United States v. Frank Lino Diaz, Appeal of Frank L. Diaz, Margarita B. Diaz, Frank Diaz, and Amparo Diaz

811 F.2d 1412, 1987 U.S. App. LEXIS 2934
CourtCourt of Appeals for the Eleventh Circuit
DecidedMarch 6, 1987
Docket86-5122
StatusPublished
Cited by13 cases

This text of 811 F.2d 1412 (United States v. Frank Lino Diaz, Appeal of Frank L. Diaz, Margarita B. Diaz, Frank Diaz, and Amparo Diaz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Frank Lino Diaz, Appeal of Frank L. Diaz, Margarita B. Diaz, Frank Diaz, and Amparo Diaz, 811 F.2d 1412, 1987 U.S. App. LEXIS 2934 (11th Cir. 1987).

Opinion

MORGAN, Senior Circuit Judge:

This appeal was taken from the district court’s denial of bond remission to appellants. Appellants contend that there should be a remission of bond, and that Judge King erred in relying solely on the parties’ pleadings, thereby denying said remission without holding an evidentiary hearing. Upon review of the applicable case law and the facts presented, we conclude that the district court did not abuse its discretion by refusing to hold an evidentiary hearing and consequently denying bond remission.

I. THE PROCEEDINGS BELOW

Frank Lino Diaz (hereinafter referred to as Diaz) was indicted by a federal grand jury in the Southern District of Florida for tax evasion, perjury, and attempted bribery of grand jury witnesses. His bond was set at $300,000.00. This bond was secured by a condominium owned by Diaz and his wife, Margarita, plus the family residence of Diaz’s parents, Frank and Amparo Diaz. Diaz’s attorney informed the United States attorney’s office that Diaz would change his original plea of innocent to guilty provided that he could do this on Wednesday, June 26, 1985. The U.S. attorney responded that he would accept the change of plea but that the date would have to be set for Monday, June 24, 1985. On that day, Diaz failed to appear and a Dr. Mora (a personal friend of Diaz) testified that he had checked Diaz into a hospital for tests, as Diaz had been complaining of stomach cramps. The court continued the case for Thursday, June 27, 1985. On Wednesday, June 26, 1985, Mr. Diaz was allegedly kidnapped. The stipulated facts show that *1414 Diaz was parked at an Exxon station across the street from his law office. The station attendant gave a statement to the police to the effect that he saw a car pull up alongside Diaz’s jeep and a “Colombian”-looking male forced Diaz into the car at gunpoint. The alleged kidnappers made no contact with Diaz’s family and he remains at large.

Other facts proffered by appellants’ counsel are that Diaz did not make any large cash withdrawals before the kidnapping, neither did he take any clothes nor his passport. He also had closed his law office and was giving things away, apparently in contemplation of imprisonment. Finally, one week prior to his kidnapping, his law office was burglarized. The only items stolen were files regarding various Colombian clients.

Upon Diaz’s failure to appear, Judge King estreated the $300,000.00 bond and ordered the United States Marshal to place the secured property in the immediate and exclusive possession of the United States government. On January 8, 1986, he denied appellants’ petition for remission of bond forfeiture without holding an evidentiary hearing. However, the government agreed not to sell the property pending this court’s decision on appeal.

II. DISCUSSION

Appellants raise two issues on appeal. First, they claim that Judge King erred in not granting an evidentiary hearing thereby denying appellants their day in court. In the alternative, they request this court to remit the forfeited bond upon its own initiative. This court feels that appellants must lose on both issues.

A. The Evidentiary Hearing

Appellants have the right to an evidentiary hearing if they can demonstrate any rational basis for remission of the appearance bond forfeiture judgment. The determination of whether or not to allow an evidentiary hearing is within the broad discretionary powers of the district court. United States v. Roher, 706 F.2d 725, 728 (5th Cir.1983). The question of the necessity of conducting evidentiary hearings on bond remission cases has not been specifically dealt with by this court; therefore, we draw our reasoning from our sister circuits. One circuit holds that “[w]hen data bearing on relevant factors is proffered, the holding of an evidentiary hearing is essential to an informed exercise of discretion based on ‘what is right and equitable under the circumstances and the law’.” United States v. Nell, 515 F.2d 1351, 1353-54 (D.C.Cir.1975) (quoting Langnes v. Green, 282 U.S. 531, 541, 51 S.Ct. 243, 247, 75 L.Ed. 520 (1931)). However, another circuit has stated that when “the affidavits of the parties adequately set forth the relevant facts, a full-scale evidentiary hearing is not required.” United States v. Gutierrez, 771 F.2d 1001, 1004 (7th Cir.1985). We agree that as long as the district court judge has all the necessary facts to make a just and equitable determination of the case, there is no point in further belaboring the court system. In this case, appellants admit that all the facts were contained in their pleadings. Therefore, Judge King’s basic denial of an evidentiary hearing was not an abuse of discretion, as a hearing would produce no additional facts to aid appellants in meeting their burden of proof.

B. The Central Question Of Remission

Although appellant continually stressed in oral argument that his clients’ initial goal on appeal was to receive an evidentiary hearing, this was an unnecessary tactic. Since all the relevant facts were contained in the pleadings, Judge King would have made the same decision with or without the hearing. Therefore, it is clear that the central question is whether Judge King’s denial of remission was an abuse of discretion.

The controlling authority for setting and revoking bond is Fed.R.Crim.P. 46. It clearly states that once bond is set, “[i]f there is a breach of condition of a bond, the district court shall declare a forfeiture of the bail.” Fed.R.Crim.P. 46(e)(1). How *1415 ever, Rule 46(e)(1) combines with 46(e)(2) and 46(e)(4) to give the district judge virtually unbridled discretion in granting motions to remit bond forfeiture. 1 His decision may only be overturned upon a finding of arbitrary and capricious abuse of discretion. United States v. Bass, 573 F.2d 258, 260 (5th Cir.1978). Appellate courts are loath to second-guess the district judge as he was the magistrate with the full benefit of the facts. “We must keep in mind that the discretion is to be exercised by the district court and not by a court of review. This court should not substitute its discretion for that of the district court.” United States v. Davis, 202 F.2d 621, 624 (7th Cir.1953), cert. denied, 345 U.S. 998, 73 S.Ct. 1141, 97 L.Ed. 1404 (1953).

Judge King’s decision to deny remission was not an abuse of discretion.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. B.G.G.
53 F.4th 1353 (Eleventh Circuit, 2022)
United States v. Teodoro Julio Gonzalez
452 F. App'x 844 (Eleventh Circuit, 2011)
United States v. Snipes
611 F.3d 855 (Eleventh Circuit, 2010)
United States v. Famiglietti
548 F. Supp. 2d 398 (S.D. Texas, 2008)
R.C. v. Tony Petelos
270 F. App'x 989 (Eleventh Circuit, 2008)
United States v. Jing Zhang
153 F. Supp. 2d 341 (S.D. New York, 2001)
State v. Hedrick
514 S.E.2d 397 (West Virginia Supreme Court, 1999)
State v. Camara
916 P.2d 1225 (Hawaii Supreme Court, 1996)
Allegheny Mutual Casualty Co. v. United States
622 A.2d 1099 (District of Columbia Court of Appeals, 1993)
United States v. Cannistraro, Richard
871 F.2d 1210 (Third Circuit, 1989)
United States v. Carvajal
674 F. Supp. 973 (E.D. New York, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
811 F.2d 1412, 1987 U.S. App. LEXIS 2934, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-frank-lino-diaz-appeal-of-frank-l-diaz-margarita-b-ca11-1987.