WISDOM, Circuit Judge.
The scales of justice are not always evenly balanced; one of the scales holds a few extra weights in favor of a person accused of crime. This appeal deals with one of those weights: the limited jurisdiction of this Court to hear a government appeal from an order of a district court suppressing evidence.
For pur
poses of the appeal, two elements in the case are important. (1) The defendant filed his motion to suppress before he was indicted, but after a complaint was issued against him and after a commitment hearing before the United States Commissioner. (2) The suppression order was issued in a district different from the district in which the defendant was indicted and will be tried. We hold that the order is not appealable. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637, controls our decision.
Government appeals in criminal cases are exceptional and are not favored by the courts. Carroll v. United States, 1957, 354 U.S. 394, 400, 77 S.Ct. 1332, 1 L.Ed.2d 1442. Such appeals must be based on express statutory authority; the government had no right of appeal at common law. United States v. Sanges, 1892, 144 U.S. 310, 12 S.Ct. 609, 36 L.Ed. 445; United States v. Janitz, 3 Cir., 1947, 161 F.2d 19; United States v. Rosenwas-ser, 9 Cir., 1944, 145 F.2d 1015, 156 A.L.R. 1200. See Orfield, Criminal Appeals in America, p. 58 (1939).
The primary statutory authority for government appeals in criminal cases, 18 U.S.C.A. § 3731, does not specifically include appeals from, orders suppressing evidence.
The Judicial Code, however, does authorize appeals from “all
final
decisions of the district courts * * * except where a direct review may be had in the Supreme Court.” 28 U.S.C.A. § 1291. The appealability of an order suppressing evidence depends, therefore, upon whether it is “final”.
Orders in an incidental ancillary proceeding to a criminal action are interlocutory and non-appealable; orders in independent plenary proceedings are final and appealable. United States v. Wallace & Tiernan Co., 1949, 336 U.S. 793, 69 S.Ct. 824, 93 L.Ed. 1042; Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275; United States v. Ponder, 4 Cir., 1956, 238 F.2d 825. See 6 Moore, Federal Practice, ¶ 54.14.
The crucial factor in deciding whether a suppression order is issued in an independent proceeding or is merely a step in the trial of a case, is the pend-ency of a criminal action in which the evidence sought to be suppressed may be used.
If there is no criminal proceeding pending, a motion for suppression of evidence and the return of such (evidential) property is an independent civil suit. But at what stage does a criminal proceeding begin? The courts of appeal have reached various answers
The filing of an information or an indictment is frequently accepted as the
dividing-line to mark the beginning of criminal proceedings. See Orfield, Criminal Procedure from Arrest to Appeal, pp. 204-208 (1947). The difficulty here is that at the time Koenig filed his motion, there was no way of knowing positively that he would be indicted. In Post v. United States, 1894, 161 U.S. 583, 587, 16 S.Ct. 611, 613, 40 L.Ed. 816 (not, however, involving a motion to suppress), the Supreme Court said:
“Criminal proceedings cannot be said to be brought or instituted until a formal charge is openly made against the accused, either by in-filed in court, or, at the least, by complaint before a magistrate, [citations omitted]. The submission of a bill of indictment by the attorney for the government to the grand jury, and the examination of witnesses before them, are both in secret, and are no part of the criminal proceedings against the accused, but are merely to assist the grand jury in determining whether such proceedings shall be commenced; the grand jury may ignore the bill, and decline to find any indictment; and it cannot be known whether any proceedings will be instituted against the accused until an indictment against him is presented in open court.”
When the motion to suppress is made
after
indictment the order is considered interlocutory and neither the defendant nor the
government may
appeal from it, because the question whether the accused would be indicted has been resolved and motions related to the suppression of evidence are integrally related to the criminal proceeding. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442 (government’s right to appeal); Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275 (defendant’s right to appeal). Orders suppressing evidence are then in the nature of a trial judge’s rulings on admissibility of evidence. Even when the motion results in dismissal of the indictment for lack of evidence, the order is not final and hence not appeal-able. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442. But where the motion is made by the applicant
before
an information or indictment is found or returned against him, some courts — and we recognize the force of their arguments — treat the proceeding as independent and the resulting order final and appealable. Go-Bart Importing Co. v. United States, 1931, 282 U.S. 344, 51 S.Ct. 153, 75 L.Ed. 374; Burdeau v. McDowell, 1920, 256 U.S. 465, 41 S.Ct. 574, 65 L.Ed. 1048; Perlman v. United States, 1918, 247 U.S. 7, 38 S.Ct.
