United States v. Evans

34 M.J. 1051, 1992 CMR LEXIS 460, 1992 WL 90501
CourtU S Air Force Court of Military Review
DecidedApril 27, 1992
DocketACM S28408
StatusPublished
Cited by4 cases

This text of 34 M.J. 1051 (United States v. Evans) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Evans, 34 M.J. 1051, 1992 CMR LEXIS 460, 1992 WL 90501 (usafctmilrev 1992).

Opinion

OPINION OF THE COURT

LEONARD, Senior Judge:

This case involves two novel questions. First, may a military judge, by exceptions and substitutions, find an accused guilty of signing a false official record at variance with the terms of the record the accused originally signed? Second, may an accused be convicted of stealing his with-dependents rate basic allowance for quarters (BAQ) entitlement from his wife because he does not pay her support? We answer “no” to both questions and set aside appellant’s convictions and sentence.

[1052]*1052A military judge, sitting as a special court-martial, convicted appellant of signing a false official record with the intent to deceive and of larceny of BAQ from his wife. The adjudged and approved sentence consists of a bad-conduct discharge, confinement for 4 months, and reduction to E-1.

False Official Record

On 15 May 1989, appellant signed an Air Force Form 987, RECERTIFICATION OF BASIC ALLOWANCE FOR QUARTERS (BAQ) (see appendix). He checked the block on the form that certified the following preprinted statement:

I certify that I provided adequate support for my dependents for the last two years to present, and neither my dependents nor I occupied government quarters during the same period.

The evidence presented at trial showed that appellant married his wife 13 December 1983 and they separated in April 1986 while appellant was assigned to the Philippines. On 28 April 1986, appellant and his wife signed a separation agreement that required appellant to pay his wife “spousal support and maintenance” of $310 per month until 31 May 1987. No children resulted from the marriage and the parties’ agreement provided for no other support or property settlement payments. Shortly after the separation, appellant’s wife moved to her mother’s home in Florida.

Appellant initially neglected his support obligation under the agreement but ultimately paid his wife the full amount before the expiration of the agreement’s term. Thereafter, from June 1987 through January 1989, appellant paid his wife $101.40 per month. For most of that period, $101.40 represented the difference between appellant’s with-dependents BAQ entitlement and his BAQ without-dependents rate. After January 1989, he paid her no support. Appellant’s wife never complained about lack of support nor obtained another separation agreement, divorce decree, or any court order for appellant to pay her support.

The specification of appellant’s false official record charge alleged the following: In that STAFF SERGEANT JEFFIE EVANS, United States Air Force, 831st Medical Group, did, at George AFB, California, on or about 15 May 1989, with intent to deceive, sign an official record, to wit: an AF Form 987, Recertification of Basic Allowance for Quarters, which record, was totally false in that he had not provided adequate support for his dependents for the previous two years, and was then known by the said SSgt Evans to be so false.

After hearing the evidence, the military judge found appellant:

GUILTY, except the words, “totally false in that he not provided adequate support for his dependents for the two previous years” substituting therefore the words, “false in that Staff Sergeant Jeffie Evans did not provide adequate support for Agness L. Evans who was his dependent wife during the months of February 1989, March 1989, April 1989 and May 1989.” To the excepted words, NOT GUILTY; to the substituted words, GUILTY; and to Charge I, GUILTY.

We find the military judge improperly entered findings of guilt by exceptions and substitutions to an offense that substantially varied from the offense alleged against appellant.

Findings by exceptions and substitutions are permitted in courts-martial. R.C.M. 918(a)(1). However, such findings may not substantially change the nature of the charged offense. United States v. Wray, 17 M.J. 375, 376 (C.M.A.1984); R.C.M. 918(a)(1). Convicting an accused of a crime substantially different from that alleged results in violation of the most basic notions of due process. Dunn v. United States, 442 U.S. 100, 106, 99 S.Ct. 2190, 2194, 60 L.Ed.2d 743, 748 (1979); Wray, 17 M.J. at 376. An accused has a constitutional right to be heard on the specific charge of which he is accused. Dunn, 442 U.S. at 106, 99 S.Ct. at 2194; Wray, 17 M.J. at 376.

Substituted findings that represent a minor variance with the terms of an allegation of making a false official statement will not be fatal if the variance did [1053]*1053not mislead the accused or affect his ability to defend against the charge. United States v. Reed, 9 C.M.R. 269 (A.B.R.), pet. denied, 9 C.M.R. 139 (1952). In Reed, a court-martial convicted Major Reed of submitting a false travel itinerary reflecting a visit to a recruiting detachment in Beaumont, Texas. The itinerary served as justification to collect travel payments for an overnight visit to Beaumont. The specification alleging Reed’s offense alleged the itinerary was false in that Reed had not travelled “from Lufkin to Nacogdoches on 19 December 1951, nor did he travel from Nacogdoches to Beaumont on 20 December 1951.” Court members found Reed guilty of not travelling “to Beaumont on 20 December 1951, and from Beaumont to Houston, 21 December 1951.” On appeal, Reed claimed the court members findings varied so significantly with the charged offense that he was denied due process. The Board of Review disagreed. They found the fundamental nature of Reed’s offense to be a false statement of travel to Beaumont on 20 December 1951 and that the actual claimed route was not significant. The Board, held the members’ findings were consistent with the fundamental nature of the charged offense and Reed was not misled or impaired in preparing or presenting a defense to the offense described in the guilty finding by exceptions and substitutions.

Appellant’s case presents a different situation. The heart or fundamental nature of his offense consists of an alleged false certification of specific words contained on a preprinted form supplied by the government. The falsity of this alleged official record depended upon appellant’s failure to provide adequate support for his dependents over the two previous years. Appellant’s guilt of this offense depended on proof of appellant’s specific intent to deceive and his knowledge of the falsity of the official record. MCM, Part IV, paragraph 31b(3), (4) (1984).

Appellant’s defense to the charged offense relied on his belief that sending his wife over $100 per month for 21 of 24 months would constitute “adequate support.” If appellant thought this support adequate, he would possess neither the required knowledge nor the intent to be guilty of the offense. Therefore, appellant specifically defended against the offense as originally alleged by directly challenging the falsity of the certification and the proof of his criminal intent. Considering appellant had no military pay expertise and no definite support obligation for his wife, this amounted to a very reasonable defense. However, rather than determining appellant’s guilt of the offense as charged, the military judge sidestepped appellant’s defense and found him guilty of signing an official record that was false because appellant had not provided adequate support to his wife for four months.

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Related

United States v. Evans
37 M.J. 468 (United States Court of Military Appeals, 1993)
United States v. Anderson
37 M.J. 953 (U.S. Army Court of Military Review, 1993)
United States v. Mosley
35 M.J. 693 (U.S. Navy-Marine Corps Court of Military Review, 1992)
United States v. Bost
34 M.J. 1094 (U S Air Force Court of Military Review, 1992)

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Bluebook (online)
34 M.J. 1051, 1992 CMR LEXIS 460, 1992 WL 90501, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-evans-usafctmilrev-1992.