United States v. Dorsey

26 M.J. 538, 1988 WL 31976
CourtU S Air Force Court of Military Review
DecidedMarch 24, 1988
DocketACM 26177 (recon)
StatusPublished
Cited by6 cases

This text of 26 M.J. 538 (United States v. Dorsey) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dorsey, 26 M.J. 538, 1988 WL 31976 (usafctmilrev 1988).

Opinions

DECISION UPON RECONSIDERATION

LEWIS, Judge:

By a prior, split opinion we set aside the findings of guilty and sentence in this case. United States v. Dorsey, 25 M.J. 728 (A.F. C.M.R.1987). We found that a pretrial agreement provision whereby the appellant waived his right to contest the validity of a search violated the prohibition against waivers of rights as set forth in Air Force Regulation (A.F.R.) 111-1, Military Justice Guide, para. 4-5h (1 August 1984). Following our earlier line of decisions starting with United States v. Saulter, 23 M.J. 626 (A.F.C.M.R.1986), we found the agreement invalid and the pleas of guilty entered pursuant thereto improvident. Coincidentally, the provision we construed in our prior opinion was superseded by a message change to the regulation on the same date the opinion was released, 1 December 1987.

Our reconsideration is premised on our having failed to consider the effect of a post-trial proceeding. Appellate government counsel have noted that a hearing was convened by the military judge following adjournment but prior to authentication to deal with the problem created by the provision in question. R.C.M. 1102(d). The appellate counsel were not aware that a post-trial proceeding had been conducted when the case was first presented for our consideration. A transcript of the proceeding was not included in their copies of the record of trial. Although a transcript of the proceeding was contained in the Court’s copy of the record, it was overlooked during our initial review. Under these circumstances, it is appropriate that we reconsider our prior opinion.

We will summarize the events that led to the post-trial proceeding. Pursuant to the pretrial agreement the accused agreed to plead guilty to specifications alleging the wrongful use of cocaine and marijuana and to absence without leave as a lesser included offense of desertion. The practical effect of somewhat complex sentence limitation provisions was that, if the appellant were found guilty only of the offenses to which he entered pleas of guilty, any period of confinement adjudged in excess of 24 months would be suspended. This was the limitation provision which became operative. A specification alleging wrongful possession of cocaine was dismissed as multiplicious, and the appellant was found not guilty of another drug-related specification following a trial before members. He was found guilty of the other offenses charged in accordance with his pleas. His adjudged sentence extended to a dishonorable discharge, confinement for three years and forfeiture of all pay and allowances. The court-martial adjourned on 29 April 1987.

The military judge, on his own motion, convened a post-trial proceeding on 19 June 1987, at Fort Lewis, Washington, where the appellant was incarcerated. The appellant was represented by one of his two military defense counsel at trial. The military judge noted that his prior inquiry at trial satisfied him that the pretrial agreement was proposed by the appellant and his counsel and, thus, was valid under prevailing decisional guidance from the Court of Military Appeals. United States v. Jones, 23 M.J. 305 (C.M.A.1987). However, [540]*540he also acknowledged that a line of this Court’s decisions declared most such waiver provisions invalid in the Air Force in light of the prohibitive language of A.F.R. 111-1, supra. The military judge announced, “I strike from the pretrial agreement that portion that has the defense agreeing not to litigate a motion concerning search and seizure.” He obtained an affirmative response from both counsel when he asked the parties if they desired to remain bound by the agreement as modified. He obtained the same assurance from the appellant after advising him as follows:

____ [Y]ou understand that this means that if you don’t want to be bound by this agreement as I have changed it, then what would happen is we would throw out the sentence, throw out the finding, go back and litigate this case over again on all specifications except those where jeopardy had attached and they were subsequently eliminated either by a finding of not guilty or by a dismissal.

The military judge then inquired, “Does either side believe there is anything more we should take up in this hearing to be sure that we’ve done a complete job on this?” Neither the trial counsel nor the defense counsel had any further comment.

Subsequent to adjournment of the post-trial proceeding, the convening authority acted on the sentence in accordance with the pretrial sentence limitation. He approved the sentence as adjudged, but he suspended confinement in excess of 24 months for a period of 12 months. This action was taken on 17 July 1987.

Was the post-trial proceeding an authorized means of dealing with the pretrial agreement provision? We should first examine the question of whether a military judge is authorized, on his own motion, to convene a proceeding in a situation such as this. Our appellate guidance is not uniform in this area. In a case that is factually distinguishable in many respects, the Court of Military Appeals has opined that a military judge has broad powers to conduct an Article 39(a) session following adjournment where the interest of justice requires prompt corrective action. United States v. Brickey, 16 M.J. 258, 264-265 (C.M.A.1983). The Court, thus, alluded to an inherent authority in trial judges not specifically granted by the code. Cf. Article 60(e), U.C.M.J., 10 U.S.C. § 860(e), which allows convening authorities to order proceedings in revision or rehearings. However, the 1984 Manual appears to have enunciated and expanded the military judge’s post-trial authority somewhat. See R.C.M. 1102(a), (d).

In this case we conclude that the military judge was conducting a proceeding in revision, notwithstanding how he designated the post-trial session. See R.C.M. 1102(b)(1), which authorizes proceedings in revision “to correct an apparent error, omission, or improper or inconsistent action by the court-martial, which can be rectified by reopening the proceedings without material prejudice to the accused.” However, we pointed out in United States v. Silva, 19 M.J. 501, 502 (A.F.C.M.R.1984), affd, 22 M.J. 343 (1986), that a hearing in revision cannot be used as a means of correcting a “substantive error in the trial.” Silva concerned an instructional error relating to sentence in a trial before members, a situation which we view as distinguishable from the case before us. Herein, there was no issue to be corrected or clarified belatedly before the members. We conclude that a post-trial proceeding in the nature of a hearing in revision was an appropriate means of clarifying a mixed question of law and fact with respect to the pretrial agreement in this case. Article 60(e)(2), U.C.M.J., 10 U.S.C. § 860(e)(2); R.C.M. 1102(b)(1), and Discussion thereunder.

We must now consider the issue of whether the post-trial proceeding accomplished its intended purpose, the reformation of the pretrial agreement. This is a procedure we have not looked on with favor in our past pronouncements. We have stated that a post-trial reformation is not legally tenable. Our basis for so saying is that a pretrial agreement containing a prohibited waiver provision is void. Therefore, there is no agreement that remains for the appellant to either affirm or reject.

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26 M.J. 538, 1988 WL 31976, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dorsey-usafctmilrev-1988.