417, 62 L.Ed. 950; Davis v. United States, 5 Cir., 1943, 138 F.2d 406; Cheng Wai v. United States, 2 Cir., 1942, 125 F.2d 915.
This Court has drawn the line at a stage earlier than indictment. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637. This Court treats an order to suppress, following on the heels of a complaint and a commitment hearing, as one step in a series of steps constituting the criminal proceeding. In Zacarías the defendant’s motion to suppress was filed and denied before indictment.
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WISDOM, Circuit Judge.
The scales of justice are not always evenly balanced; one of the scales holds a few extra weights in favor of a person accused of crime. This appeal deals with one of those weights: the limited jurisdiction of this Court to hear a government appeal from an order of a district court suppressing evidence.
For pur
poses of the appeal, two elements in the case are important. (1) The defendant filed his motion to suppress before he was indicted, but after a complaint was issued against him and after a commitment hearing before the United States Commissioner. (2) The suppression order was issued in a district different from the district in which the defendant was indicted and will be tried. We hold that the order is not appealable. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637, controls our decision.
Government appeals in criminal cases are exceptional and are not favored by the courts. Carroll v. United States, 1957, 354 U.S. 394, 400, 77 S.Ct. 1332, 1 L.Ed.2d 1442. Such appeals must be based on express statutory authority; the government had no right of appeal at common law. United States v. Sanges, 1892, 144 U.S. 310, 12 S.Ct. 609, 36 L.Ed. 445; United States v. Janitz, 3 Cir., 1947, 161 F.2d 19; United States v. Rosenwas-ser, 9 Cir., 1944, 145 F.2d 1015, 156 A.L.R. 1200. See Orfield, Criminal Appeals in America, p. 58 (1939).
The primary statutory authority for government appeals in criminal cases, 18 U.S.C.A. § 3731, does not specifically include appeals from, orders suppressing evidence.
The Judicial Code, however, does authorize appeals from “all
final
decisions of the district courts * * * except where a direct review may be had in the Supreme Court.” 28 U.S.C.A. § 1291. The appealability of an order suppressing evidence depends, therefore, upon whether it is “final”.
Orders in an incidental ancillary proceeding to a criminal action are interlocutory and non-appealable; orders in independent plenary proceedings are final and appealable. United States v. Wallace & Tiernan Co., 1949, 336 U.S. 793, 69 S.Ct. 824, 93 L.Ed. 1042; Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275; United States v. Ponder, 4 Cir., 1956, 238 F.2d 825. See 6 Moore, Federal Practice, ¶ 54.14.
The crucial factor in deciding whether a suppression order is issued in an independent proceeding or is merely a step in the trial of a case, is the pend-ency of a criminal action in which the evidence sought to be suppressed may be used.
If there is no criminal proceeding pending, a motion for suppression of evidence and the return of such (evidential) property is an independent civil suit. But at what stage does a criminal proceeding begin? The courts of appeal have reached various answers
The filing of an information or an indictment is frequently accepted as the
dividing-line to mark the beginning of criminal proceedings. See Orfield, Criminal Procedure from Arrest to Appeal, pp. 204-208 (1947). The difficulty here is that at the time Koenig filed his motion, there was no way of knowing positively that he would be indicted. In Post v. United States, 1894, 161 U.S. 583, 587, 16 S.Ct. 611, 613, 40 L.Ed. 816 (not, however, involving a motion to suppress), the Supreme Court said:
“Criminal proceedings cannot be said to be brought or instituted until a formal charge is openly made against the accused, either by in-filed in court, or, at the least, by complaint before a magistrate, [citations omitted]. The submission of a bill of indictment by the attorney for the government to the grand jury, and the examination of witnesses before them, are both in secret, and are no part of the criminal proceedings against the accused, but are merely to assist the grand jury in determining whether such proceedings shall be commenced; the grand jury may ignore the bill, and decline to find any indictment; and it cannot be known whether any proceedings will be instituted against the accused until an indictment against him is presented in open court.”
