United States v. Daniel J. Koenig

290 F.2d 166, 1961 U.S. App. LEXIS 4845
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 12, 1961
Docket18355
StatusPublished
Cited by48 cases

This text of 290 F.2d 166 (United States v. Daniel J. Koenig) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Daniel J. Koenig, 290 F.2d 166, 1961 U.S. App. LEXIS 4845 (5th Cir. 1961).

Opinion

WISDOM, Circuit Judge.

The scales of justice are not always evenly balanced; one of the scales holds a few extra weights in favor of a person accused of crime. This appeal deals with one of those weights: the limited jurisdiction of this Court to hear a government appeal from an order of a district court suppressing evidence. 1 For pur *168 poses of the appeal, two elements in the case are important. (1) The defendant filed his motion to suppress before he was indicted, but after a complaint was issued against him and after a commitment hearing before the United States Commissioner. (2) The suppression order was issued in a district different from the district in which the defendant was indicted and will be tried. We hold that the order is not appealable. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637, controls our decision.

Government appeals in criminal cases are exceptional and are not favored by the courts. Carroll v. United States, 1957, 354 U.S. 394, 400, 77 S.Ct. 1332, 1 L.Ed.2d 1442. Such appeals must be based on express statutory authority; the government had no right of appeal at common law. United States v. Sanges, 1892, 144 U.S. 310, 12 S.Ct. 609, 36 L.Ed. 445; United States v. Janitz, 3 Cir., 1947, 161 F.2d 19; United States v. Rosenwas-ser, 9 Cir., 1944, 145 F.2d 1015, 156 A.L.R. 1200. See Orfield, Criminal Appeals in America, p. 58 (1939).

The primary statutory authority for government appeals in criminal cases, 18 U.S.C.A. § 3731, does not specifically include appeals from, orders suppressing evidence. 2 The Judicial Code, however, does authorize appeals from “all final decisions of the district courts * * * except where a direct review may be had in the Supreme Court.” 28 U.S.C.A. § 1291. The appealability of an order suppressing evidence depends, therefore, upon whether it is “final”. 3 *169 Orders in an incidental ancillary proceeding to a criminal action are interlocutory and non-appealable; orders in independent plenary proceedings are final and appealable. United States v. Wallace & Tiernan Co., 1949, 336 U.S. 793, 69 S.Ct. 824, 93 L.Ed. 1042; Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275; United States v. Ponder, 4 Cir., 1956, 238 F.2d 825. See 6 Moore, Federal Practice, ¶ 54.14.

The crucial factor in deciding whether a suppression order is issued in an independent proceeding or is merely a step in the trial of a case, is the pend-ency of a criminal action in which the evidence sought to be suppressed may be used. 4 If there is no criminal proceeding pending, a motion for suppression of evidence and the return of such (evidential) property is an independent civil suit. But at what stage does a criminal proceeding begin? The courts of appeal have reached various answers 5

The filing of an information or an indictment is frequently accepted as the *170 dividing-line to mark the beginning of criminal proceedings. See Orfield, Criminal Procedure from Arrest to Appeal, pp. 204-208 (1947). The difficulty here is that at the time Koenig filed his motion, there was no way of knowing positively that he would be indicted. In Post v. United States, 1894, 161 U.S. 583, 587, 16 S.Ct. 611, 613, 40 L.Ed. 816 (not, however, involving a motion to suppress), the Supreme Court said:

“Criminal proceedings cannot be said to be brought or instituted until a formal charge is openly made against the accused, either by in-filed in court, or, at the least, by complaint before a magistrate, [citations omitted]. The submission of a bill of indictment by the attorney for the government to the grand jury, and the examination of witnesses before them, are both in secret, and are no part of the criminal proceedings against the accused, but are merely to assist the grand jury in determining whether such proceedings shall be commenced; the grand jury may ignore the bill, and decline to find any indictment; and it cannot be known whether any proceedings will be instituted against the accused until an indictment against him is presented in open court.”

When the motion to suppress is made after indictment the order is considered interlocutory and neither the defendant nor the government may appeal from it, because the question whether the accused would be indicted has been resolved and motions related to the suppression of evidence are integrally related to the criminal proceeding. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442 (government’s right to appeal); Cogen v. United States, 1929, 278 U.S. 221, 49 S.Ct. 118, 73 L.Ed. 275 (defendant’s right to appeal). Orders suppressing evidence are then in the nature of a trial judge’s rulings on admissibility of evidence. Even when the motion results in dismissal of the indictment for lack of evidence, the order is not final and hence not appeal-able. Carroll v. United States, 1957, 354 U.S. 394, 77 S.Ct. 1332, 1 L.Ed.2d 1442. But where the motion is made by the applicant before an information or indictment is found or returned against him, some courts — and we recognize the force of their arguments — treat the proceeding as independent and the resulting order final and appealable. Go-Bart Importing Co. v. United States, 1931, 282 U.S. 344, 51 S.Ct. 153, 75 L.Ed. 374; Burdeau v. McDowell, 1920, 256 U.S. 465, 41 S.Ct. 574, 65 L.Ed. 1048; Perlman v. United States, 1918, 247 U.S. 7, 38 S.Ct. *171 417, 62 L.Ed. 950; Davis v. United States, 5 Cir., 1943, 138 F.2d 406; Cheng Wai v. United States, 2 Cir., 1942, 125 F.2d 915.

This Court has drawn the line at a stage earlier than indictment. Zacarias v. United States, 5 Cir., 1958, 261 F.2d 416, certiorari denied 359 U.S. 935, 79 S.Ct. 650, 3 L.Ed.2d 637. This Court treats an order to suppress, following on the heels of a complaint and a commitment hearing, as one step in a series of steps constituting the criminal proceeding. In Zacarías the defendant’s motion to suppress was filed and denied before indictment. 6

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Cite This Page — Counsel Stack

Bluebook (online)
290 F.2d 166, 1961 U.S. App. LEXIS 4845, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-daniel-j-koenig-ca5-1961.