United States v. Di Re

159 F.2d 818, 1947 U.S. App. LEXIS 3059

• Court: Court of Appeals for the Second Circuit
• Decided: February 3, 1947
• Docket: 160, Docket 20455
• Status: Published

Opinions

L. HAND, Circuit Judge.

DiRe appeals from a judgment convicting him of knowingly having in his possession counterfeit gasoline ration coupons.¹ The only question necessary to discuss upon this appeal is whether the documents upon which his conviction was based, were obtained in violation of the Fourth Amendment. The facts, which are substantially undisputed, were as follows. One, Reed, informed O’Donnell, an “investigator” of the Office of Price Administration, that a man, named Buttitta, was selling counterfeit gasoline coupons, and that he would sell them to Reed on the afternoon of April 14, 1944. O’Donnell and another “investigator, named Neff, called to their assistance Gross, a police detective of Buffalo, and the three in a ^car followed a car in which were Buttitta, Reed and DiRe, until it was parked at the curb on Arkansas Street, Buffalo. The three officials then left their car, went to Buttitta’s car, and 'found him in the driver’s seat, DiRe beside him, and Reed in the rear seat. Reed had two gasoline coupons in his hand which, upon inquiry, he said Buttitta had given him and which proved to be counterfeits. Gross arrested Buttitta, Reed and DiRe and took Buttitta and Reed with him to a police station in his car; Neff took DiRe. At the police station DiRe was searched, and concealed upon his person were found two counterfeit gasoline coupons, each for 100 gallons. If the arrest of DiRe was lawful, the search of his person was lawful, and the conviction must be affirmed; if the arrest was not lawful, the search was unlawful, and the conviction cannot stand.

As we have said, the arrest was on April 14, 1944, the indictment was found and filed on June 23d, and the case came on for trial on August 8; meanwhile DiRe had not moved to prevent the seized coupons from being used as evidence upon his trial. However, when the prosecution offered them in evidence, his attorney objected to their admission on the ground that the search had been unlawful; and the court excused the jury, while the question was discussed upon the merits. The prosecutor did not suggest that the application had come too late; he defended the legality of the arrest because Gross “had reason to believe all persons in that car were involved in that crime either as accomplices or otherwise.” He asked: “Did the officer act unreasonably under the circumstances when the circumstances were such as to lead a reasonable man to believe that a crime was being committed?” The court overruled DiRe’s objection and received the coupons in evidence, but he did not state his reasons for doing so.

We shall assume, arguendo, that Gross had authority under § 177 of the New York Code of Criminal Procedure to arrest Buttitta and Reed, although the crime was not against the State of New York.² We shall similarly assume that the federal law determines whether the crime was a felony within the meaning of § 177, and that because a conspiracy is a felony under federal law, Gross’s authority was measured by § 177(2) and gave him power to arrest Buttitta and Reed. By a parity of reasoning his authority to arrest DiRe must rest upon subdivision three of § 177, that is, Gross must have had reasonable ground for thinking that DiRe was a party to the conspiracy of Buttitta and Reed, which was in process of execution before his eyes. However, unless the last was true, DiRe’s arrest was unlawful, because although he was in fact guilty of another crime — possessing other counterfeit gasoline coupons — neither Gross, O’Donnell nor Neff had any cause to think so. The question may therefore be stated barely but entirely adequately, as follows : when an officer has been informed that two persons are to deal in counterfeit documents while they are riding in a motor car, has he reasonable ground for believing that a third person who is riding in a car along with them is a party to that transaction? We have several times had occasion to consider what relation to a conspiracjr makes a man a confederate, and what relation to the principals in a crime makes a man an abettor; and we have uniformly held that the prosecution must prove the accused to have associated himself with the principals in the sense that he has a stake in the success of the venture.³ When the Supreme Court affirmed us in United States v. Falcone,⁴ it held that the sale of material to those who the seller knows will use it to commit a crime, does not make the seller a party to a conspiracy of the buyers. We do not understand that the decision turned upon the fact that the seller might not have been aware that there were several buyers acting in concert; and, so far as we can see, our doctrine is a corollary of the decision, although the opinion did not expressly go so far. The discussion in United States v. Harrison⁵ must probably be taken as against our view, though the decision itself may not be.

