United States v. Evans Appiah

690 F. App'x 807
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 17, 2017
Docket16-4593
StatusUnpublished
Cited by2 cases

This text of 690 F. App'x 807 (United States v. Evans Appiah) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Evans Appiah, 690 F. App'x 807 (4th Cir. 2017).

Opinion

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Evans Appiah appeals his convictions for conspiracy to commit wire fraud, in violation of 18 U.S.C. § 1349 (2012); mail fraud, in violation of 18 U.S.C. § 1341 (2012); two counts of wire fraud, in violation of 18 U.S.C. § 1343 (2012); and aggravated identity theft, in violation of 18 U.S.C. § 1028A (2012). For the reasons that follow, we affirm the district court’s judgment.

First, Appiah challenges the district court’s failure to sua sponte voir dire the jury as to its observation of Appiah’s mother crying outside the courtroom in what was perceived as a calculated attempt to garner sympathy from the jury. “In a criminal case, any private communication, contact, or tampering directly or indirectly, with a juror during a trial about the matter pending before the jury is . deemed presumptively prejudicial.” Remmer v. United States, 347 U.S. 227, 229, 74 S.Ct. 450, 98 L.Ed. 654 (1954). We ordinarily review a district court’s decision not to hold voir dire following a jury intimidation allegation under an abuse of discretion standard. United States v. Basham, 561 F.3d 302, 320 (4th Cir. 2009). However, where, as here, the defendant failed to raise the issue at trial, our review is for plain error only. United States v. Baptiste, 596 F.3d 214, 221 (4th Cir. 2010).

To demonstrate plain error, Appiah must establish that a clear or obvious error by the district court affected his substantial rights. United States v. Olano, 507 U.S. 725, 732, 734, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993). An error affects a defendant’s substantial rights “if the error affected the outcome of the district court proceedings.” United States v. Knight, 606 F.3d 171, 178 (4th Cir. 2010) (internal quotation marks omitted). Even if these requirements are met, we will not exercise our discretion to correct the error unless the error “seriously affects the fairness, integrity or public reputation of judicial proceedings.” Olano, 507 U.S. at 732, 113 S.Ct. 1770 (alterations and internal quotation marks omitted).

We have held that the Remmer presumption is “not one to be casually invoked.” Baptiste, 596 F.3d at 221 (internal quotation marks omitted). “[T]he defendant bears the initial burden of establish- *809 mg both that an unauthorized contact was made and that it was of such a character as to reasonably draw into question the integrity of the verdict.” Id, (alterations and internal quotation marks omitted). We conclude that Appiah has failed to carry his initial burden and has failed to establish that the district court plainly erred by not holding a special voir dire.

Second, Appiah challenges the district court’s resolution of three defense witnesses’ invocation of their Fifth Amendment privilege to remain silent. * We generally review the district court’s evidentia-ry ruling on such an issue for abuse of discretion. United States v. Branch, 537 F.3d 328, 342 (4th Cir. 2008). Further, any error by the district court “is harmless if it is clear beyond a reasonable doubt that a rational jury would have found the defendant guilty absent the error.” United States v. Sayles, 296 F.3d 219, 223 (4th Cir. 2002) (internal quotation marks omitted). The government argues that, because Appiah failed to object to the witnesses’ invocation of their Fifth Amendment privilege at trial, the matter is reviewable only for plain error. (Appellee’s Br. (ECF No. 53) at 26). We conclude that Appiah’s Fifth Amendment claims fail under either standard.

“The Fifth Amendment declares in part that ‘No person shall be compelled in any Criminal Case to be a witness against himself.’ ” Hoffman v. United States, 341 U.S. 479, 485-86, 71 S.Ct. 814, 95 L.Ed. 1118 (1951) (alteration omitted). This privilege “not only extends to answers that would in themselves support a conviction under a federal criminal statute but likewise embraces those which would furnish a link in the chain of evidence needed to prosecute the claimant for a federal crime.” Id. at 486, 71 S.Ct. 814. “To sustain the privilege, it need only be evident from the implications of the question, in the setting in which it is asked, that a responsive answer to the question or an explanation of why it cannot be answered might be dangerous because injurious disclosure could result.” Id. at 486-87, 71 S.Ct. 814. A witness’ invocation of the privilege is proper unless it is “perfectly clear, from a careful consideration of all the circumstances in the case, that the witness is mistaken” and his answers could not “possibly have” a “tendency to incriminate.” Id. at 488, 71 S.Ct. 814 (internal quotation marks omitted). A witness retains his Fifth Amendment privilege even after pleading guilty, and a sentencing court may not draw adverse inferences from his invocation of the privilege. Mitchell v. United States, 526 U.S. 314, 326, 328-30, 119 S.Ct. 1307, 143 L.Ed.2d 424 (1999).

“When a defendant’s right to compel testimony conflicts with a witness’ privilege against self-incrimination, ... a court must make a proper and particularized inquiry into the legitimacy and scope of the witness’ assertion of the privilege.” Sayles, 296 F.3d at 223 (internal quotation marks omitted). In this case, we find that the district court conducted a proper voir dire hearing outside the presence of the jury to ascertain the questions defendant’s counsel sought to pose and the scope of the privilege sought by the witnesses. The district' court permitted the witnesses’ counsel to stand nearby and to confer, allowing the witnesses to assert the privilege, and the district court to rule, on a question-by-question basis. We have reviewed the record and reject Appiah’s argument that the district court did not con *810 duct a sufficient inquiry into the witnesses’ assertion of the privilege.

A district court does not abuse its discretion when it refuses to require a witness to testify before the jury solely to invoke her Fifth Amendment privilege. Branch,

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Bluebook (online)
690 F. App'x 807, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-evans-appiah-ca4-2017.