SIMPSON, Circuit Judge:
Hoker appeals from his conviction and sentence after guilty verdicts in a jury trial for two violations of the Controlled Substances Act: Count One for knowingly and intentionally possessing a controlled substance under Schedule I, 446 pounds of marijuana with intent to distribute
on September 16, 1972, and Count Two for knowingly and intentionally importing into the United
States from Mexico a controlled substance under Schedule I (the same 446 pounds of marijuana).
The appellant, a 20 year old male with no prior criminal convictions, but with a juvenile record of probation, was sentenced to four years confinement and a $2500 fine, with a special parol term of two years to follow, as to Count One. A suspended five year confinement sentence, followed by a two year term on special parole was imposed as to Count Two. We reverse because the trial judge took over the prosecution to an extent preventing a fair trial.
In essential particulars this case is governed by our decision in United States v. Lanham, 5 Cir. 1969, 416 F.2d 1140.
Lanham
involved a charge under the Dyer Act, Title 18 U.S.C. Section 2312, of interstate transportation into Texas of a stolen Volkswagen which had disappeared without the owner’s knowledge or consent from the French Quarter in New Orleans, Louisiana.
Proof of the defendant’s possession of the stolen car was based on its being found on a parking lot in Houston a day or so after it vanished in New Orleans.
Lanham
and a co-defendant, Larson, were arrested shortly thereafter in a white Volkswagen in Terrell County, Texas. ' The white VW in turn had been stolen from the Houston parking lot where the red VW was found. At
Lan-ham’s
separate trial both he and Larson testified that they had hitch-hiked to Houston in a black Ford with a Mr. Wilson, and were also hitch-hikers in the white VW. They disclaimed connection with the red VW.
We reversed because the “trial judge improperly injected himself into the trial below in such manner and to such extent as to deny the appellant a fair and impartial trial,” citing specifically Gomila v. United States, 5 Cir. 1944, 146 F.2d 372; Hunter v. United States, 5 Cir. 1932, 62 F.2d 217, and Adler v. United States, 5 Cir. 1910, 182 F. 464; and generally 23 C.J.S. Criminal Law § 987, p. 996; Bollenbach v. United States, 1946, 326 U.S. 607, 612, 66 S.Ct. 402, 405, 90 L.Ed. 350, 354; Starr v. United States, 1894, 153 U.S. 614, 626, 14 S.Ct. 919, 923, 38 L.Ed. 841; United States v. Link, 3 Cir. 1953, 202 F.2d 592.
The extent to which the trial judge took over the prosecution in Lanham was shown by actual count of the questions asked Larson and Lanham
by defense counsel, prosecutor, and judge.
Despite court-appointed counsel’s failure to object in
Lanham,
we found that “plain error”, Rule 52(a), F.R.Crim.P. had occurred and reversed saying:
“ * * * The impartial trial atmosphere, the ‘cold neutrality of an impartial judge’, the defendant Lan-ham’s credibility, his presumption of innocence, and any chance whether guilty or innocent, that he had of a successful defense, all were demolished, along with his Fifth Amendment right not to be deprived of his liberty without due process of law.” * # *
The situation here presents a close parallel. to
Lanham
with the addition that, as noted infra, defense counsel
twice preserved the point by objection to the court’s examination.
Hoker was stopped for inspection at the International Bridge in Laredo, Texas on September 16, 1972 travelling in a 1955 green Chevrolet pick-up truck with Texas plates. The Quarantine Inspector who initially halted Hoker called in U.S. Customs Inspector McManus, who advised him of his
Miranda
rights. At that point, Hoker said, according to the agent present, “Inspector, you are going to search my vehicle. If you find any hard stuff in that vehicle will it go harder with me than if they just find plain weed in it?”. The truck contained six concealed compartments under its fenders and body, from which the 446 pounds of marijuana were removed.
The appellant denied knowledge of the presence of the marijuana in the truck, both to Customs agents and at trial. His defense was that a chance acquaintance in a bar in Nuevo Laredo on the Mexican side offered him two hundred dollars to drive the truck to Houston. As his funds were low and he had no job, he accepted the offer.
Whether Hoker’s constructive possession of the marijuana was knowing and intentional with intent to distribute was the key issue before, the jury as to Count One. His possession, since he was alone and driving the truck, was not subject to dispute. As to Count Two, the importation count, inasmuch as he was seen driving the truck across the International Bridge and was in sole control of the truck, the central jury issue was whether or not the importation of the marijuana from Mexico was done knowingly and intentionally. Hoker’s credibility and the reasonableness of his testimony were thus pivotal to his attempt to defend against both charges. Guilty knowledge and intent were the only issues present.