When the motion to suppress is made
after
indictment the order is considered interlocutory and neither the defendant nor the
government may
appeal from it, because the question whether the accused would be indicted has been resolved and motions related to the suppression of evidence are integrally related to the criminal proceeding. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442 (government’s right to appeal); Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275 (defendant’s right to appeal). Orders suppressing evidence are then in the nature of a trial judge’s rulings on admissibility of evidence. Even when the motion results in dismissal of the indictment for lack of evidence, the order is not final and hence not appeal-able. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442. But where the motion is made by the applicant
before
an information or indictment is found or returned against him, some courts — and we recognize the force of their arguments — treat the proceeding as independent and the resulting order final and appealable. Go-Bart Importing Co. v. United States, 1931, 282 U.S. 344, 51 S.Ct. 153, 75 L.Ed. 374; Burdeau v. McDowell, 1920, 256 U.S. 465, 41 S.Ct. 574, 65 L.Ed. 1048; Perlman v. United States, 1918, 247 U.S. 7, 38 S.Ct.
417, 62 L.Ed. 950; Davis v. United States, 5 Cir., 1943, 138 F.2d 406; Cheng Wai v. United States, 2 Cir., 1942, 125 F.2d 915.
This Court has drawn the line at a stage earlier than indictment. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637. This Court treats an order to suppress, following on the heels of a complaint and a commitment hearing, as one step in a series of steps constituting the criminal proceeding. In Zacarías the defendant’s motion to suppress was filed and denied before indictment.
A complaint had been issued by a United States Commissioner, a commitment hearing had been held, and Zacarías was already bound over to the district court. This Court refused to allow an appeal by the defendant, on the ground that the order denying his motion was interlocutory. Koenig is in no different situation from Zacarías. Here, a complaint and a warrant had been issued, the Commissioner had held a full preliminary hearing, the Commissioner had announced oral findings recommending that Koenig be removed to the district court in the Southern District of Ohio, and the district court reached its decision on suppressing the evidence four months after Koenig had been under indictment. In the light of Zacarías, Koenig’s motion to suppress was not an independent action but simply an early step in the criminal case against him.
The fact that the motion for the return of property was denied, while the motion to suppress was granted, so that the property remains in the possession of the court, adds some weight to the view that the order appealed from is interlocutory. Cf. United States v. Rosenwasser, 9 Cir., 1944, 145 F.2d 1015, 1017; Carroll v. United States, supra, 354 U.S. at page 404, n. 17, 77 S.Ct. at page 1338.
The Government seeks to distinguish Zacarías on the ground that the Zaca-rías appeal was from an order
denying
a defendant’s motion to suppress evidence; here, the appeal is from an order
granting
the motion. When there is a denial of the motion, the defendant still may object to the evidence when it is introduced in the trial and may appeal from a verdict against him. If, on the other hand, the motion to suppress is granted, the government cannot introduce the evidence, cannot appeal if it loses the case, and may be forever deprived of questioning the validity of the order. But on this score, the position of the government is no worse than in the usual case of an adverse ruling on a point of evidence during a criminal trial. There too the government would have no right of appeal. See United States v. Rosenwasser, 9 Cir., 1944, 145 F.2d 1015. There may be a difference between the grant and denial of a motion that works to the disadvantage of the government, but the effect of the difference cannot change the form and character of a motion as interlocutory or as final. Carroll v. United States, 1957, 354 U.S. 394, 404-406, 77 S.Ct. 1332, 1 L.Ed. 2d 1442. This difference between granting and denying a suppression order does point up the imbalance in the scales of justice, but it is up to Congress to make the correction. See Kronenberg, The Right of a State to Appeal in Criminal
Cases, 49 J.Crim.L., C. & P.S. 473 (1959); Comment, The Right of State Appeal in Criminal Cases, 9 Rutgers L. Rev. 545 (1955); Orfield, Criminal Appeals in America, pp. 61-64 (1939).
The United States argues that the issuance of the order by a court in a different district from that in which the trial will occur takes the case out of the general rule and beyond the reach of Zacarías.
