United States v. David Frank Jennings, A/K/A Mike Frank Stout

439 F.3d 604, 2006 U.S. App. LEXIS 5285, 2006 WL 536560
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 2, 2006
Docket04-10343
StatusPublished
Cited by29 cases

This text of 439 F.3d 604 (United States v. David Frank Jennings, A/K/A Mike Frank Stout) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. David Frank Jennings, A/K/A Mike Frank Stout, 439 F.3d 604, 2006 U.S. App. LEXIS 5285, 2006 WL 536560 (9th Cir. 2006).

Opinions

BERZON, Circuit Judge.

This appeal presents the question left open by this court in United States v. France, 57 F.3d 865 (9th Cir.1995): Whether a defendant who, in the course of a bank robbery, states that he has a gun but makes no reference to his willingness to use it is subject to a two-level sentencing enhancement for a “threat of death” pursuant to United States Sentencing Guidelines (U.S.S.G. or Guidelines) § 2B3.1(b)(2)(F).1 Although we decline to impose a per se rule in answer to this question, we hold that under most circumstances, a bank robber’s statement that he has a gun is sufficient to instill a fear of death in a reasonable victim and therefore warrants the threat-of-death enhancement.

I.

On the afternoon of August 14, 2003, the defendant, David Frank Jennings, entered a Bank of America branch in Las Vegas, Nevada, approached a teller and demanded money, stating: “Put all your money on top of the counter. I have a gun. Just do it now.” The teller summoned the bank manager, who approached the teller window. Jennings then told the manager: “Sir, tell her to put the money on the counter, hurry up.” Jennings fled on foot with just over one thousand dollars in cash. He was apprehended shortly thereafter and arrested.

Jennings was indicted for bank robbery in violation of 18 U.S.C. § 2113(a). After he pleaded guilty, the Department of Probation prepared an initial presentence report (PSR), recommending a two-level enhancement for robbery of a financial institution and a three-level downward adjustment for acceptance of responsibili[606]*606ty. The government filed an objection to the initial PSR arguing for the imposition of a two-level enhancement pursuant to U.S.S.G. § 2B3.1(b)(2)(F), which provides: “if a threat of death was made, increase by 2 levels.” After considering the government’s objection, the Department of Probation agreed that the enhancement was warranted and amended the PSR to reflect the application of the two-level increase, resulting in a sentencing range of 70-87 months.

At Jennings’s sentencing hearing the district court entertained argument on the threat-of-death enhancement. Both Jennings and his attorney stated that there were no factual errors in the revised PSR.2 After an extensive colloquy, the district court sustained the defendant’s objection to the two-level sentence enhancement, holding that, taken in context, Jennings’s statement did not warrant the adjustment. Noting that neither the commentary to the Guidelines nor the Ninth Circuit’s opinion in France states that simply asserting that one has a gun is sufficient to constitute a threat of death, the court concluded that Jennings’s statement “alone without more is simply not sufficient” to justify the enhancement. In addition, the district court foreshadowed this appeal by noting: “I think the Ninth Circuit is entitled to revisit this issue. I hope they will. I hope this case will be employed to revisit it. I think it would be an excellent crystal-clear case to do that.”

After the two-level enhancement was stricken, the applicable Guidelines range was 57-71 months. Consistent with the Department of Probation’s revised mid-range recommendation, the district court sentenced Jennings to a prison term of 63 months. The government timely appealed.

II.

Jennings suggests that we should decline to decide the government’s appeal of the district court’s interpretation of the Guidelines because of the intervening decision in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). After Booker, district courts must consider but need not follow the formerly mandatory aspects of the Guidelines. Id. at 764-65. In the post-Booker world of advisory Guidelines, after this court has clarified the interpretation of the Guidelines a district court could impose the same sentence on remand. Still, because district courts must, after Booker, consult the Guidelines for advice in fashioning appropriate sentences and must do so accurately, we continue to address challenges to pre-Booker district court interpretations of the Guidelines. See United States v. Kimbrew, 406 F.3d 1149, 1152 (9th Cir.2005); see also United States v. Cantrell, 433 F.3d 1269, 1277 (9th Cir.2006); United States v. Moreno-Hernandez, 419 F.3d 906, 916 n. 10 (9th Cir.2005). Jennings’s broad objection to the continued vitality of this appeal is therefore not well taken.3

[607]*607Although a defendant’s overall sentence under the Guidelines is reviewed for reasonableness, see Booker, 125 S.Ct. at 765-66, within the reasonableness inquiry “[t]he district court’s interpretation of the Sentencing Guidelines is a question of law which is subject to de novo review, while factual determinations made in the course of applying the guidelines are reviewed for clear error.” See United States v. Lindholm, 24 F.3d 1078, 1085 (9th Cir.1994).

As a preliminary matter, to determine the proper standard of review we must establish the correct characterization of the district court’s decision on the applicability of the threat-of-death enhancement. Jennings’s argument that the district court was making a factual determination, reviewable only for clear error, reflects the district court’s statement that the question whether to impose-the enhancement was a “very factually-specific assessment that has to be made looking at the facts and the words that are used, the gestures that are used, [and] the circumstances” and that the statement needed to be evaluated “in the context in which it was made.” In contrast to these statements, however, is the district court’s remark that the government should appeal its decision to this court to resolve a generic issue, indicating that the court was rendering a legal determination as to whether a statement such as the one made by Jennings could ever qualify as a threat of death. In addition, despite the district court’s reference to context and the circumstances surrounding the robbery, at no time during the colloquy did the district court explain what, if any, circumstances it relied upon to conclude that Jennings did not make a threat of death. We therefore view the district court’s decision that Jennings’s proclamation to the bank teller “alone without more is simply not sufficient” as making a legal determination that the bald statement “I have a gun” is legally insufficient, standing alone, to amount to a threat of death.

In further support of his contention that our review in this case should be for clear error, Jennings relies on a single statement from our prior decision in France, where we considered § 2B3.1(b)(2)(F) and concluded that the district court’s finding that the enhancement applied was not “clearly erroneous when considered in the context of a bank robbery.” France, 57 F.3d at 868. Three sentences after that statement, however, we clarified that our holding affirming the district court was premised on the dual conclusions that “the district court properly interpreted and applied U.S.S.G. § 2B3.1(b)(2)(F)” and that “[t]he district court’s factual findings were not clearly erroneous.” Id.

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Bluebook (online)
439 F.3d 604, 2006 U.S. App. LEXIS 5285, 2006 WL 536560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-david-frank-jennings-aka-mike-frank-stout-ca9-2006.