United States v. Dennis L. Wilson

16 F.3d 1027, 94 Cal. Daily Op. Serv. 1129, 94 Daily Journal DAR 1963, 1994 U.S. App. LEXIS 2481, 1994 WL 43607
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 16, 1994
Docket91-10308
StatusPublished
Cited by46 cases

This text of 16 F.3d 1027 (United States v. Dennis L. Wilson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dennis L. Wilson, 16 F.3d 1027, 94 Cal. Daily Op. Serv. 1129, 94 Daily Journal DAR 1963, 1994 U.S. App. LEXIS 2481, 1994 WL 43607 (9th Cir. 1994).

Opinion

LEAVY, Circuit Judge:

In this case we are called upon to decide whether a trial judge improperly intervened in the criminal proceedings before him. Because the long-delayed and woefully inadequate trial transcript makes it impossible for us to answer the question posed, we conclude that the conviction must be set aside and the case remanded for a new trial.

FACTS AND PRIOR PROCEEDINGS

On August 1, 1990, a federal grand jury handed down a ten-count superseding indictment charging Dennis Wilson with defrauding the federal government by providing worthless sureties for contractors on government projects. Following a jury trial, Wilson was convicted of all ten counts and sentenced to a period of thirty-six months’ imprisonment, as well as being ordered to pay fines and make restitution. He timely appealed from that conviction on March 26, 1991. That same day the district court relieved Wilson’s trial counsel and appointed appellate counsel, 1 who was ordered to request transcripts by April 17, 1991.

Wilson’s appellate counsel failed to request transcripts and did not file an opening brief on appeal. He did file several requests for *1029 extensions of time, however, and twice petitioned to be relieved as counsel, citing medical reasons. Counsel’s second petition was granted on October 11, 1991, and present counsel was appointed ten days later. A new briefing schedule was established with all transcripts to be filed not later than December 30, 1991.

The court reporter failed to file the trial transcripts. When Wilson’s counsel moved for an order directing the reporter to file the transcripts she responded with a motion for enlargement of time, which was granted. Thus began a pattern of missed deadlines, requested extensions, admonitions from this court, and further extensions. Eventually the court reporter was warned that, if she failed to meet a July 6, 1992 deadline for filing all trial transcripts the appeal would be remanded to the district court for the limited purpose of determining whether she should be held in contempt.

By July 6, 1992, the court reporter had filed several volumes of the trial transcript with some portions missing, others in untran-scribed shorthand, and much of it paginated in a random, nonsequential fashion. The following week Wilson petitioned the district court for an order to show cause why the court reporter should not be held in contempt. The district court set the matter down for hearing on July 31, 1992. On the morning of the scheduled hearing the court reporter filed an assortment of amendments, corrections, indices, and other materials, and declared that she had lost two substantial portions of the record. 2

On August 11, 1992, we set another briefing schedule and directed Wilson’s counsel to proceed in district court to reconstruct the missing portion of the transcripts. See Fed. K.App.P. 10(c), (e). 3 Thereafter Wilson submitted to the district court a declaration that neither he nor his attorney could recall the details of the missing testimony and it was therefore impossible fairly to reconstruct the missing record. The government then submitted a ten-page statement setting forth the substance of the lost testimony, based on the prosecutor’s contemporaneous notes. Over Wilson’s objection the district court certified the record, including the government’s ten-page statement.

Wilson thereafter filed an eight-page list of citations to some 180 passages in the transcript that he argued were erroneous. A majority of the defective passages were subsequently corrected by agreement of the parties. With respect to the uncorrected passages, Wilson challenged eleven of the government’s proposed reconstructions, offered alternative corrections for eight others, and conceded that eighteen passages could never be reconstructed. (The sorry state of the record is perhaps best exemplified by the *1030 fact that, when the court reporter filed a previously omitted transcript showing that Wilson’s version of a reconstructed passage was accurate, the government represented that its version, and not the court reporter’s, was correct.) Following a hearing on February 10,1993, the district court concluded that the government’s submissions were reliable, adopted the corrections proposed by the government, and again certified the record on appeal. 4

ANALYSIS

Wilson argues that the court reporter’s unconscionable delay in providing him with a transcript effectively denied him his right to a timely appeal and, therefore, deprived him of his constitutional right to due process of law. The government contends that Wilson was not denied due process because, inter alia, much of the delay can be attributable to Wilson’s own counsel, Wilson suffered no prejudice as the result of any delay attributable to the government, and the length of the delay was not unreasonable, anyway.

It is true that “extreme delay in the processing of an appeal may amount to a violation of due process.” United States v. Antoine, 906 F.2d 1379, 1382 (9th Cir.), cert. denied, 498 U.S. 963, 111 S.Ct. 398, 112 L.Ed.2d 407 (1990). Moreover, delays caused by court-appointed counsel and by court reporters are attributable to the government for purposes of determining whether a defendant has been deprived of due process on appeal. Coe v. Thurman, 922 F.2d 528, 531 (9th Cir.1990). However, mere delay, in and of itself, will not give rise to a due process claim absent a showing of prejudice to the defendant. United States v. Tucker, 8 F.3d 673, 676-77 (9th Cir.1993) (en banc).

Whether or not appellate delay results in prejudice sufficient to warrant reversing a defendant’s conviction is determined by examining three factors: “(1) oppressive incarceration pending appeal, (2) anxiety and concern of the convicted party awaiting the outcome of the appeal, and (3) impairment of the convicted person’s grounds for appeal or of the viability of his defense in case of retrial.” Tucker, 8 F.3d at 676 (quoting Antoine, 906 F.2d at 1382)). Because Wilson is free on bail pending appeal and has made no showing that his level of anxiety is any greater than that suffered by others in his situation, the first two factors are inapposite. As for, the third factor, i.e., whether or not Wilson’s appeal has been impaired, we must turn to the key issue presented in this appeal.

Wilson argues that the only real issue in controversy is his good faith belief that his statements and actions were lawful and honest, and that this defense was frustrated by the trial judge’s ceaseless intervention in the proceedings.

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16 F.3d 1027, 94 Cal. Daily Op. Serv. 1129, 94 Daily Journal DAR 1963, 1994 U.S. App. LEXIS 2481, 1994 WL 43607, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dennis-l-wilson-ca9-1994.