The legality of DiRe’s arrest therefore depends upon whether his presence in the car when the other two were engaged in selling counterfeit coupons, was presumptive evidence that the sale was a transaction in which he had a personal interest. It was not enough that Buttitta and Reed felt confident that he would not betray them; the law.does not make one a participant in crimes which one does not denounce. It is true that failure to denounce a felony is itself a crime; but that is by separate enactment,⁶ which would have been unnecessary, if knowledge followed by inaction alone made one an abettor. Even if DiRe had known that Buttitta and Reed were dealing in counterfeit ration coupons, there was not the slightest reason to suppose that he was himself either a seller or a buyer; or that he had any interest whatever in their enterprise. Indeed, even though Gross had known that DiRe was in possession of similar coupons, it would have been no reason to suppose that he was interested in the coupons being traded in. Nobody would assert that all the spectators of a crime may be arrested as participants; and even though riding in a car with two such offenders be evidence of acquaintance, or possibly friendship, with them, it would be altogether unwarranted to carry the inference further than complaisance. So far as we can see, the arrest was utterly indefensible; a mere scooping up of all those present on the chance that any associate of the principals was probably engaged in any dealings between them, or, if not, in other transactions of the same kind; and this in spite of the fact that Reed on whose information Gross acted, had not mentioned DiRe as Buttitta’s confederate. If the prosecution of crime is to be conducted with so little regard for that protection which centuries of English law have given to the individual, we are indeed at the dawn of a new era; and much that we have deemed vital to our liberties, is a delusion.

The prosecution has not upon this appeal attempted to support the competency of the coupons on the ground that DiRe did not apply for their suppression before the cause came on for trial. It has done well not to do so, because it abandoned any such objection when it undertook, as has appeared in the passages we have quoted, to defend the search upon the merits. Both sides having presented the point to him in this way, we should have no warrant for supposing that the judge did not decide it; but without so indicating had refused to pass on the point because DiRe had delayed too long in asserting it. We may assume, arguendo, that, if he had chosen that for his ground, and had for that reason refused to consider the merits, he would have been within his powers,⁷ but he was not obliged to do so; he was free to pass by the delay and to give DiRe the benefit of the objection, if in his judgment, that would not unduly interfere with the trial. “The rule is one of practice; and is not without exceptions.”⁸ The last sentence of Rule 41(e),⁹ is in this regard merely a restatement of the law as it was.¹⁰ It would be a parody on justice now to hold that, although the judge was wrong in the decision which he did make, nevertheless, since he might have refused to make it at all, DiRe may not complain of the error.

Judgment reversed.

1 § 301, Second War Powers Act of 1942, 50 U.S.C.A.Appendix, § 633.

2 Marsh v. United States, 2 Cir., 29 F.2d 172.

3 United States v. Peoni, 2 Cir., 100 F.2d 401; United States v. Bruno, 2 Cir., 105 F.2d 921 (reversed upon another point, Bruno v. United States, 308 U.S. 287, 60 S.Ct. 198, 84 L.Ed. 257) ; United States v. Falcone, 2 Cir., 109 F.2d 579; United States v. Koch, 2 Cir., 113 F.2d 982; United States v. Zeuli, 2 Cir., 137 F.2d 845; United States v. Simonds, 2 Cir., 148 F.2d 177. See also Morei v. United States, 6 Cir., 127 F.2d 827, 831.

4 311 U.S. 205, 61 S.Ct. 204, 85 L.Ed. 128.

5 3 Cir., 121 F.2d 930.

6 § 251, Title 18 U.S.C.A..

7 United States v. Salli, 2 Cir., 115 F.2d 292.

8 Cogen v. United States, 278 U.S. 221, 223, 49 S.Ct. 118, 73 L.Ed. 275; Gouled v. United States, 255 U.S. 298, 312, 313, 41 S.Ct. 261, 65 L.Ed. 647.

9 Rules of Criminal Procedure, 18 U.S. C.A. following section 687.

10 Notes of the Committee, p. 32.