United States v. Eric Windham

CourtCourt of Appeals for the Eleventh Circuit
DecidedJanuary 2, 2025
Docket22-11622
StatusUnpublished

This text of United States v. Eric Windham (United States v. Eric Windham) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Eric Windham, (11th Cir. 2025).

Opinion

USCA11 Case: 22-11622 Document: 60-1 Date Filed: 01/02/2025 Page: 1 of 19

[DO NOT PUBLISH] In the United States Court of Appeals For the Eleventh Circuit

____________________

No. 22-11622 Non-Argument Calendar ____________________

UNITED STATES OF AMERICA, Plaintiff-Appellee, versus ERIC ALONZO WINDHAM,

Defendant-Appellant.

Appeal from the United States District Court for the Southern District of Alabama D.C. Docket No. 1:21-cr-00079-KD-B-2 ____________________ USCA11 Case: 22-11622 Document: 60-1 Date Filed: 01/02/2025 Page: 2 of 19

2 Opinion of the Court 22-11622

Before BRASHER, ABUDU, and MARCUS, Circuit Judges. PER CURIAM: Eric Alonzo Windham appeals his conviction and 120- month sentence for one count of conspiracy to possess with the intent to distribute more than five kilograms of cocaine. On ap- peal, Windham argues that: (1) the district court plainly erred when it impermissibly participated in plea negotiations in his first plea hearing in violation of Federal Rule of Criminal Procedure 11(c)(1), which tainted his second plea hearing; (2) the court plainly erred when it found that his guilty plea was knowing and voluntary be- cause the court and government mistakenly informed him that he was eligible for safety valve relief; (3) the court erred when it de- nied his motion to suppress; and (4) the court failed to pronounce the discretionary conditions of his supervised release at his sentenc- ing that it included in his written judgment. After thorough re- view, we affirm. I. When a defendant fails to object to a Rule 11 violation in the district court, we review for plain error. United States v. Monroe, 353 F.3d 1346, 1349 (11th Cir. 2003). Under plain-error review, the de- fendant has the burden of showing there is: (1) error; (2) that is plain; and (3) that affects his substantial rights. Id. If all three con- ditions are met, then we may exercise our discretion to notice a forfeited error, but only if the error seriously affects the fairness, integrity, or public reputation of judicial proceedings. Id. “An error USCA11 Case: 22-11622 Document: 60-1 Date Filed: 01/02/2025 Page: 3 of 19

22-11622 Opinion of the Court 3

is plain when it contradicts precedent from the Supreme Court or our Court directly resolving the issue.” United States v. Cruickshank, 837 F.3d 1182, 1191 (11th Cir. 2016). On plain-error review, the de- fendant “faces a daunting obstacle” in establishing that his substan- tial rights were affected, and we will review the whole record when considering the effect of any error on the defendant’s substantial rights. United States v. Castro, 736 F.3d 1308, 1313–14 (11th Cir. 2013) (quotations omitted); Monroe, 353 F.3d at 1350. We review de novo whether a defendant’s guilty plea has waived his ability to appeal the district court’s ruling on a particular pre-trial motion. United States v. Patti, 337 F.3d 1317, 1320 n.4 (11th Cir. 2003). We also review the validity of a sentence appeal waiver de novo. United States v. Johnson, 541 F.3d 1064, 1066 (11th Cir. 2008). A holding by a prior panel of this Court is binding on all subsequent panels “unless and until it is overruled or undermined to the point of abrogation by the Supreme Court or by this [C]ourt sitting en banc.” United States v. Dubois, 94 F.4th 1284, 1293 (11th Cir. 2024) (quotations omitted). II. First, we are unpersuaded by Windham’s claim that the dis- trict court plainly erred by impermissibly participating in his plea negotiations. Under the Federal Rules of Criminal Procedure, par- ties are allowed to engage in discussions in order to resolve a crim- inal matter short of trial, but the district court must not participate in any discussions between the parties concerning any plea agree- ment. Fed. R. Crim. P. 11(c)(1). The prohibition is grounded on USCA11 Case: 22-11622 Document: 60-1 Date Filed: 01/02/2025 Page: 4 of 19

4 Opinion of the Court 22-11622

the policy that a sentencing judge should take no part in any dis- cussion or communication, prior to the parties’ submission of the plea agreement, about the sentence to be imposed. United States v. Corbitt, 996 F.2d 1132, 1134 (11th Cir. 1993) (per curiam), abrogated on other grounds by United States v. Davila, 569 U.S. 597, 610–11 (2013). Three rationales underpin the strict prohibition on judicial participation in plea discussions: (1) judicial involvement in plea ne- gotiations inevitably carries with it the high and unacceptable risk of coercing a defendant to accept the proposed agreement and plead guilty; (2) the prohibition protects the integrity of the judicial process; and (3) the ban preserves the judge’s impartiality after the negotiations are completed. United States v. Casallas, 59 F.3d 1173, 1178 (11th Cir. 1995) (quotations and citations omitted), abrogated on other grounds by Davila, 569 U.S. at 610–11. The rule admits no exceptions. Id. at 1177. However, we’ve indicated that post-agreement statements may not violate the prohibition. See United States v. Telemaque, 244 F.3d 1247, 1249 (11th Cir. 2001) (per curiam) (addressing a district court’s statements, which we ultimately concluded were not coer- cive, made at the change-of-plea hearing after the parties executed a written plea agreement). Further, we’ve recognized that in cer- tain circumstances, when a defendant has had two plea hearings, a “trial judge’s comments at the first plea hearing [might] not infect or taint the guilty pleas at the second plea hearing.” Casallas, 59 F.3d at 1179. In Casallas, we concluded that the judge’s comments at the first plea hearing had not in fact infected the pleas at the sec- ond hearing because: (1) the transcript of the second hearing, USCA11 Case: 22-11622 Document: 60-1 Date Filed: 01/02/2025 Page: 5 of 19

22-11622 Opinion of the Court 5

which was held one month after the initial plea hearing, revealed no prohibited participation by the district court judge whatsoever; and (2) the district court judge’s comments at the first hearing “were clearly intended to apprise the defendant of his situation and to contrast the options that he faced,” “were factual and intended to convey information that defendant should have received, and perhaps did receive, from counsel,” and “were non-threatening and could not have been objectively viewed as a threat by any reasona- ble defendant.” Id. In addition, when a defendant fails to argue in district court that the court improperly participated in his plea discussions, he must satisfy all four prongs of the plain error test. Castro, 736 F.3d at 1313. So even though an error of this kind may be considered “plain” under the first two prongs of the test, the defendant still must satisfy the remainder of the error test -- which includes a showing that, “but for the error [of the district court], he would not have entered the plea.” Id. at 1314 (quotations omitted). “And that burden is anything but easy to satisfy” because he “must prove that the error made a difference in his decision,” which means that “if the effect of the error is uncertain so that we do not know which, if either, side it helped the defendant loses.” Id. (quotations omit- ted).

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