United States v. Fred Lacoy Smith and Woodrow Wilson Wallace, Jr.

550 F.2d 277, 38 A.L.R. Fed. 132, 1977 U.S. App. LEXIS 13906
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 8, 1977
Docket75-3333
StatusPublished
Cited by93 cases

This text of 550 F.2d 277 (United States v. Fred Lacoy Smith and Woodrow Wilson Wallace, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fred Lacoy Smith and Woodrow Wilson Wallace, Jr., 550 F.2d 277, 38 A.L.R. Fed. 132, 1977 U.S. App. LEXIS 13906 (5th Cir. 1977).

Opinion

FAY, Circuit Judge:

In May of 1975 the defendants, Fred La-Coy Smith, Woodrow Wilson Wallace, and Robert Moore, were charged in a thirty-seven count indictment with misapplication of federal funds and conspiracy. [18 U.S.C. §§ 371, 665(a), 1001] All three pleaded not guilty and the trial of the case commenced *280 on July 14, 1975. Approximately two weeks into the case a severance was granted as to defendant Moore and the trial of Smith and Wallace continued. A verdict of guilty was returned as to the defendant Smith on thirteen counts and as to defendant Wallace on eighteen counts. Smith was sentenced to a term of five years and was fined five thousand dollars ($5,000). Wallace was sentenced to a custody term of two years. Smith and Wallace have appealed. We affirm.

This case arises under the Comprehensive Employment and Training Act of 1973 (CETA). Under this Act the United States Department of Labor granted funds to various state and local organizations to establish training programs designed to improve employment conditions in economically depressed areas.

Defendant Smith was a Mobile County Commissioner. Defendant Moore, whose case was severed during the trial, was a director of the federally-funded CETA program for the employment of the poor. Defendant Wallace, a nephew of defendant Smith and a retired Air Force major, was a department head under the program. The appellants have made numerous assignments of error.

I

Both appellants submit that the trial court committed reversible error when it excluded from consideration all prospective jurors who had read or heard about the case through the news media or otherwise without first determining whether those persons were biased or otherwise not qualified to serve on the jury.

The appellants argue that these criteria for excluding jurors denied the defendants their Sixth Amendment right to a trial by jury, in that only those jurors who could not read or were not interested in community affairs were allowed to sit. This Court is unable to agree with this contention. We are cited to a number of cases for the proposition that mere exposure to pretrial publicity is not alone sufficient to warrant exclusion of a prospective juror. United States v. Hoffa, 367 F.2d 698 (7th Cir., 1966); Finnegan v. United States, 204 F.2d 105 (8th Cir., 1953). These cases can be distinguished from the instant case in that in those cases the appellant-defendant was challenging the inclusion of jurors who had been so exposed. In the present case the appellants argue that they have been prejudiced by the exclusion of such persons. Both appellants cite Calley v. Callaway, 519 F.2d 184 (5th Cir. 1975) as instructive. The court in Calley stated:

“The district court’s conclusion that mere exposure to publicity necessarily prevented any person from serving as a juror has an extremely unsettling sidelight. If, in this age of instant, mass communication, we were to automatically disqualify persons who have heard about an alleged crime from serving as a juror, the inevitable result would be that truly heinous or notorious acts will go unpunished.” Id. at 210.

While we do not quarrel with the analysis in Calley, we do not think it is decisive of the instant case. Whereas the Calley case generated extensive nationwide publicity, this case was of primary concern to citizens of Mobile County. In a case of “national concern” such as Calley, there is indeed a danger in excluding from the jury all persons who have been exposed to pretrial publicity. In the instant case this danger is greatly reduced. This trial was conducted in the Southern District of Alabama, an area which encompasses thirteen (13) counties including Mobile County. Jurors are randomly selected from the thirteen counties in the district. This Court cannot assume that all informed citizens of these thirteen counties kept abreast of the CETA scandal in Mobile County. In this regard, it should be noted that it was pointed out at oral argument that only four (4) of the original twelve (12) jurors were from Mobile County. This Court feels constrained to hold that the trial court did not abuse its discretion in barring from consideration those prospective jurors who had heard about the case, and, consequently, the defendants were not deprived their Sixth Amendment right to trial by jury.

*281 II

Appellant Wallace urges that the trial court committed reversible error in admitting into evidence the following exchange:

“THE COURT: Do you have any appreciation of whether or not Mr. Wallace knew and understood the requirements [of CETA]?
“A. [Mrs. Walker]: As I understood, he understood them.” (R. at 866).

Wallace argues that it is contrary to the rules of evidence to permit a witness to testify as to the state of mind of the accused and that the act of the court in soliciting this testimony was extremely prejudicial.

According to Rule 701 of the Federal Rules of Evidence, the opinions of lay witnesses may be introduced into evidence when those opinions are based on the firsthand knowledge or observation of the witness and are helpful in understanding his testimony or in the determination of an issue of fact. The testimony in question was given by a Mrs. Letha Walker. At the time of the trial Mrs. Walker was Youth Coordinator of CETA and had known Wallace since his employment by CETA. Mrs. Walker had ample opportunity to observe Wallace in his position of Assistant Director and her testimony complied with the first requirement of Rule 701, that the opinion be based on personal observations. The requirement that the testimony facilitate an understanding of a factual issue is also satisfied since Wallace’s knowledge of the CETA rules and regulations was a critical issue to be determined at trial.

Wallace further contends that the admission of Walker’s opinion on this matter was improper since his knowledge related to an ultimate issue of fact. This argument has no merit under Rule 704 of the Federal Rules of Evidence which reads:

Testimony in the form of an opinion or inference otherwise admissible is not objectionable because it embraces an ultimate issue to be decided by the trier of fact.

The testimony of Mrs. Walker was therefore admissible.

Ill

Both appellants argue that prejudicial hearsay evidence was improperly admitted into evidence over their objections. Four instances are cited.

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Bluebook (online)
550 F.2d 277, 38 A.L.R. Fed. 132, 1977 U.S. App. LEXIS 13906, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fred-lacoy-smith-and-woodrow-wilson-wallace-jr-ca5-1977.