United States v. Dixon

8 M.J. 858, 1980 CMR LEXIS 633
U.S. Navy-Marine Corps Court of Military Review·Decided March 21, 1980·No. NCM 79 0147·Published·Cited by 4 cases

Opinion

DONOVAN, Judge:

After losing several pretrial motions, appellant pleaded guilty before a general court-martial military judge to one unauthorized absence and an assault with intent to commit rape, violations of Articles 86 and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C.A. §§ 886, 934. He was sentenced 21 September 1978 by officer members to a dishonorable discharge, confinement at hard labor for 5 years and forfeitures of $350.00 per month for 60 months. The convening authority did not honor the pretrial agreement but attempted to do so later by a nugatory supplementary court-martial order. We shall take corrective action in that regard.

• Appellant submits that seven errors occurred. In oral argument appellate defense counsel modified the relief originally requested and argues now that the sentence be set aside and a rehearing be authorized. We shall discuss the errors in the sequence raised but, finding them unmeritorious, we affirm the findings and a modified sentence.

I

THE COURT LACKED JURISDICTION TO TRY THE ACCUSED BECAUSE THE MEMBERS WERE NOT SWORN PRIOR TO THE VOIR DIRE.

The members who sentenced appellant were administered the standard members’ oath on Monday, 18 September 1978. (R. 370). Paragraph 1146, Manual for Courts-Martial, 1969 (Rev.) (MCM); JAGMAN, § 0111c. All voir dire had been conducted the prior week without any oath having been administered to the members. The military judge did not announce that the court was assembled until Monday. The military judge, Judge K, was a replacement judge who had conducted neither the judicial voir dire nor presided over counsels’ voir dire. Appellant alleges that the utterance of the words of assembly was improperly postponed until Monday, although he is unable to articulate specific prejudice thereby resulting. We will address the substitution of Judge K for Judge R later.

Article 42(a), UCMJ, states in part: “Before performing their respective duties . members of a general . . . courts-martial . . . shall take an oath to perform their duties faithfully. The form of the oath, the time and place of the taking . . . shall be as prescribed in regulations of the Secretary concerned . .” Paragraph 61j, MCM, states:

j. Assembly of the court. Following the procedure outlined by this paragraph (61), the military judge . . . may announce that the court is assembled. The court is assembled when, after the members have gathered in the courtroom to start the trial, the military judge . has announced that the court is assembled .

Paragraph 61k, MCM, states:

k. Applicability to Article 39(a) sessions. Immediately after commencing an Article 39(a) session (53d), the military judge should insure that the court is properly constituted by following the procedure in b, c, d, e, f, and i above. After insuring that the court is properly constituted, the military judge may proceed to take up the matters in g and h above. See appendix 8a.

In regard to the procedure of examining detailed members, paragraph 626, MCM, notes in part that “[i]t is optional with the questioning party whether the member being questioned shall be sworn to testify as to his competency as a member before answering these preliminary questions.” The record shows that this trial defense counsel [860] did not, for whatever motive, request that the members be placed under oath.

The fourth subparagraph of § 0113a, JAGMAN, states in part that “[w]hen a finding of guilty has been so entered, the military judge need only inform the court members after assembly that the accused has been arraigned, a plea of guilty has been entered and accepted, and he has been found guilty.” (Emphasis supplied). Paragraph 62d, MCM, notes in part that “challenges should be made immediately following assembly of the court.”

In this case, the original military judge disposed of all challenges before adjourning on Friday, 15 September. It is implied and appellant urges that a de facto assembly of the court had occurred on Friday, before relief of the original military judge. The Government argues that assembly occurs only when the military judge announces that it has occurred and that this did not happen until the replacement judge so announced on Monday. The reasoning behind that view, applicable here, is that the members’ duty was to sentence the appellant and that the voir dire proceeding was merely a screening process designed to determine if they were fit to perform that duty. The fact that two different oaths may be administered to a prospective member signifies that one is administered before testing, the other upon acceptance. There are distinguishable purposes for these oaths; one is concerned with testing qualifications for membership on the particular court, and the other is to ensure faithful performance of duties upon acceptance.

The trial guide set out in the Manual for Courts-Martial, Appendix A8, indicates at pages A8-11 and 12 that the members are normally sworn, the military judge announces that the court is assembled and then voir dire and challenging ensue. We note, however, that the guide at page A8-13 envisions that this sequence shall occur where an accused is then subsequently arraigned. This appellant had already been arraigned and had pleaded guilty at an Article 39(a), UCMJ, session before the military judge alone. The text at page A8-13 notes that possible variation but does not specify, by repetition, a sequence of steps for assembly — voir dire — challenges when, as here, the members are to perform only the sentencing function. Inasmuch as the appendix is a guide, the same sequence presumably applies; but just as presumably, it may be varied in order to conform practice to prudent judicial administration consonant with due process and economical use of time.

Although trial defense counsel did not seek to have the Oath for Questioned Member administered to the detailed members before voir dire, as authorized by paragraphs 62b and 114g, MCM, relying only on the later administered Oath for Court Members set out in paragraph 114b, MCM, we perceive no prejudice to appellant in the oath selection and oath taking procedure. This military judge apparently knew he would be unavailable to conclude more than the preliminary matters and affirmatively elected to delay announcing assembly of the court, anticipating that another judge would preside.

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United States v. Dixon, 8 M.J. 858, 1980 CMR LEXIS 633 (usnmcmilrev 1980).

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