United States v. Fagnan

12 C.M.A. 192, 12 USCMA 192, 30 C.M.R. 192, 1961 CMA LEXIS 285, 1961 WL 4421
CourtUnited States Court of Military Appeals
DecidedFebruary 10, 1961
DocketNo. 14,441
StatusPublished
Cited by34 cases

This text of 12 C.M.A. 192 (United States v. Fagnan) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fagnan, 12 C.M.A. 192, 12 USCMA 192, 30 C.M.R. 192, 1961 CMA LEXIS 285, 1961 WL 4421 (cma 1961).

Opinion

Opinion of the Court

Homer Ferguson, Judge:

Tried by general court-martial, the accused was found guilty of absence without leave, in violation of Uniform Code of Military Justice, Article 86, 10 USC § 886, wrongful appropriation, in violation of Code, supra, Article 121, 10 USC § 921, and various frauds against the United States, in violation of Code, supra, Article 132, 10 USC § 932. He was sentenced to bad-conduct discharge, forfeiture of all pay and allowances, confinement at hard labor for nine months, and reduction to the lowest enlisted grade. Intermediate appellate authorities affirmed, and we granted accused’s petition for review on the issue whether the board of review properly refused to consider a psychiatric report and a letter from a confinement officer on the question of the appropriateness of accused’s sentence.

During its consideration of this cause, the board of review requested appellate defense counsel to secure a psychiatric examination of the accused. In accordance with the board’s request, accused was examined at Letterman General Hospital. He was found to be fully responsible for his offenses, although was suffering from a “Passive Dependency Reaction.” The psychiatrist also believed accused to be well-motivated for restoration to duty and recommended that “this soldier be returned to duty following completion of his sentence, and if he is found to be ineffective in the performance of duty in the future, that he should be discharged . . . [administratively] for unsuitability.” These conclusions and recommendations were placed in a report which appellate defense counsel filed with the board of review.

In addition to the foregoing, counsel also filed with the board a letter which had been received from the Correctional Officer in whose custody the accused had been placed. The letter, entitled “Report of Conduct,” indicated the accused had made a favorable impression during his imprisonment and was classified as an installation parolee. It is further stated that accused “realizes his mistakes . . . has a great desire to return to duty and in my estimation will make an excellent soldier.”

Directing the board’s attention to the foregoing items and the great mass of mitigating and extenuating material in the record, counsel urged the disapproval of that portion of the sentence adjudging a bad-conduct discharge. The board refused to consider either the psychiatric report or the letter from the Correctional Officer and ultimately affirmed the sentence as legally and factually proper. Its rationale in determining that the report and letter were not properly before it is shown by the following language in its opinion:

“This we decline to do. Were we sitting as a Board charged with the responsibility of determining whether certain prisoners should be restored to duty on the basis of good conduct during confinement, or on the ground that their improved behavioral pattern indicated that they should be given another chance, we would be inclined to give sympathetic consideration to the accused’s request. However, as the information on which we are asked to act concerns matters which occurred months after the convening authority acted upon the sentence and forwarded the record of trial, it is not a part of the record subject to review under Article 66, and should not be considered with respect to the appropriateness of the sentence as approved by the convening authority.
[194]*194“We consider that the sentence in this case is fully warranted ‘by the circumstances of the offense and the previous record of the accused.’ United States v Lanford, 6 USCMA 371, 20 CMR 87, 99.”

Thus, the basic issue presented for our resolution is whether the board properly refused to consider the material filed with it by appellate defense counsel, for its opinion seems clearly to indicate that it might have otherwise found the bad-conduct discharge inappropriate.

Code, supra, Article 66, 10 USC § 866, delineates the powers of a board of review and provides pertinently:

“(c) In a case referred to it, the board of review may act only with respect to the findings and sentence as approved by the convening authority. It may affirm only such findings of guilty, and the sentence or such part or amount of the sentence, as it finds correct in law and fact and determines, on the basis of the entire record, should be approved.” [Emphasis supplied.]

In United States v Simmons, 2 USCMA 105, 6 CMR 105, we were required to construe the foregoing enactment. Of the emphasized portion, we said, at page 106:

“. . . Article 66 of the Code, supra, however, carefully restricts the boards of review to action ‘on the basis of the entire record.’ The board is thus denied access both to the accused’s service record and to the accused himself, even though it may, under the language of Article 66, supra, consider the allied papers attached to the trial record proper.”

In United States v Lanford, 6 USCMA 371, 20 CMR 87, we contrasted the provisions of Code, supra, Article 64, 10 USC § 864, and Article 66, supra, pointing out that only the latter statute limited action on the sentence to the “entire record.” Thus, the convening authority is not restricted to the transcript of testimony and allied papers, but may, in the colorful language of the late Judge Brosman, consult a “ ‘guy named Joe’ ” for information regarding the penalty to be approved. United States v Coulter, 3 USCMA 657, 14 CMR 75, at page 663. On the other hand, the board of review is expressly restricted by Congress to the “entire record” in assessing the appropriateness of the sentence. In Lanford, supra, we expressed the belief that, for that reason, it could not go beyond the record of trial and related materials which were before the convening authority at the time of his action. Our re-examination of the position asserted in that case convinces us that its interpretation of Code, supra, Article 66, was well-founded.

Service boards of review are intermediate appellate judicial tribunals. United States v Whitman, 3 USCMA 179, 11 CMR 179. In the absence of some clearly contrary declaration by law, the scope of their action should be limited to the boundaries defining the exercise of judicial power. The accused’s argument, in essence, is that the board must consider any information regarding the sentence which may be filed with it, regardless of whether it is in or out of the record. Yet he is not able to point to any appellate judicial body whose authority is so broad. Rather, it appears that Congress, in conferring judicial character upon the boards of review, thoughtfully sought to limit their charter of review to matters reasonably connected to the proceedings already completed in the cause. This was accomplished by limiting the board’s authority to review questions concerning the sentence to matters in the “entire record.” Code, supra, Article 66; United States v Lanford, supra; United States v Simmons, supra.

It may be that boards of review have heretofore gone beyond their powers and considered information not included in the record at the convening authority level. The accused’s brief before this Court adverts to decisions of such boards which considered letters from members of Congress, interested relatives, acquaintances, oral statements by interested parties, and other similar items. We note, however, that each cited instance occurred be[195]*195fore the passage of the Uniform Code.

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Cite This Page — Counsel Stack

Bluebook (online)
12 C.M.A. 192, 12 USCMA 192, 30 C.M.R. 192, 1961 CMA LEXIS 285, 1961 WL 4421, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fagnan-cma-1961.