United States v. Forehand

943 F. Supp. 2d 1329, 90 Fed. R. Serv. 1211, 2013 WL 1007200, 2013 U.S. Dist. LEXIS 34485
CourtDistrict Court, M.D. Alabama
DecidedMarch 13, 2013
DocketCriminal Action No. 1:12cr181-MHT
StatusPublished
Cited by2 cases

This text of 943 F. Supp. 2d 1329 (United States v. Forehand) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Forehand, 943 F. Supp. 2d 1329, 90 Fed. R. Serv. 1211, 2013 WL 1007200, 2013 U.S. Dist. LEXIS 34485 (M.D. Ala. 2013).

Opinion

OPINION AND ORDER

Myron H. Thompson, District Judge.

Defendant Edward Lincoln Forehand is charged with wire, mail, and securities fraud, and transacting in criminally derived property, in violation of 18 U.S.C. §§ 1843 and 1341, 15 U.S.C. § 77q(a), and 18 U.S.C. § 1957(a). Before the court is the government’s pretrial motion to exempt its expert witness from sequestration pursuant to Federal Rule of Evidence 615(c). For reasons that will be explained, the motion will be granted.

Upon “a party’s request, the court must order witnesses excluded so that they cannot hear other witnesses’ testimony.” Fed.R.Evid. 615. “The efficacy of excluding or sequestering witnesses has long been recognized as a means of discouraging and exposing fabrication, inaccuracy, and collusion.” Id., Adv. Cmt. Notes. There are, however, several exceptions to this general rule, including for a witness “whose presence a party shows to be essential to presenting the party’s claim or defense.” Id. at 615(c). The government argues that its expert witness, Philip A. Feigin, should be exempt from sequestration because he is “essential” to its case.

The government points out that Feigin will base his opinions on trial testimony from the victim-investors. The government deems Feigin essential because he will give his expert opinion on whether Forehand dealt in “securities,” as that term is defined under federal regulatory standards. His testimony will, therefore, offer proof of an element of the seeuritiesfraud charge. Another federal evidentiary rule, Rule 703, contemplates expert witnesses doing exactly as Feigin proposes. That rule provides that an expert “may base an opinion on facts or data in the case that the expert has been made aware of.” Fed.R.Evid. 703. The Advisory Committee Notes to this rule elaborate further, providing that experts may base an opinion on facts presented at trial, and “The technique may be the familiar hypothetical question or having the expert attend the trial and hear the testimony establishing the facts.” Id., Adv. Cmt. Notes.

Because Feigin will not offer factual testimony, the government argues, the risk that Rule 615 aims to obviate — fabricated testimony and witness collusion — is less of a threat. See Fed.R.Evid. 615, Adv. Cmt. Notes. To the extent the government is arguing that Feigin should be allowed to remain in the courtroom solely because he is an expert-opinion witness, it asks the court to apply an automatic exception that does not exist. Courts have repeatedly held that designating a witness as an expert-opinion witness does not mandate Rule 615(c)’s sequestration exception. Miller v. Universal City Studios, Inc., 650 F.2d 1365, 1374 (5th Cir.1981)

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Bluebook (online)
943 F. Supp. 2d 1329, 90 Fed. R. Serv. 1211, 2013 WL 1007200, 2013 U.S. Dist. LEXIS 34485, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-forehand-almd-2013.