Following 70 questions to Hoker by his counsel and 238 questions on detailed and tortuous cross-examination by the prosecuting attorney, the trial judge entered the fray with 79 searching questions of his own, in addition to seven or eight clarifying questions from the court during the government’s cross-examination. Midway in this examination, Hoker’s counsel objected, and was summarily overruled.
The only witnesses called by the defense, all of whom appeared on the stand before he did, were Hoker’s mother, Manual Martinez, who testified as to his former ownership of the truck and its sale to a man named Sam Perez, and Miss Garcia, a customs employee who had had custody of the truck and its parts. Mrs. Hoker corroborated her son’s testimony as to his age, his employment since finishing high school, and the fact that he had left Houston on September 15, 1972 as a hitch-hiker. Her testimony preceded that of the appellant.
After the defense rested, the government proceeded to call two rebuttal witnesses,
the principal one being the
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SIMPSON, Circuit Judge:
Hoker appeals from his conviction and sentence after guilty verdicts in a jury trial for two violations of the Controlled Substances Act: Count One for knowingly and intentionally possessing a controlled substance under Schedule I, 446 pounds of marijuana with intent to distribute
on September 16, 1972, and Count Two for knowingly and intentionally importing into the United
States from Mexico a controlled substance under Schedule I (the same 446 pounds of marijuana).
The appellant, a 20 year old male with no prior criminal convictions, but with a juvenile record of probation, was sentenced to four years confinement and a $2500 fine, with a special parol term of two years to follow, as to Count One. A suspended five year confinement sentence, followed by a two year term on special parole was imposed as to Count Two. We reverse because the trial judge took over the prosecution to an extent preventing a fair trial.
In essential particulars this case is governed by our decision in United States v. Lanham, 5 Cir. 1969, 416 F.2d 1140.
Lanham
involved a charge under the Dyer Act, Title 18 U.S.C. Section 2312, of interstate transportation into Texas of a stolen Volkswagen which had disappeared without the owner’s knowledge or consent from the French Quarter in New Orleans, Louisiana.
Proof of the defendant’s possession of the stolen car was based on its being found on a parking lot in Houston a day or so after it vanished in New Orleans.
Lanham
and a co-defendant, Larson, were arrested shortly thereafter in a white Volkswagen in Terrell County, Texas. ' The white VW in turn had been stolen from the Houston parking lot where the red VW was found. At
Lan-ham’s
separate trial both he and Larson testified that they had hitch-hiked to Houston in a black Ford with a Mr. Wilson, and were also hitch-hikers in the white VW. They disclaimed connection with the red VW.
We reversed because the “trial judge improperly injected himself into the trial below in such manner and to such extent as to deny the appellant a fair and impartial trial,” citing specifically Gomila v. United States, 5 Cir. 1944, 146 F.2d 372; Hunter v. United States, 5 Cir. 1932, 62 F.2d 217, and Adler v. United States, 5 Cir. 1910, 182 F. 464; and generally 23 C.J.S. Criminal Law § 987, p. 996; Bollenbach v. United States, 1946, 326 U.S. 607, 612, 66 S.Ct. 402, 405, 90 L.Ed. 350, 354; Starr v. United States, 1894, 153 U.S. 614, 626, 14 S.Ct. 919, 923, 38 L.Ed. 841; United States v. Link, 3 Cir. 1953, 202 F.2d 592.
The extent to which the trial judge took over the prosecution in Lanham was shown by actual count of the questions asked Larson and Lanham
by defense counsel, prosecutor, and judge.
Despite court-appointed counsel’s failure to object in
Lanham,
we found that “plain error”, Rule 52(a), F.R.Crim.P. had occurred and reversed saying:
“ * * * The impartial trial atmosphere, the ‘cold neutrality of an impartial judge’, the defendant Lan-ham’s credibility, his presumption of innocence, and any chance whether guilty or innocent, that he had of a successful defense, all were demolished, along with his Fifth Amendment right not to be deprived of his liberty without due process of law.” * # *
The situation here presents a close parallel. to
Lanham
with the addition that, as noted infra, defense counsel
twice preserved the point by objection to the court’s examination.
