NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 19a0608n.06
No. 19-3120
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Dec 10, 2019 UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellee, ) ) ON APPEAL FROM THE UNITED v. ) STATES DISTRICT COURT FOR ) THE NORTHERN DISTRICT OF DELAMAR DEWAYNE WILLIAMS, ) OHIO ) Defendant-Appellant. ) )
BEFORE: BATCHELDER, WHITE, and THAPAR, Circuit Judges.
PER CURIAM. Delamar Dewayne Williams challenges his guilty plea to drug and firearm
offenses as well as his sentence for his felon-in-possession conviction. As set forth below, we
AFFIRM Williams’s convictions and REMAND for resentencing.
A federal grand jury returned an indictment charging Williams in Count 1 with possession
with intent to distribute approximately 55.2 grams of a mixture or substance containing heroin and
carfentanil, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B); in Count 2 with possession of a
firearm by a felon, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2); and in Count 3 with
possession of a firearm in furtherance of a drug trafficking crime, in violation of 18 U.S.C.
§ 924(c)(1)(A). The government filed a notice pursuant to 21 U.S.C. § 851, stating its intent to
rely on Williams’s prior felony drug convictions to seek an enhanced sentence for Count 1—a
term of imprisonment not less than ten years and not more than life. Williams pleaded guilty to No. 19-3120, United States v. Williams
the indictment without a plea agreement. During the plea hearing, the district court advised
Williams of the enhanced statutory penalty range for Count 1.
After Williams’s plea hearing but before his sentencing, Congress enacted the First Step
Act of 2018, Pub. L. No. 115-391, 132 Stat. 5194, which amended 21 U.S.C. § 841(b) to require
a prior conviction for a “serious drug felony” rather than a “felony drug offense” to trigger the
enhanced statutory penalties. § 401(a)(2), 132 Stat. at 5220-21. The parties agreed that, pursuant
to the First Step Act, the sentence enhancement no longer applied to Count 1. The final
presentence report correctly set forth the statutory penalty range for Count 1 as five to forty years
of imprisonment, but used the enhanced statutory maximum of life imprisonment to determine
Williams’s offense level under the career offender guideline, see USSG § 4B1.1(b), which, after a
3-level reduction for acceptance of responsibility, see USSG § 3E1.1, resulted in a total offense
level of 34 and a guidelines range of 262 to 327 months of imprisonment.
At sentencing, the parties addressed the error in the presentence report and recalculated
Williams’s offense level under the career offender guideline using the forty-year statutory
maximum for Count 1, resulting in a total offense level of 31 and a guidelines range of 188 to 235
months of imprisonment. After granting a 2-level downward variance, the district court sentenced
Williams to 151 months on Counts 1 and 2, to run concurrently, and 60 months on Count 3, to run
consecutively, for a total of 211 months of imprisonment.
This timely appeal followed. Williams argues on appeal (1) that his guilty plea was invalid
because the district court misstated the statutory mandatory minimum and maximum penalties to
which he was exposed, claiming that he would not have pleaded guilty had he been correctly
advised because his sentencing exposure following the First Step Act was significantly reduced,
and (2) that his 151-month sentence for Count 2 must be vacated because it exceeds the statutory
maximum penalty.
-2- No. 19-3120, United States v. Williams
A guilty plea is valid if it is voluntary, knowing, and intelligent. Brady v. United States,
397 U.S. 742, 748 (1970); United States v. Dixon, 479 F.3d 431, 434 (6th Cir. 2007). In accordance
with Federal Rule of Criminal Procedure 11, the district court must “verify that the defendant’s
plea is voluntary and that the defendant understands his or her applicable constitutional rights, the
nature of the crime charged, the consequences of the guilty plea, and the factual basis for
concluding that the defendant committed the crime charged.” United States v. Webb, 403 F.3d
373, 378-79 (6th Cir. 2005).
Williams argues that his guilty plea was invalid because the district court misstated the
statutory mandatory minimum and maximum penalties for Count 1. Rule 11(b)(1) requires the
district court to “inform the defendant of, and determine that the defendant understands, . . . any
maximum possible penalty” and “any mandatory minimum penalty.” Fed. R. Crim. P.
11(b)(1)(H)-(I). Because Williams did not move to withdraw his guilty plea or otherwise raise a
Rule 11 objection before the district court, we review for plain error. See United States v. Vonn,
535 U.S. 55, 59 (2002). To establish plain error, Williams “must show (1) that an error occurred
in the district court; (2) that the error was plain, i.e., obvious or clear; (3) that the error affected
[his] substantial rights; and (4) that this adverse impact seriously affected the fairness, integrity or
public reputation of the judicial proceedings.” United States v. McCreary-Redd, 475 F.3d 718,
721 (6th Cir. 2007) (quoting United States v. Koeberlein, 161 F.3d 946, 949 (6th Cir. 1998)).
