United States v. Dufresne

58 F. App'x 890
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 17, 2003
DocketNos. 01-1168, 02-1929
StatusPublished
Cited by1 cases

This text of 58 F. App'x 890 (United States v. Dufresne) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dufresne, 58 F. App'x 890 (3d Cir. 2003).

Opinion

OPINION

McKEE, Circuit Judge.

John Dufresne and Mark Lanzilotti appeal from their judgments of conviction and sentence for offenses arising out of a methamphetamine manufacturing and distribution scheme. Although the circumstances of this case are bizarre, we find no reversible error, and we will affirm for the reasons set forth below.

I.

A federal grand jury returned a nine-count indictment charging ten men, including Dufresne and Lanzilotti, with offenses arising out of a two-year scheme to manufacture and distribute more than $1 million worth of methamphetamine. Dufresne was charged only in count one with conspiracy to manufacture, distribute and possess with intent to distribute methamphetamine, in violation of 21 U.S.C. § 846. Lanzilotti was charged in count one and in counts four and five with manufacturing methamphetamine, in violation of 21 U.S.C. § 841(a)(1). Of the ten defendants charged, only Dufresne and Lanzilotti went to trial.1

Following a seven-day jury trial, Dufresne and Lanzilotti were found guilty as charged. The jury made a specific finding beyond a reasonable doubt than the rele[893]*893vant offenses of Dufresne and Lanzilotti involved more that one kilogram of methamphetamine. The jury also found Dufresne hable for forfeiture of $30,000 in drug proceeds and Lanzilotti liable for forfeiture of $66,000 in drug proceeds under 21 U.S.C. § 853.

The district court sentenced Dufresne to 360 months in prison, ten years of supervised release, a $10,000 fine, and a $100 special assessment. Shortly thereafter, the district court sentenced Lanzilotti to life in prison, five years of supervised release and a $300 special assessment.

Dufresne and Lanzilotti file timely appeals, at Nos. 01-1168 and 02-1929 respectively. Each is discussed separately.

II.

A. Dufresne’s Appeal (No. 01-1168).

Dufresne argues that the district court abused its discretion in precluding him from arguing vindictive prosecution and related claims to the jury, and that these errors entitle him to a new trial. The factual background to his argument is as follows.

On Friday evening, October 20, 2000 (three days before his trial was to begin), the government learned that Dufresne’s counsel intended to call at trial various members of the family of one of the prosecutors, Assistant United States Attorney (“AUSA”) Robert K. Gordon. Government counsel called this to the attention of the district court on Monday, October 23rd, before the start of jury selection, and requested an offer of proof. Dufresne’s counsel responded that he intended to call Francine and Robert Palladino, the sister and brother-in-law of AUSA Gordon, not to suggest any impropriety but only to testify that they were friends of Dufresne and had loaned him small amounts of money during the time of the charged conspiracy. The purpose of the testimony, explained counsel, was to establish that Dufresne had some means of financial support and, therefore, was not likely to be involved in the methamphetamine conspiracy. Over the government’s objection, the district court ruled that testimony for this purpose would be relevant and admissible.

On October 26, 2000, toward the close of the government’s case, government counsel inquired whether Dufresne’s counsel still intended to call Mr. and Mrs. Palladino as witnesses. Dufresne’s counsel said that he did, and that the intended to call still another relative of AUSA Gordon in order to demonstrate that the prosecution was improperly motivated.2 However, when the expansion of Dufresne’s counsel’s proffer was reported to the district court, counsel informed the court that he would not call the additional witness, but would rely solely on Robert Pailadino’s testimony. Defense counsel admitted that the purpose of Robert Palladino’s testimony went beyond the original proffered purpose and now suggested that there was “something fishy” in the prosecution’s motives.

The district court ordered Dufresne to submit a written offer of proof, and asked the government to respond with a motion in limine if it wished to exclude this testimony. Dufresne’s counsel provided the following written offer of proof:

Defense intends to call Bobby Palladino, who will testify that he is the owner proprietor of Babadino’s Pizza Shop in Westmont, New Jersey and that he is [894]*894married to Frances (Franny) Palladino, formally (sic) Franny Gordon, the sister of one of the assigned United States Attorneys in the prosecution of this case, Robert Gordon.
Mr. Palladino will further testify that in the years 1996 and 1997, that he would, from time to time, lend the defendant, John Dufresne, money in sums ranging from $50 to a couple of hundred dollars. Mr. Palladino will further testify that he and his wife received phone calls from A.U.S.A. Robert Gordon after May of 1997 but prior to October of 1999, requesting that they use their influence to persuade John Dufresne to cooperate with the FBI.
Mr. Palladino will further testify that A.U.S.A. Robert Gordon called him to inform him that John Dufresne was going to be indicted which information Bobby Palladino passed on to John Dufresne prior to his arrest.3 The defendant, through counsel, also intends to cross-examine Joe Albanese to establish that A.U.S.A. Robert Gordon was an Assistant United States Attorney who negotiated the plea agreement with his attorney and helped prepare him and examined [him] in both of his Grand Jury appearances.4 The record in the trial already demonstrates that defendant, John Dufresne, was neither arrested nor charged in the New Jersey conspiracy to maintain a production facility, distribute and possess with intent to distribute methamphetamine and that Mr. Dufresne was first charged for this conspiracy in the instant Federal indictment.5

Dufresne’s counsel offered the following explanation of the relevance of this evidence:

That evidence could result in a jury determination that due to the fact that the defendant was not arrested nor charged in the precursor New Jersey case, but was first charged in the Federal case, and due to the facts that the assigned AUSA who had handled the charges against the first cooperating federal witness was related to a friend of Dufresne, that the AUSA attempted to communicate with and request that those family members use their influence with John Dufresne to encourage him to cooperate, and that upon his failure to cooperate was indicted, that the indictment of John Dufresne was retaliatory.

In response to this written offer of proof and the government’s motion in limine in response, the district court issued an order, dated October 27, 2000, providing:

1. Counsel for the Defendants are hereby precluded from eliciting testimony intended to demonstrate vindictive prosecution or to argue vindictive prosecution to the jury;
2.

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Related

Dufresne v. United States
538 U.S. 1064 (Supreme Court, 2003)

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Bluebook (online)
58 F. App'x 890, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dufresne-ca3-2003.