Hoker was stopped for inspection at the International Bridge in Laredo, Texas on September 16, 1972 travelling in a 1955 green Chevrolet pick-up truck with Texas plates. The Quarantine Inspector who initially halted Hoker called in U.S. Customs Inspector McManus, who advised him of his
Miranda
rights. At that point, Hoker said, according to the agent present, “Inspector, you are going to search my vehicle. If you find any hard stuff in that vehicle will it go harder with me than if they just find plain weed in it?”. The truck contained six concealed compartments under its fenders and body, from which the 446 pounds of marijuana were removed.
The appellant denied knowledge of the presence of the marijuana in the truck, both to Customs agents and at trial. His defense was that a chance acquaintance in a bar in Nuevo Laredo on the Mexican side offered him two hundred dollars to drive the truck to Houston. As his funds were low and he had no job, he accepted the offer.
Whether Hoker’s constructive possession of the marijuana was knowing and intentional with intent to distribute was the key issue before, the jury as to Count One. His possession, since he was alone and driving the truck, was not subject to dispute. As to Count Two, the importation count, inasmuch as he was seen driving the truck across the International Bridge and was in sole control of the truck, the central jury issue was whether or not the importation of the marijuana from Mexico was done knowingly and intentionally. Hoker’s credibility and the reasonableness of his testimony were thus pivotal to his attempt to defend against both charges. Guilty knowledge and intent were the only issues present.
Following 70 questions to Hoker by his counsel and 238 questions on detailed and tortuous cross-examination by the prosecuting attorney, the trial judge entered the fray with 79 searching questions of his own, in addition to seven or eight clarifying questions from the court during the government’s cross-examination. Midway in this examination, Hoker’s counsel objected, and was summarily overruled.
The only witnesses called by the defense, all of whom appeared on the stand before he did, were Hoker’s mother, Manual Martinez, who testified as to his former ownership of the truck and its sale to a man named Sam Perez, and Miss Garcia, a customs employee who had had custody of the truck and its parts. Mrs. Hoker corroborated her son’s testimony as to his age, his employment since finishing high school, and the fact that he had left Houston on September 15, 1972 as a hitch-hiker. Her testimony preceded that of the appellant.
After the defense rested, the government proceeded to call two rebuttal witnesses,
the principal one being the
night clerk of the El Rio Motel in Nuevo Laredo, where Hoker had testified he was registered in Room 128 on September 14, and again on September 15. This witness, Adolfo Fonseca, had some language difficulties. He testified in part without an interpreter and in part through an interpreter. He produced first a daily combined registration record from the motel which failed to show Hoker registered in Room 128 on September 14 at all. It was registered to Miguel Rascón. Hal Sparks of Houston was in Room 132, and several other young men were in adjoining rooms, all from Houston. Neither was the appellant registered for the 15th.
When Fonseca’s examination ended, the prosecuting attorney, still on rebuttal, called the appellant as a witness “for further cross-examination.” Permission for this procedure was not sought and its propriety was not questioned by the court or by defense counsel. 67 questions were put to the appellant by the prosecutor, probing the discrepancies between Hoker’s original testimony and that of Fonseca, and establishing appellant’s prior acquaintance with Sparks and his arrival at the motel with Sparks, among other matters. The trial judge again took over the inquisition for 47 questions before defense counsel interposed an unavailing objection. The objection and the ruling are set forth in the margin along with the court’s examination.
Following the objection, the court’s examination of Hoker proceeded for an-
other 27 questions as set forth in the margin.
Six questions by the prosecu
tor followed and Hoker’s counsel was then permitted to attempt his rehabilitation in “redirect examination” consisting of 21 questions. The appellant related that he and Sparks were both Jehovah’s Witnesses, acquainted through church activities, and that since Sparks was in no way involved in the marijuana offenses, he was reluctant to bring Sparks’ name into his earlier testimony. At this point the jury was excused and the trial judge afforded defense counsel ah opportunity to expand his objections:
“THE COURT:
Now you may take any exceptions you wish to my interrogating the witness.
MR. TATUM (defense counsel):
I have nothing for the record, and I want the court to know that I have no disrespect, but it is a tremendous disadvantage to the defendant when there is no opportunity to make objections.
THE COURT:
I think you know that you have objections.
I tried to ask innocuous questions.