During the plea hearing, the district court advised Williams of the correct statutory penalty
range for Count 1 under the law at that time. The subsequent enactment of the First Step Act
rendered the district court’s advice incorrect, giving rise to a Rule 11 violation. See United States
v. Hogg, 723 F.3d 730, 739 (6th Cir. 2013) (“Although the penalty range set forth in Defendant’s
plea agreement and identified by the district court at Defendant’s plea hearing was correct under
the then-current law of this Circuit, we agree that this penalty range must now be viewed as
-3- No. 19-3120, United States v. Williams
mistaken in light of the Supreme Court’s supervening decision in Dorsey, . . . with the result that
Rule 11 was violated in the course of taking Defendant’s guilty plea.”).
Williams claims that he would not have pleaded guilty had he known that he was subject
to a sentencing range of five to forty years versus ten years to life. But Williams was advised
during the plea hearing that his status as a career offender would drive his sentencing range for
Count 1.
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NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 19a0608n.06
No. 19-3120
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Dec 10, 2019 UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellee, ) ) ON APPEAL FROM THE UNITED v. ) STATES DISTRICT COURT FOR ) THE NORTHERN DISTRICT OF DELAMAR DEWAYNE WILLIAMS, ) OHIO ) Defendant-Appellant. ) )
BEFORE: BATCHELDER, WHITE, and THAPAR, Circuit Judges.
PER CURIAM. Delamar Dewayne Williams challenges his guilty plea to drug and firearm
offenses as well as his sentence for his felon-in-possession conviction. As set forth below, we
AFFIRM Williams’s convictions and REMAND for resentencing.
A federal grand jury returned an indictment charging Williams in Count 1 with possession
with intent to distribute approximately 55.2 grams of a mixture or substance containing heroin and
carfentanil, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B); in Count 2 with possession of a
firearm by a felon, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2); and in Count 3 with
possession of a firearm in furtherance of a drug trafficking crime, in violation of 18 U.S.C.
§ 924(c)(1)(A). The government filed a notice pursuant to 21 U.S.C. § 851, stating its intent to
rely on Williams’s prior felony drug convictions to seek an enhanced sentence for Count 1—a
term of imprisonment not less than ten years and not more than life. Williams pleaded guilty to No. 19-3120, United States v. Williams
the indictment without a plea agreement. During the plea hearing, the district court advised
Williams of the enhanced statutory penalty range for Count 1.
After Williams’s plea hearing but before his sentencing, Congress enacted the First Step
Act of 2018, Pub. L. No. 115-391, 132 Stat. 5194, which amended 21 U.S.C. § 841(b) to require
a prior conviction for a “serious drug felony” rather than a “felony drug offense” to trigger the
enhanced statutory penalties. § 401(a)(2), 132 Stat. at 5220-21. The parties agreed that, pursuant
to the First Step Act, the sentence enhancement no longer applied to Count 1. The final
presentence report correctly set forth the statutory penalty range for Count 1 as five to forty years
of imprisonment, but used the enhanced statutory maximum of life imprisonment to determine
Williams’s offense level under the career offender guideline, see USSG § 4B1.1(b), which, after a
3-level reduction for acceptance of responsibility, see USSG § 3E1.1, resulted in a total offense
level of 34 and a guidelines range of 262 to 327 months of imprisonment.
At sentencing, the parties addressed the error in the presentence report and recalculated
Williams’s offense level under the career offender guideline using the forty-year statutory
maximum for Count 1, resulting in a total offense level of 31 and a guidelines range of 188 to 235
months of imprisonment. After granting a 2-level downward variance, the district court sentenced
Williams to 151 months on Counts 1 and 2, to run concurrently, and 60 months on Count 3, to run
consecutively, for a total of 211 months of imprisonment.
This timely appeal followed. Williams argues on appeal (1) that his guilty plea was invalid
because the district court misstated the statutory mandatory minimum and maximum penalties to
which he was exposed, claiming that he would not have pleaded guilty had he been correctly
advised because his sentencing exposure following the First Step Act was significantly reduced,
and (2) that his 151-month sentence for Count 2 must be vacated because it exceeds the statutory
maximum penalty.