Rule 41(e), Fed.R.Crim.P. provides:
“A person aggrieved by an unlawful search and seizure may move the district court for the district in which the property was seized for the return of the property and to suppress for the use as evidence anything so obtained * * *. The motion to suppress evidence may also be made in the district where the trial is to be had.”
There is nothing in this rule leading to the conclusion that if an order of suppression is rendered in the district of seizure it is necessarily “binding” in the district of trial, as the Government contends. Rule 41(e) says nothing about the government’s rights. Rule 41(e) may even be read to mean that the defendant has two bites at the apple, once in the district of seizure and once “also” in the district of trial. If Rule 41(e) is read as allowing a single hearing, rather than multiple hearings, there is still no language in the rule requiring that a suppression order be regarded as “final”.
When we get down to the bare bones of the argument, we find the government contending that in the same district or circuit a pre-trial suppression order “binds” the trial judge and, a fortiori, the pre-trial suppression order of a district judge in Florida “binds” the district judge in Ohio charged with trying Koenig; therefore, the order is final, and appealable. It is certainly proper that, generally, one judge, in coordinate jurisdiction with another judge, should not overrule that other.
But, as we read the cases, this matter is essentially one within the sound discretion of a trial judge conducting his court in the interest of furthering the administration of justice.
In this Circuit, in United States v. Brewer, D.C.N.D.Ga.1959, 24 F.R.D. 129, 130, the District Court for the Northern District of Georgia held that the defendants could not bring motions to suppress evidence in the district of trial when the motions had been brought and denied in the district of seizure, the Middle District of Georgia. The Court stated that Rule 41(e) “is intended to provide for a hearing in either district, but does not require multiple hearings”; that “in the absence of exceptional circumstances” the ruling in the district of seizure is controlling. In United States v. Lester, D.C.S.D.N.Y.1957, 21 F.R.D. 30, the district court in New York held that a defendant, moving for suppression of evidence could not, as a matter of right, invoke the jurisdiction of the court of seizure. The court declined jurisdiction, leaving the defendant free to move for .suppression in the district court of trial in Pennsylvania. “Such a course”, the Second Circuit pointed out in United States v. Klapholz, 1956, 230 F.2d 494, 497, “would have avoided invasion of the trial court’s normal province to pass on the admissibility of evidence * * * without jeopardy to the right of the defendants to the exclusion of evidence under the McNabb rule.” In Klapholz the motion to suppress was based on Rule 5(a), Fed.R.Crim.P. There is no doubt, however, that a federal court has jurisdiction to entertain a motion to suppress evidence obtained within the district, even though the offenses were committed in another district, and violated state law, not federal law. Rea v. United States, 1955, 350 U.S. 214, 76 S.Ct. 292, 100 L.Ed. 233.
Assuming, but without deciding, that the order of the court in the district of seizure is “binding”, it is binding in the limited sense that Rule 41(e) represents an exception to the general rule that the trial court exercises exclusive control over the admission of evidence. The parties are bound, as they are to any rule of the case, subject to further orders of the Court.” The trial judge having
control over the conduct of a trial is not bound, if in the exercise of a sound discretion he should decide that exceptional circumstances require the admission of the evidence. Certainly, the order is not binding in the sense that it can transform an otherwise interlocutory order into a final order. And, an order to suppress has no finality because it does not of itself terminate the criminal proceedings.
The Government’s real objection here is that it will not have another opportunity to obtain review. That would be so even if the order were made by a district judge in the district of trial. United States v. Wheeler, 3 Cir., 1960, 275 F.2d 94; United States v. Jennings, D.C.D.C. 1956, 19 F.R.D. 311, affirmed 1957, 101 U.S.App.D.C. 198, 247 F.2d 784. Carroll answers this argument:
“Many interlocutory decisions of a trial court may be of grave importance to a litigant, yet are not amenable to appeal at the time entered, and some are never satisfactorily reviewable. In particular is this true of the Government in a criminal case * * [354 U.S. 394, 77 S.Ct. 1339]
If the Government is to be given an opportunity to appeal a suppression order in criminal cases, Congress should give it.
This Court has no jurisdiction to hear the appeal from the order of suppression. The appeal is accordingly
Dismissed.