctor.

In ruling on the admissibility of this evidence, the military judge noted that the defense wants “to use the evidence solely for the impeachment purposes of the victim” and “conceded that they will not use the substantive evidence of the e-mails, therefore, references to whether or not there was a pregnancy or past sexual activity with a specific person.” The military judge continued:

I will allow the defense to use the evidence, for impeachment purposes only within the following parameters:
You will not refer, Defense Counsel, to the prior sexual activity of the victim or the fact that the e-mails contained rumors of prior sexual activity. That would also confuse the panel. You may, however, refer to the mother’s discovery of e-mails generically, and based upon those e-mails, the victim’s mother wanted to take the victim to a gynecologist and that the alleged victim then made the allegations against the accused shortly thereafter. But you may not refer to the contents of the e-mails substantively or describe them as e-mails relating to sexual activity. Of course, both parties may argue permissible inferences from this evidence.

On appeal, Appellant argues that this ruling deprived him “of his opportunity to present a meaningful defense illuminating [TE]’s motive to fabricate the allegations.” Further, Appellant asserts that M.R.E. 412(c)(3) is unconstitutional on its face and as applied because it permits a military judge to exclude evidence that is otherwise constitutionally required.

II. M.R.E. 412

Under M.R.E. 412, a rule of exclusion, “[ejvidence offered to prove that any alleged [252] victim engaged in other sexual behavior” is “not admissible in any proceeding involving an alleged sexual offense except as provided in subdivisions (b) and (c).” M.R.E. 412(a). Subdivision (b) provides three exceptions to this general rule of exclusion. M.R.E. 412(b). The third of these exceptions — the “constitutionally required exception,” which is the only exception implicated here — permits the admission of “evidence the exclusion of which would violate the constitutional rights of the accused.” M.R.E. 412(b)(1)(C). Subdivision (c) provides the procedure to determine the admissibility of evidence offered under the three exceptions contained in subdivision (b). M.R.E. 412(c). This procedure includes the “M.R.E. 412 balancing test,” which requires that:

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United States v. Gaddis, 70 M.J. 248, 2011 CAAF LEXIS 669, 2011 WL 3518169 (Ark. 2011).

70 M.J. 248 (United States v. Gaddis) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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