-2- No. 19-3120, United States v. Williams
A guilty plea is valid if it is voluntary, knowing, and intelligent. Brady v. United States,
397 U.S. 742, 748 (1970); United States v. Dixon, 479 F.3d 431, 434 (6th Cir. 2007). In accordance
with Federal Rule of Criminal Procedure 11, the district court must “verify that the defendant’s
plea is voluntary and that the defendant understands his or her applicable constitutional rights, the
nature of the crime charged, the consequences of the guilty plea, and the factual basis for
concluding that the defendant committed the crime charged.” United States v. Webb, 403 F.3d
373, 378-79 (6th Cir. 2005).
Williams argues that his guilty plea was invalid because the district court misstated the
statutory mandatory minimum and maximum penalties for Count 1. Rule 11(b)(1) requires the
district court to “inform the defendant of, and determine that the defendant understands, . . . any
maximum possible penalty” and “any mandatory minimum penalty.” Fed. R. Crim. P.
11(b)(1)(H)-(I). Because Williams did not move to withdraw his guilty plea or otherwise raise a
Rule 11 objection before the district court, we review for plain error. See United States v. Vonn,
535 U.S. 55, 59 (2002). To establish plain error, Williams “must show (1) that an error occurred
in the district court; (2) that the error was plain, i.e., obvious or clear; (3) that the error affected
[his] substantial rights; and (4) that this adverse impact seriously affected the fairness, integrity or
public reputation of the judicial proceedings.” United States v. McCreary-Redd, 475 F.3d 718,
721 (6th Cir. 2007) (quoting United States v. Koeberlein, 161 F.3d 946, 949 (6th Cir. 1998)).
During the plea hearing, the district court advised Williams of the correct statutory penalty
range for Count 1 under the law at that time. The subsequent enactment of the First Step Act
rendered the district court’s advice incorrect, giving rise to a Rule 11 violation. See United States
v. Hogg, 723 F.3d 730, 739 (6th Cir. 2013) (“Although the penalty range set forth in Defendant’s
plea agreement and identified by the district court at Defendant’s plea hearing was correct under
the then-current law of this Circuit, we agree that this penalty range must now be viewed as
-3- No. 19-3120, United States v. Williams
mistaken in light of the Supreme Court’s supervening decision in Dorsey, . . . with the result that
Rule 11 was violated in the course of taking Defendant’s guilty plea.”).
Williams claims that he would not have pleaded guilty had he known that he was subject
to a sentencing range of five to forty years versus ten years to life. But Williams was advised
during the plea hearing that his status as a career offender would drive his sentencing range for
Count 1. Given that Williams was informed that he faced a substantial sentence under the career
offender guideline, his claim that he would not have pleaded guilty had he known about the
reduced statutory penalty range is dubious.
Even assuming a violation of Williams’s substantial rights, we decline to exercise our
discretion to notice the Rule 11 error because the district court’s then-correct statement of the
statutory penalty range for Count 1 did not “seriously affect[] the fairness, integrity or public
reputation of judicial proceedings.” Johnson v. United States, 520 U.S. 461, 469 (1997) (quoting
United States v. Olano, 507 U.S. 725, 736 (1993)); see United States v. Carpenter, 554 F. App’x
477, 485 (6th Cir. 2014). Despite the parties’ agreement prior to sentencing that the sentence
enhancement no longer applied to Count 1 and the final presentence report’s correct statement of
the statutory penalty range, Williams did not move to withdraw his guilty plea. The district court
ultimately imposed a sentence for Count 1 that was within the correct statutory penalty range and
below the guidelines range. In these circumstances, the technical violation of Rule 11 cannot be
said to have affected the fairness of the proceedings.
Williams next contends, and the government concedes, that his 151-month sentence for
Count 2, possession of a firearm by a felon, exceeds the ten-year statutory maximum for that
offense. See 18 U.S.C. §§ 922(g), 924(a)(2). We must therefore vacate Williams’s sentence as to
Count 2 and remand for resentencing within the statutory maximum. See United States v. Nichols,
897 F.3d 729, 733 (6th Cir. 2018) (recognizing that sentences in excess of the statutory maximum
-4- No. 19-3120, United States v. Williams
are illegal and “trigger per se, reversible, plain error” (quoting United States v. Titties, 852 F.3d
1257, 1275 (10th Cir. 2017))); see also United States v. Honeycutt, 816 F.3d 362, 378 (6th Cir.
2016) (remanding for resentencing within the statutory maximum even though the defendant’s
aggregate sentence remained the same), rev’d on other grounds, 137 S. Ct. 1626 (2017).
Accordingly, we AFFIRM Williams’s convictions, VACATE his sentence as to Count 2,
and REMAND for the limited purpose of resentencing as to that count.
-5-