United States v. Edward Conhaim, Patricia Conhaim

160 F.3d 893, 1998 U.S. App. LEXIS 28442, 1998 WL 787353
CourtCourt of Appeals for the Second Circuit
DecidedNovember 13, 1998
DocketDocket 97-1707
StatusPublished
Cited by7 cases

This text of 160 F.3d 893 (United States v. Edward Conhaim, Patricia Conhaim) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Edward Conhaim, Patricia Conhaim, 160 F.3d 893, 1998 U.S. App. LEXIS 28442, 1998 WL 787353 (2d Cir. 1998).

Opinion

JOSÉ A. CABRANES, Circuit Judge:

Defendant-appellant Edward Conhaim appeals from resentencing by the United States District Court for the Northern District of New York (Neal P. McCurn, Judge) on the issue of restitution. Defendant contends that the district court erred (1) by not ordering an updated presentence investigation report (“PSR”) prior to the resentencing and (2) by imposing restitution without considering the financial needs of defendant’s child. The government responds that the court was not required to order an updated PSR and did take into account the financial needs of Con-haim’s dependent son. For the reasons stated below, we affirm the judgment of the district court.

I.

On January 3, 1994, defendant pled guilty to conspiracy to commit extortion, extortion, and mail fraud, in violation of 18 U.S.C. §§ 1951 and 1341. Prior to sentencing, defendant moved to withdraw his plea of guilty, but the district court denied the motion. See United States v. Conhaim, No. 93-CR-166, 1994 WL 722005 (N.D.N.Y. Dec.23, 1994). The district court imposed sentence on January 9, 1995 after having received and reviewed a PSR prepared by the court’s Probation Office. It sentenced him to imprisonment for forty-six months, supervised release for two years, and restitution of $19,626.68. Defendant appealed his sentence and the district court’s decision on defendant’s motion to withdraw his plea, both of which were affirmed by summary order. See United States v. Conhaim, 71 F.3d 404 (2d Cir.1995) (Table).

On September 9, 1996, the district court vacated its original sentence on a motion by defendant pursuant to 28 U.S.C. § 2255. The district court found that Conhaim’s appellate counsel had rendered ineffective assistance by failing to identify error in the fact that Conhaim was not given an opportunity to personally address' the district court at sentencing. Id. at *7 (decided under Fed. R.Crim.P. 32(e)(3)(C), which requires that the court “address the defendant personally and determine whether the defendant wishes to make a statement and to present any information in mitigation of the sentence”).

Upon resentencing on December 19, 1996, the district court imposed a sentence of imprisonment for forty-two months, supervised release for two years, and restitution of $19,-626.68. Conhaim appealed, and we upheld *895 the sentence in all but one respect: we vacated only the restitution order and remanded for consideration of Conhaim’s ability to pay restitution. See United States v. Conhaim, 122 F.3d 1058, 1997 WL 383510, at *4 (2d Cir.1997) (Table; text on Westlaw).

On remand, the district court held an evi-dentiary hearing at which defendant testified at length as to his financial obligations and his ability to make monthly payments. At that hearing on November 12, 1997, Conhaim presented testimony and other evidence of his current financial situation. At the conclusion of the hearing, the court ordered defendant to pay $19,626.68 in restitution in $35 monthly installments while he was in a halfway house and, upon his release, in monthly installments of the greater of $75 or 5 percent of his gross monthly income. This appeal followed.

II.

We write primarily to address defendant’s first claim on appeal&emdash;that the district court erred in refusing to order, on remand for resentencing, an updated PSR containing information about defendant’s financial situation. Defendant bases this claim on Fed. R.Crim.P. 32(b)(1) and 18 U.S.C. § 3664(a). Rule 32 currently reads:

(b) Presentence Investigation and Report
(1) When Made. The probation officer must make a presentence investigation and submit a report to the court before the sentence is imposed, unless:
(A) the court finds that the information in the record enables it to exercise its sentencing authority meaningfully under 18 U.S.C. § 3553; and
(B) the court explains this finding on the record.
Notwithstanding the preceding sentence, a presentence investigation and report, or other report containing information sufficient for the court to enter an order of restitution, as the court may direct, shall be required in any case in which restitution is required to be ordered.

Fed.R.Crim.P. 32(b)(1) (1998). Section 3664(a) currently reads in pertinent part:

(a) For orders of restitution under this title, the court shall order the probation officer to obtain and include in its presen-tence report, or in a separate report, as the court may direct, information sufficient for the court to exercise its discretion in fashioning a restitution order. The report shall include, to the extent practicable, a complete accounting of the losses to each victim, any restitution owed pursuant to a plea agreement, and information relating to the economic circumstances of each defendant.

18 U.S.C. § 3664(a) (1998). 1

These provisions require that a PSR be prepared prior to sentencing to assist the *896 court in entering an order of restitution. It is undisputed, however, that a PSR was prepared prior to Conhaim’s 1995 sentencing and that this PSR included information relevant to his ability, at that time, to pay restitution.

Defendant contends that, under these provisions on restitution, he was entitled to an updated PSR for his resentencing on the issue of restitution. We disagree. Rule 32(b) and § 3664 do not mandate that the district court in all circumstances require an updated PSR in the event of resentencing, and we are not aware of any court that has read them to impose such a requirement. It would strain the language of these provisions to impose a mechanical requirement that a PSR be “updated” in the event of resentenc-ing, without regard to the particular circumstances presented and without regard to the sort of record actually before the judge at a resentencing hearing. In our view, absent explicit direction by Congress or the rule-makers, any such blanket requirement — especially under the sentencing system created pursuant to the Sentencing Reform Act of 1984, 18 U.S.C.

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160 F.3d 893, 1998 U.S. App. LEXIS 28442, 1998 WL 787353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-edward-conhaim-patricia-conhaim-ca2-1998.