United States v. Felix Rodriguez

858 F.2d 809, 1988 U.S. App. LEXIS 14072, 1988 WL 105472
CourtCourt of Appeals for the First Circuit
DecidedOctober 7, 1988
Docket87-1917
StatusPublished
Cited by127 cases

This text of 858 F.2d 809 (United States v. Felix Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Felix Rodriguez, 858 F.2d 809, 1988 U.S. App. LEXIS 14072, 1988 WL 105472 (1st Cir. 1988).

Opinion

SELYA, Circuit Judge.

On January 20, 1987, a federal grand jury indicted defendant-appellant Felix Rodriguez on drug-related charges. 1 He was later found guilty on both counts. Following imposition of sentence, Rodriguez appealed. His principal assignment of error questions the district court’s refusal to charge the jury on entrapment. He also claims that there was an impermissible imbrication — which he calls “duplicitousness” 2 —involving the two counts, thereby transgressing the Fifth Amendment’s double jeopardy clause.

I. BACKGROUND

In early 1987, appellant was employed in the meat department of the Hilo Food Market. On January 15, his co-worker, Luis Zayas, introduced him to Andres Cepero. Unbeknownst to appellant, Cepero was a government informant who had agreed to cooperate with the federal Drug Enforcement Administration (DEA) following his own arrest on drug charges. The initial conversation between Rodriguez and Cepe-ro took place out of the earshot of others. It was not recorded. At trial, the two participants gave conflicting accounts of what was said. Cepero’s version was along the following lines:

Felix Rodriguez told me ... that he didn’t have at that moment ... a kilo of cocaine but that he was going to try and get one. He gave me [his] phone number and ... told me [to call him] at home after four.
*811 Felix Rodriguez told me that while we were talking on the phone not to call the cocaine “cocaine,” that we were to refer to a small cassette for $14.50 which is half a kilo, and one kilo was going to be a big cassette for $28.00.
* * * * * *
[Rodriguez also said that] I was to call him but that I shouldn’t give [his] telephone number to anybody.

1 Trial Transcript (T.) at 15-17.

Rodriguez’s report of the same conversation was markedly different. He claimed to have been considerably less sequacious. Cepero, he testified:

asked me if I could get ... him a pound of sirloin.... I asked him what sort of meat [he wanted]. And then when I was showing him the meat, he said, no, that’s not the type of meat I’m looking for.... So he told me what he was looking for was drugs ... and I said I didn’t have drugs. I didn’t know anybody who dealt in drugs.
* * * * * *
I told him, no, I don’t sell drugs, and I don’t know where you can get drugs.
* * * * * *
He told me that if I could get it for him, I wouldn’t have any problems because he would tell me how to make the arrangements so that I wouldn’t have any problem.
* * * * * *
I told him that, no, I didn’t deal in these things and that I didn’t know who sold the stuff.
* * * * * *
He went on insisting and he said if I helped him get half a kilo of cocaine or one kilo of cocaine that I would earn the type of money I couldn’t earn at work.
* * * * * *
I told him I didn’t know, and so he went on insisting and he said, look, with this you could earn more or less up to $1000, and you would never make this money working here. Well, I told him, I know a guy who is a friend of mine.... I’m going to talk to [him] to see if he can help you out because the truth is that I don’t sell this, and I’m not involved in this, and I don’t know if he could help you, but I could see him and ask him.

2 T. at 73-75. Rodriguez further testified that he then relented to the extent of giving Cepero his telephone number “so that he could inquire whether my friend could get it.” Id. at 76.

Between the time of this initial conversation and Rodriguez’s arrest the following day, Cepero telephoned Rodriguez four times. All of their telephone conversations, as well as their face-to-face exchanges on January 16, were recorded by Cepero at the DEA’s behest. Consequently, the contents of those discussions are not in dispute. In the first conversation, appellant told Cepero that he had made a call to see about getting the “cassette,” and was awaiting a response. 3 Cepero called back. Upon appellant’s statement that he had located a “good cassette,” the informer asked to purchase a “big cassette” (a kilogram of cocaine). Appellant told Cepero to call again in half an hour; he would then specify where the goods would be provided. The next call was answered by a woman who said that Rodriguez was unavailable. Later that evening, Cepero and appellant spoke once more. They agreed to meet at the market on the following day so that appellant’s source could make the delivery.

The meeting began as scheduled. The men trooped to the market’s parking lot, where appellant introduced Cepero to one Rubil Nova. Having performed this amenity, Rodriguez returned to work, leaving the two together. Later that afternoon, Cepe-ro sought out Rodriguez and inquired why Nova had not yet returned with the narcotics. At that precise moment, Nova came into view. Rodriguez accompanied Cepero as far as the supermarket’s entrance. From there, Cepero journeyed forth alone to meet Nova and appellant went back to work. Cepero transferred the cocaine *812 from Nova’s car to his own car, at the latter’s instruction. The pair then entered Nova’s vehicle. The denouement followed swiftly: Cepero signalled the waiting DEA agents, Nova and Rodriguez were arrested, and the cocaine was confiscated.

II. ENTRAPMENT

Without further ado, we turn to appellant’s flagship claim: that the district court wrongfully refused to charge the jury on his main theory of defense.

A. Standard of Review.

The decisions are in some disarray as to the criterion to be used in reviewing a district court’s failure to give a jury instruction on entrapment. At least one circuit applies an “abuse of discretion” standard. See United States v. Fleishman, 684 F.2d 1329, 1342 (9th Cir.), cert. denied, 459 U.S. 1044, 103 S.Ct. 464, 74 L.Ed.2d 614 (1982). We disagree.

It is hornbook law that an accused is entitled to an instruction on his theory of defense so long as the theory is a valid one and there is evidence in the record to support it. See United States v. Silvestri, 790 F.2d 186, 192 (1st Cir.), cert. denied, 479 U.S. 857, 107 S.Ct. 197, 93 L.Ed.2d 129 (1986); United States v. Zeuli, 725 F.2d 813, 817 (1st Cir.1984).

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Bluebook (online)
858 F.2d 809, 1988 U.S. App. LEXIS 14072, 1988 WL 105472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-felix-rodriguez-ca1-1988.