United States v. Douglas Jarvis

7 F.3d 404, 1993 U.S. App. LEXIS 27137, 1993 WL 414175
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 19, 1993
Docket91-5169
StatusPublished
Cited by61 cases

This text of 7 F.3d 404 (United States v. Douglas Jarvis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Douglas Jarvis, 7 F.3d 404, 1993 U.S. App. LEXIS 27137, 1993 WL 414175 (4th Cir. 1993).

Opinion

OPINION

ERVIN, Chief Judge:

Following trial by jury, Douglas Jarvis was convicted of one count of conspiracy to traffic in cocaine, 21 U.S.C. § 846; seven counts of possessing with intent to distribute cocaine, 21 U.S.C. § 841(a)(1); and five counts of travelling in interstate commerce to promote an unlawful activity, 18 U.S.C. § 1952(a)(3). His direct appeal presents three questions for decision: (1) whether the district court plainly erred by allowing Jarvis to proceed to trial on charges of conspiracy to distribute cocaine, in violation of the Double Jeopardy Clause of the Fifth Amendment; (2) whether the district court erred by failing to require the Government to prove that its case against Jarvis did not derive in part from testimony provided by Jarvis pursuant to a grant of immunity from prosecution; and (3) whether Jarvis was denied the effective assistance of counsel by his lawyer’s failure to raise the foregoing immunity and double jeopardy defenses by motion.

Because we hold that Jarvis’s conspiracy prosecution was undertaken in violation of the Double Jeopardy Clause, infecting the proceedings below with plain error, we vacate and remand his conviction and sentence on that count. After careful analysis of Jarvis’s immunity agreement with the Government, we conclude that the agreement contemplated transactional, not use, immunity. A thorough review of the record reveals that the transactions thereby immunized were neither charged in the instant indictment nor prosecuted in the proceedings below. Accordingly, we hold that the district court did not err by failing to afford Jarvis a hearing at which the origins of the Government’s case could be explored. Because we dispose of Jarvis’s appeal through our analysis of his first two assignments of error, we decline to address his ineffeetive-assistance-of-counsel claim. We therefore affirm his twelve remaining convictions.

I

The issues presented by this appeal rest upon procedural history of some complexity, which for clarity’s sake we describe in three parts.

A

In January 1987 Catherine Marie Parker was introduced to Douglas Jarvis at a night club in Virginia Beach, Virginia. One week later Parker obtained one-eighth of an ounce of cocaine from Jarvis. Parker and Jarvis began meeting regularly to use cocaine, with Jarvis supplying the drug. Their meetings continued until July 1988, when Parker introduced Jarvis to one Whitney, a high school *407 Mend of Parker’s. Jarvis told Whitney that he was searching for a new cocaine source, being no longer in contact with his former Virginia Beach supplier. Whitney informed Jarvis that she was living in Miami with Anibal Duarte, a cocaine dealer. Several days later, in an attempt to purchase cocaine from Duarte, Jarvis and Parker travelled to Florida. Duarte refused to meet with them on this journey.

In August 1988 Duarte contacted Parker and told her that he was now willing to sell cocaine to Jarvis, with Parker acting as intermediary. Later that month Jarvis sent Parker to Florida with $12,000, with which Parker purchased one-half kilogram of cocaine from Duarte. Parker returned to Virginia, where she delivered the cocaine to Jarvis. Following a second unsuccessful attempt to purchase cocaine from his new Florida connection, Jarvis had no further contact with Duarte until December 1988, when Jarvis invited him to Virginia. Jarvis introduced Duarte to his associates Alan Scott, Vaden Lee Williams, and Patricia Fruetel, who indicated that they were interested in purchasing kilogram quantities of cocaine from Duarte.

Beginning in January 1989, Jarvis began making regular trips to Florida, during which he purchased kilogram quantities of cocaine from Duarte. These trips took place in March 1989, during the summer of 1989, and, finally, in January 1990. Tony Joliff, an associate of Jarvis, also travelled to Florida in January, February, and March, 1989 at Jarvis’s direction to obtain cocaine from Duarte. Scott, Williams, and Fruetel trav-elled to Florida at various times throughout this period, both in Jarvis’s company and at his behest.

On January 19, 1990, Jarvis and Parker travelled to Florida to purchase cocaine from Duarte. Being unable to make arrangements with his usual supplier, Duarte contacted another cocaine dealer in Fort Laud-erdale. Unbeknownst to Duarte, this individual, who already had been arrested himself, was cooperating with law enforcement authorities. After a number of telephone conversations, Duarte arranged a meeting with the arrested dealer. Jarvis and Duarte met with the cooperating dealer and two undercover Drug Enforcement Administration (“DEA”) agents at a hotel in Fort Laud-erdale on January 22,1990. Following negotiations regarding the quantity of cocaine to be purchased and related financial matters, cocaine and money were exchanged, and Jarvis and Duarte were arrested. Jarvis was detained. Duarte, who agreed to cooperate with the Government, was released on bond.

In April 1990 Williams and Fruetel trav-elled to Florida in an attempt to purchase cocaine from Duarte. Duarte, now working with the DEA, introduced Williams and Fruetel to an undercover DEA agent. A cocaine transaction was arranged, and Williams and Fruetel were arrested by Florida authorities on April 4, 1990.

On June 27, 1990, a grand jury in the Southern District of Florida returned an indictment charging Jarvis with (1) one count of conspiring to possess with intent to distribute five kilograms of cocaine in violation of 21 U.S.C. § 846; and (2) one count of conspiring to possess and of actually possessing with intent to distribute five kilograms of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846. The conspiracies charged in both counts were alleged to have begun on January 19, 1990 and ended on January 22, 1990. In November 1990 Jarvis was convicted of the first conspiracy count and acquitted of both the conspiracy and substantive portions of the second count. The Court of Appeals for the Eleventh Circuit affirmed Jarvis’s conspiracy conviction on October 21, 1992, United States v. Jarvis, 978 F.2d 720 (11th Cir.1992) (unpublished opinion), and the Supreme Court denied certiorari, Jarvis v. United States, — U.S. -, 113 S.Ct. 3046, 125 L.Ed.2d 731 (1993).

B

In February 1988, before most of the events described above occurred, Jarvis contacted authorities in the Federal Bureau of Investigation’s Eastern District of Virginia offices and offered to provide the Bureau with information about the narcotics-distribution activities of various individuals in the Norfolk/Virginia Beach area. In exchange for this information, FBI agents promised *408

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Bluebook (online)
7 F.3d 404, 1993 U.S. App. LEXIS 27137, 1993 WL 414175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-douglas-jarvis-ca4-1993.