United States v. Ediberto A. Alvarez-Farfan

338 F.3d 1043, 61 Fed. R. Serv. 1413, 2003 U.S. App. LEXIS 16146, 2003 WL 21805392
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 7, 2003
Docket02-10324
StatusPublished
Cited by5 cases

This text of 338 F.3d 1043 (United States v. Ediberto A. Alvarez-Farfan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ediberto A. Alvarez-Farfan, 338 F.3d 1043, 61 Fed. R. Serv. 1413, 2003 U.S. App. LEXIS 16146, 2003 WL 21805392 (9th Cir. 2003).

Opinion

*1044 D.W. NELSON, Senior Circuit Judge.

Ediberto Alvarez-Farfan (“Alvarez”) appeals his jury conviction for distribution of methamphetamine in violation of 21 U.S.C. § 841. 1 We have jurisdiction pursuant to 28 U.S.C. § 1291, and we reverse.

Factual and Procedural Background

This case involves three central actors: Rene Blanco, a suspected methamphetamine distributor in Winnemucca, Nevada; Pedro Rivera, a confidential informant working for the Government; and Alvarez, a Mexican immigrant living in Winnemuc-ca.

No one agrees on how these three came to know one another. Alvarez claims that Blanco’s father-in-law hired him to perform odd jobs on his property. He insists that he met Blanco, whom he knew only casually, through that work. The Government maintains that Alvarez knew Blanco because the two ran an illegal drug operation together.

Whatever their relationship, the Drug Enforcement Administration (“DEA”) began investigating Blanco’s suspected illicit activities in the fall of 2001 and connected Alvarez to Blanco in the process.

On September 21, 2001, the DEA arranged for Rivera to meet Blanco at Blan-co’s home to negotiate a deal in which Rivera would purchase drugs from Blanco. Rivera testified that Blanco offered to sell him half a pound of methamphetamine for $2,500 or a pound at a discounted price of $4,500. Rivera also testified that Alvarez, a man he knew only as “El Negro,” witnessed the negotiations.

Rivera and Blanco met at another of Blanco’s Winnemucca residences a week later. This time, Rivera wore a concealed recording device. Rivera testified that he told Blanco that he wanted to buy half or three-quarters of a pound of methamphetamine and that Blanco offered to sell him three-quarters of a pound for $3,750. Rivera also claimed that he saw Alvarez at Blanco’s home that day.

Blanco and Rivera planned to meet at a local Holiday Inn to complete the sale, but Blanco called the designated hotel room at the last minute and changed the location to the Economy Inn. The DEA furnished Rivera with $3,750 cash and fitted him with a wireless transmitter before he set out for the Economy Inn. DEA agents observed Rivera arrive at the Economy Inn and walk toward the specified motel room. They also saw him return to his car a few minutes later to retrieve something and then approach the motel room a second time.

Because the trial court excluded the audio tape recording of the alleged drug transaction inside the Economy Inn, Rivera’s account provided the sole testimony supporting the Government’s claim that Alvarez sold methamphetamine to Rivera. Rivera testified that he met Alvarez inside the Economy Inn motel room. He said that Alvarez recovered the drugs from underneath the bed and presented them to him. Rivera then went to his car to gather the $3,750 and returned to the room. Rivera testified that he and Alvarez then exchanged the drugs and the money, and Alvarez counted the cash. According to Rivera, Blanco then called and spoke to Alvarez. Rivera testified that he asked Alvarez to tell Blanco that next time he wanted to buy two pounds of methamphetamine. Alvarez agreed to relay the message.

On October 16, 2001, the DEA sent Rivera to Blanco’s home to purchase one pound of methamphetamine. A concealed recording device documented their conver *1045 sation: Alvarez accused Rivera of working “with the nares” and said “[o]n that day I just ... did the favor.” Alvarez also ordered Rivera to keep his distance from Blanco’s home.

DEA agents arrested Alvarez and Blan-co later that day.

Alvarez currently is serving a 151-month sentence, which will be followed by a five-year period of supervised release. His immigration status may subject him to deportation upon his release from prison.

At trial, Alvarez sought to demonstrate that he was not present during the drug transaction. He offered a confidential-informant debriefing statement, handwritten by Rivera, along with a motel receipt. Alvarez wanted the jury to conduct a handwriting comparison of both documents and hoped to prove that Rivera, not Alvarez, rented the motel room at the Economy Inn.

Standard of Review

We review the district court’s decision to exclude the debriefing statement and the motel receipt for an abuse of discretion, United States v. Edwards, 235 F.3d 1173, 1178 (9th Cir.2000).

Discussion

The law on handwriting comparison is plain. “In the absence of extreme or unusual circumstances ... we see no reason why handwriting comparisons cannot be made by jurors, and conclusions drawn from them, either in the presence or absence of expert opinion.” United States v. Woodson, 526 F.2d 550, 551 (9th Cir.1975) (per curiam); see also United States v. Jenkins, 785 F.2d 1387, 1395 (9th Cir.1986) (holding that “ ‘[ejxtreme or unusual circumstances’ involve situations where the authenticity of the handwriting is the primary issue in the case, as where forgery is alleged”). In Woodson, we relied on 28 U.S.C. § 1731, which provides that “[t]he admitted or proved handwriting of any person shall be admissible, for purposes of comparison, to determine genuineness of other handwriting attributed to such person.” When the district court ruled that Alvarez could not admit the debriefing statement and receipt into evidence for handwriting comparison, it stated:

The reason I rejected the offer of the document is that there isn’t any competent evidence of similarity of handwriting in the two documents.
My own examination of the document showed that the unfair prejudice to the government might arise by virtue of the fact that to me the handwriting is dissimilar.
Without a questioned document examiner to vouch for the similarity of the handwriting, I do not believe I’m going to call upon the jury to speculate that one person wrote both documents.

The district court abused its discretion in preventing the jury from comparing the documents. The law does not require “a questioned document examiner to vouch for the similarity of handwriting,” but instead, allows the jury to determine for itself whether the same person’s handwriting appears on two documents. In fact, “Woodson makes clear that the jury is obliged to make such comparisons and draw conclusions from them.” Jenkins, 785 F.2d at 1395 (emphasis added).

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338 F.3d 1043, 61 Fed. R. Serv. 1413, 2003 U.S. App. LEXIS 16146, 2003 WL 21805392, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ediberto-a-alvarez-farfan-ca9-2003.