United States v. Felix Earl Lemon

497 F.2d 854, 1974 U.S. App. LEXIS 8434
Court of Appeals for the Tenth Circuit·Decided May 29, 1974·No. 73-1584·Published·Cited by 17 cases

Opinions

BARRETT, Circuit Judge.

Felix Earl Lemon appeals his jury conviction and sentence for violation of 18 U.S.C.A. § 659.1 He was indicted along with two other persons, for unlawfully, wilfully, and knowingly (with the intent to convert to their own use) taking and carrying away a large number of cigarettes from a freight depot.

The Government established that the burglary occurred on January 9, 1972, at the Santa Fe Trail Transportation Company freight depot; that fifty-four (54) cases of cigarettes were stolen; that the cigarettes had a value in excess of $6,000; and that the cigarettes were moving as part of an interstate shipment from Kansas City, Missouri, to Forbes Air Force Base, Kansas.

Two of the Government’s witnesses, Edward Louis Robinson and Edward James Paden, had given previous statements implicating Lemon. However, they denied the truth of the prior implicating statements during direct examination. Thereupon the Court permitted the Government the use of their previous statements for impeachment purposes.

On appeal Lemon contends that: (1) the Trial Court erred in permitting the Government to introduce the hearsay statements of Paden which tended to implicate Lemon; (2) it was prejudicial error for the Trial Court to permit the Government to impeach the credibility of its own witnesses without any inquiry to establish a foundation showing surprise and hostility; and (3) the Trial Court erred in refusing Lemon’s requested instructions concerning “uncharged misconduct.”

I.

Lemon contends that the Trial Court committed reversible error in permitting the Government to introduce hearsay statements made by its witness, Paden, to law enforcement officials, which tended to implicate Lemon in the alleged crime. Lemon argues that since Paden was a co-defendant, although tried separately, all acts and declarations made by him before the conspiracy was formed or after it had been terminated were inadmissible. In support of his contention, [857] Lemon relies on our opinion in Mares v. United States, 383 F.2d 805 (10th Cir. 1967), cert. denied 394 U.S. 963, 89 S.Ct. 1314, 22 L.Ed.2d 564 (1969). In Mares we noted:

The defense argues that no conspiracy was charged and that activities and statements outside the scope of any possible conspiracy were received in evidence. The indictment contained no conspiracy count but charged the defendant and Albert jointly with the substantive offense. We have held that in such circumstances the acts and declarations of one are admissible against the other even though no conspiracy is charged. This rule is subject to the qualifications that the existence of the conspiracy must be shown by independent evidence and that acts or declarations of one conspirator either before the formation or after the termination of the conspiracy are not admissible against a co-conspirator. The record here contains independent evidence of conspiracy to rob the bank and to conceal the proceeds of the robbery. The basic issue is whether the actions and statements complained of occurred after the termination of the conspiracy. 383 F.2d at 809, 810.

Under Mares, statements of co-eonspirators may be admitted if proven by independent evidence, and if the acts declarations are made during the conspiracy. This rule has been followed and expanded upon by our court. We recently held in United States v. Coppola, 479 F.2d 1153 (10th Cir. 1973), that statements of co-conspirators are admissible against one another if made during the “continuation” of the conspiracy. See also Green v. United States, 386 F.2d 953 (10th Cir. 1967). Such statements, of course, must be made in “furtherance” of the conspiracy. Grunewald v. United States, 353 U.S. 391, 77 S.Ct. 963, 1 L.Ed.2d 931 (1957); Krulewitch v. United States, 336 U.S. 440, 69 S.Ct. 716, 93 L.Ed. 790 (1949); United States v. Coppola, supra.

Applying these standards, together with full appreciation that a third Government witness, Robert White, afforded substantial “independent evidence” of the conspiracy, Paden’s statement was inadmissible as substantive proof because it was neither in “furtherance” of the conspiracy nor was it made during the “continuation” of the conspiracy. However, the statement was not received into evidence and was used only in a limited, careful manner to impeach Paden. No error was committed.

The confrontation clause of the Sixth Amendment as made applicable to the States by the Fourteenth Amendment is not violated by admitting a declarant’s out-of-court statements, so long as he testifies at trial and is subject to cross-examination. The purpose of the amendment is satisfied because the declarants appeared as witnesses in court, under oath, subject to cross-examination, and their demeanor was observed by the trier of fact. California v. Green, 399 U.S. 149, 90 S.Ct. 1930, 26 L.Ed.2d 489 (1970). We have held that prior inconsistent statements are admissible to impeach or discredit one’s witness. United States v. Eaton, 485 F.2d 102 (10th Cir. 1973); Brooks v. United States, 309 F.2d 580 (10th Cir. 1962). Such statements are admissible solely for purposes of impeachment, and then only insofar as they serve to remove the damage of surprise. Such statements cannot be used, by indirection, to present testimony to the jury which the Government expected the witness to supply directly. United States v. Hill, 481 F.2d 929 (5th Cir. 1973).

It follows that a prior inconsistent statement may be used solely insofar as it relates to credibility, and in no event is it to be considered for the truth of its contents. United States v. Gilliam, 484 F.2d 1093 (D.C.Cir. 1973). The use of Paden’s statement was proper, if thus limited.

Our careful review of the Court’s instructions leads us to conclude that the usage of the prior Paden statement was [858] properly limited. The statement was not received into evidence. The Trial Court instructed the jury, twice, concerning the statement, as follows:

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United States v. Felix Earl Lemon, 497 F.2d 854, 1974 U.S. App. LEXIS 8434 (10th Cir. 1974).

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