United States v. Diaz

592 F.3d 467, 2010 U.S. App. LEXIS 954, 2010 WL 143684
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 15, 2010
Docket08-4088
StatusPublished
Cited by35 cases

This text of 592 F.3d 467 (United States v. Diaz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Diaz, 592 F.3d 467, 2010 U.S. App. LEXIS 954, 2010 WL 143684 (3d Cir. 2010).

Opinion

OPINION OF THE COURT

SLOVITER, Circuit Judge.

Appellant Nelson Diaz was convicted by a jury of possession of a firearm in furtherance of drug trafficking “[o]n or about March 29, 2006,” in violation of 18 U.S.C. § 924(c) (Count I), App. at 19; possession with intent to distribute heroin “[i]n or about November 1, 2005, through March 29, 2006,” in violation of 21 U.S.C. § 841(a)(1) (Count II), App. at 20; and an additional possession of a firearm in furtherance of drug trafficking “[i]n or about January 2006 and before March 29, 2006,” in violation of 18 U.S.C. 924(c) (Count III), App. at 21. The District Court sentenced Diaz to a term of 480 months imprisonment — the sum of consecutive sentences of 120 months for each firearm count and 240 months for possession with intent to distribute heroin.

Diaz appeals on two grounds. First, he contends that his convictions and consecutive sentences for the two firearm charges violate the Double Jeopardy Clause. Second, Diaz asserts that the District Court abused its discretion in denying his motions for a mistrial which he filed because the Court admitted the testimony of three Government witnesses that they feared retaliation for their testimony.

I.

Factual Background

A. The Shooting of Albert Pierce

The underlying facts are not contested. Diaz sold heroin at the Hall Manor housing project in Harrisburg beginning in November 2005 and continuing through late March 2006, at a price that undercut that of Albert Pierce, another drug dealer operating out of Hall Manor. In March 2006, Pierce physically assaulted Diaz, and soon thereafter, on or about March 29, 2006, Diaz and others confronted Pierce. Shots were fired by several people, including Diaz, and Pierce was fatally wounded. It is not known who fired the fatal shot. 1

*469 Diaz was indicted in April 2007 on one count that he possessed, carried, and used a firearm in furtherance of a heroin-trafficking offense, in violation of 18 U.S.C. § 924(c), on or about March 29, 2006, and a second count of possession with intent to distribute heroin, in violation of 21 U.S.C. § 841(a)(1). A superseding indictment filed five months later retained the two original counts and added, as a third count, another § 924(c) charge that Diaz possessed, carried, and used a firearm in furtherance of a drug trafficking offense “[i]n or about January 2006 and before March 29, 2006.... ” App. at 19-20. Diaz pled not guilty to the superseding indictment, and the case proceeded to trial.

B. The Trial Proceedings

In its jury instructions, the Court explained that the jurors had to first consider whether Diaz had committed the underlying drug-trafficking offense contained in Count II of the superseding indictment. The Court further instructed that if the jury found in the affirmative as to that question, it could then consider whether Diaz committed the firearm charges in Counts I and III. The Government sought to prove at trial that Diaz had used firearms for different purposes throughout his drug-trafficking activities, but aside from the separate dates contained in Counts I and III, the Court’s jury instructions did not specify distinct purposes with regard to the separate § 924(c) charges. 2 The jury quickly returned a guilty verdict on all three counts.

On appeal, Diaz does not contest the facts alleged in the indictment. In other words, he concedes there was sufficient evidence to support the heroin distribution count and that he possessed a firearm on at least two occasions, one each during the dates specified in Counts I and III. Instead, he raises a legal challenge to his convictions on the two firearms counts. He also contends that the District Court abused its discretion in denying his motion for a mistrial on the ground that the testimony of three Government witnesses that each feared becoming known in their community as “a snitch,” App. at 54, prejudiced the jury by implying that Diaz had threatened the witnesses.

C. The Sentence

In the presentence report (“PSR”), the Probation Office found that Diaz was a career offender, that the 2007 Sentencing Guidelines provided for a sentence in the range of 210 to 262 months for the drug-trafficking violation in Count II, and that Counts I and III mandated an additional consecutive sentence of 360 months — 60 months for Count I and 300 months for Count III, for a total recommended range of 570-622 months. The calculation regarding the firearm offenses was based on U.S.S.G. § 4B1.1, and 18 U.S.C. §§ 924(c)(l)(A)(i) & (C)(i), which require a minimum sentence of five years (60 months) for one § 924(c) violation, a minimum consecutive sentence of twenty-five years (300 months) for each subsequent § 924(c) violation, and that these sentences run consecutively to the term imposed for the underlying drug offense.

Diaz objected to the PSR on the ground that punishing him under § 924(c) with a five year term for one of the firearm of *470 fenses and an additional twenty-five year term for the second firearm offense based on the same predicate offense subjected him to successive punishments for the same offense in violation of the Double Jeopardy Clause. The District Court agreed, relying on the weight of authority from other circuits and referring to this court’s opinion in United States v. Casiano, 113 F.3d 420 (3d Cir.1997). 3 The District Court predicted that we would require convictions on separate predicate offenses before a district court could constitutionally find a “second or subsequent conviction” and impose a twenty-five year consecutive sentence under § 924(c)(1)(C).

Although the District Court sustained Diaz’s objections to the PSR and agreed not to impose an additional twenty-five year sentence under § 924(c)(1)(C), it nonetheless imposed two ten year consecutive sentences for the § 924(c) convictions. Diaz argued that the court was still improperly imposing multiple penalties for a single offense, but the District Court was unpersuaded. It stated that double jeopardy principles merely precluded counting multiple § 924(c) offenses charged in connection with a single predicate offense as “second or subsequent” convictions under § 924(c)(1)(C), which would automatically trigger additional twenty-five year consecutive sentences.

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Bluebook (online)
592 F.3d 467, 2010 U.S. App. LEXIS 954, 2010 WL 143684, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-diaz-ca3-2010.