MR. TATUM:
I do want to place a standing objection to continued interrogation by the court to which the defense’ may not have ample opportunity to object. We feel that it does bias the jury and there is no cure for it. Respectfully submitted.” (Emphasis added)
The brief of the United States, at page 5, in comparing this case with
Lan-ham,
asserts: “In the case at bar, the court asked Hoker only 51 questions as opposed to the 94 asked by defense counsel and 313 asked by the prosecutor. No other witness was examined by the court and the court called no witnesses of its own.”
This statement is incorrect in every particular save its assertion that the court called no witnesses of its own. The number of questions of the appel
lant asked by the court was 153, by our count, not 51, although there may be some mis-attribution by the court reporter.
The tenor of the court’s questions rather than their bare number is the more important factor. One would be hard put to conceive a more inaccurate or inapt characterization than the trial judge’s reference to his questions as
innocuous,
(quoted, supra).
As we said in Hunter v. United States, supra:
“The assignments of error based on the district judge’s cross-examination of appellant are in our opinion well taken. While that method of cross-examination, if it had been conducted by the district attorney, might have been proper, a district judge ought never to assume the role of a prosecuting attorney and lend the weight of his great influence to the side of the government. It is the judge’s duty to .maintain an attitude of unswerving impartiality between the government and the accused, and he ought never in any questions he asks go beyond the point of seeing to it, in the interests of justice, that the case is fairly tried.”
The exact number of questions by the defense counsel and by the assistant U. S. Attorney prosecuting is less significant, but here again we do not find record support for the figures given by the brief of the United States of 94 questions by defense counsel and 313 by the government attorney. Our count is respectively 91 and 411 questions. Further, mainly for clarification of their testimony, the court interrogated briefly several other witnesses, both government and defense.
But the brief and cursory questions put to other witnesses tended the more strongly to emphasize to the jury that the judge’s concern with credibility, indeed his expressed doubts as to credibility, were limited to the defendant. This refutes the comment in the government brief at page 6:
“In
Hunter v. United States, 62 F.2d 217 (C.A. 5, 1932), this court found reversible error in
the trial judge’s severe cross-examination of the defendant
and his lengthy comments on defendant’s credibility without comments on the credibility of the state’s witness. Such one-sidedness was not present in the case at bar.”
Further parallel exists between this case and
Hunter
in that in the present case also the charge to the jury centered on Hoker’s credibility without questioning that of the government witnesses.
What we noted in
Hunter,
supra, applies with equal force to the situation in the trial below:
“The judge’s charge was not as objectionable as was his cross-examination of appellant, but it was erroneous in that it was one sided, and placed undue emphasis on the testimony of appellant which the judge himself had brought out by his questions. If the trial judge com
ments on the evidence, as he has a right to do so, he should call attention to the evidence in favor of as well as that against the accused. O’Shaughnessy v. United States (C.C.A.Ala.) 17 F.2d 225. That the district judge did not intend to be unfair is beside the question. The case was tried in such a way that the jury, in considering as a whole the judge’s questions and charge, might well have reached the conclusion that he was not impartial, but was insisting upon a conviction. It is vastly more important that the attitude of the trial judge should be impartial than that any particular defendant, however guilty he may be, should be convicted. It is too much to expect of human nature that a judge can actively and vigorously aid in the prosecution and at the same time appear to the layman on the jury to be impartial.”
We think we have written enough to reflect our conclusion that the trial judge formed an opinion that the appellant was lying and set out to demonstrate that this was so. The position of a trial judge carries such overpowering weight before a jury that we can not be certain that the verdict was that of the jury uninfluenced by a desire to bring in a verdict calculated to please the judge. No amount of boiler plate instructions to the jury — not to draw any inferences as to the judge’s feelings about the facts from his asking questions, or that they are free to disregard factual comment by the judge, or as to the presumption of innocence — could be expected to erase from a jury’s mind the part taken in this trial by the district judge.
Hoker is entitled to be retried in an atmosphere where the impartial neutrality of the presiding judge is not open to serious question.
As to the further issue appellant raised on appeal, the trial judge’s refusal either to permit defense counsel to question the prospective jurors with reference to prior service in criminal cases, or to propound such questions himself, we suggest simply that the voir dire examination was rather severely restricted, and that more latitude should be allowed upon retrial. This point standing alone would probably not rise to the lev
el of reversible error, and requires no discussion in this opinion. The exact situation presented is unlikely to recur in the trial of this or another case.
Reversed.