United States v. Ernest Leland Swafford

766 F.2d 426, 1985 U.S. App. LEXIS 20101
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 28, 1985
Docket84-1388
StatusPublished
Cited by21 cases

This text of 766 F.2d 426 (United States v. Ernest Leland Swafford) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ernest Leland Swafford, 766 F.2d 426, 1985 U.S. App. LEXIS 20101 (10th Cir. 1985).

Opinion

SETH, Circuit Judge.

The defendant was indicted on three counts under 18 U.S.C. § 1510 and 18 U.S.C. § 1512, one for conspiracy and two substantive counts. Defendant was convicted of conspiracy to injure a person on account of information given by that person as to a violation of criminal law. He was acquitted on the two substantive counts. There were overt acts alleged in the conspiracy count.

Defendant Ernest Swafford had pled guilty to a federal firearms violation, and spent one year in jail. Arthur Tillman had testified before the grand jury that indicted Mr. Swafford of this crime. After Mr. Swafford’s release from prison he and a Robert Doak went to Mr. Tillman’s home. Ernest Swafford struck Mr. Tillman several times. Mr. Doak remained an unnamed coconspirator.

Mr. Swafford and defense witnesses testified he attacked Mr. Tillman only because *428 he harassed Mr. Swafford’s family while he was in prison. Mr. Tillman stated Ernest Swafford told him while striking him that “you kept me away from my wife and two kids for a year.” He also testified both Ernest Swafford and Robert Doak told him more than once that “if I called the law that next time they would kill me.”

Appellant on this appeal contends that improper prosecutorial remarks require reversal; that the district court’s change in a jury instruction after closing argument violated Rule 30 of the Federal Rules of Criminal Procedure, and also claims the verdict is inconsistent.

Mr. Swafford requests reversal based on prosecutorial misconduct. The government argued during rebuttal that the victim wanted to have the charges dropped but was not able to do so, and was afraid he would be whipped. This was objected to but the objection was overruled. With no further objections on this subject the prosecutor continued in his argument referring to Mr. Tillman:

“When he took the witness stand, he told you the truth. He fa[c]ed the heat and he got up here and he told you the truth.”

We continue to hold that vouching by an attorney as to the veracity of a witness is improper conduct and an error which this court will carefully review. United States v. Ludwig, 508 F.2d 140 (10th Cir.); United States v. Martinez, 487 F.2d 973 (10th Cir.). Both case law and the Code of Professional Responsibility identify a lawyer’s assertion of personal opinion during trial as an example of improper advocacy. See ABA Code of Professional Responsibility DR 7-106(C)(4).

The dispositive issue on review is whether attorney’s comments rise to the level of “plain error” under Rule 52(b) of the Federal Rules of Criminal Procedure. United States v. Young, — U.S.-, 105 S.Ct. 1038, 1042-43, 84 L.Ed.2d 1; United States v. Ludwig, 508 F.2d 140, 143 (10th Cir.). Remarks can constitute plain error if they “undermine the fundamental fairness of the trial and contribute to a miscarriage of justice.” Young, — U.S. at-, 105 S.Ct. at 1047. The Court in Young, — U.S. at-, 105 S.Ct. at 1044, suggested on review:

“[A] criminal conviction is not to be lightly overturned on the basis of a prosecutor’s comments standing alone, for the statements or conduct must be viewed in context; only by so doing can it be determined whether the prosecutor’s conduct affected the fairness of the trial.”

When reviewing the record the Court also suggested that courts “consider the probable effect the prosecutor’s response would have on the jury’s ability to judge the evidence fairly.” Young, — U.S. at -, 105 S.Ct. at 1045.

We stress the dangers involved in an attorney’s expression of personal opinion, especially a prosecutor. A jury could gain the impression from such conduct that the prosecutor knows of evidence excluded from its consideration. As the Court warned in Young, — U.S. at -, 105 S.Ct. at 1048,

“the prosecutor’s opinion carries with it the imprimatur of the Government and may induce the jury to trust the Government’s judgment rather than its own view of the evidence.”

Ernest Swafford and the government pinpointed witness credibility as a major issue in the case. Arthur Tillman’s character and ability to tell the truth were placed on the line during defense attorney’s closing statement: “Arthur couldn’t tell the truth.” The prosecutor’s reference to Mr. Tillman’s credibility flowed from his interpretation of the evidence and permissible inferences. He argued to the jury that a witness who had been beaten, threatened, admitted being “scared” and requested federal protection might have found it easier to affirm defendant’s story than to stick to his version of the facts.

Reviewing the prosecutor’s remarks within the context of the entire record we find they did not erode the defendant’s right to a fair trial. Nor do we find indications that the jury could have been improperly influenced. The court instructed the *429 jury before and after arguments concerning the weight and significance closing arguments should receive. The jury acquitted Mr. Swafford on two counts. The Court in Young, — U.S. at — n. 15, 105 S.Ct. at 1048 n. 15, noted a partial acquittal reinforced its conclusion “that the prosecutor’s remarks did not undermine the jury’s ability to view the evidence independently and fairly.” We conclude that in this atmosphere the prosecutor’s statements did not create a “plain error” requiring reversal of Ernest Swafford’s conviction.

Appellant Swafford also claims government statements concerning Mr. Tillman’s reasons for seeking dismissal of the case relied on facts not introduced as evidence. However, evidence was introduced to support the prosecutor’s theory concerning Mr. Tillman’s motives.

Appellant sees as error the district court’s change in a jury instruction after closing argument. Fed.R.Crim.P. 30. Defense counsel referred to an instruction covering Mr. Swafford’s theory of defense during closing argument. The instruction originally requested is not part of the record. Appellant objects to the addition by the court of the word “solely.” The instruction given reads:

“Now, the defendant’s theory of defense is that any injury he caused to Arthur A. Tillman was on account of Tillman’s advances and harrassment [sic] toward the defendant’s wife and family.

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Bluebook (online)
766 F.2d 426, 1985 U.S. App. LEXIS 20101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ernest-leland-swafford-ca10-1985.