United States v. Dale Eyman

313 F.3d 741, 2002 U.S. App. LEXIS 26135, 2002 WL 31831384
CourtCourt of Appeals for the Second Circuit
DecidedDecember 18, 2002
DocketDocket 99-1173
StatusPublished
Cited by79 cases

This text of 313 F.3d 741 (United States v. Dale Eyman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dale Eyman, 313 F.3d 741, 2002 U.S. App. LEXIS 26135, 2002 WL 31831384 (2d Cir. 2002).

Opinion

PER CURIAM:

Defendant-Appellant Dale Eyman appeals from a judgment of conviction in the United States District Court for the Southern District of New York (Harold Baer, Jr., Judge) entered on April 14, 1999. After a one-week jury trial, Eyman was found guilty of: (1) conspiracy to commit securities fraud and commercial bribery, 18 U.S.C. § 371; (2) two counts of wire fraud, 18 U.S.C. §§ 1343, 1346; and (3) interstate travel for the purpose of engaging in commercial bribery, 18 U.S.C. § 1952(a)(3). Eyman was sentenced primarily to 70 months’ imprisonment. On appeal, Eyman argues (1) that the trial court erred by refusing to grant a mistrial or a new trial based on ineffective assistance of counsel, and (2) that he should be resentenced because the District Court’s factual findings at sentencing were inadequate.

I. Ineffective Assistance of Counsel

Eyman contends that his trial counsel, Allen Bickart, did not render effective assistance of counsel because Bickart was both ill with “a viral infection and an acute rhinitis,” and physically exhausted from a busy work schedule both before and during trial. Prior to closing arguments, Bic- *743 kart himself approached the bench and sought a mistrial on account of his illness; he also made a motion for a new trial several months after the conviction. The District Court rejected both motions. See United States v. Eyman, No. SI 97 Cr. 314(HB), 1998 WL 599709 (S.D.N.Y. Sept. 10, 1998).

Under the prevailing standard set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), in order to demonstrate ineffective assistance of counsel, Eyman must show (1) “that counsel’s representation fell below an objective standard of reasonableness ... under prevailing professional norms,” id. at 688, and (2) that he was prejudiced by his attorney’s errors, i.e. that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different,” id. at 693-94. This standard applies to claims based on the illness or incapacity of counsel during trial, as well as more traditional ineffective assistance claims. See Bellamy v. Cogdell, 974 F.2d 302, 308 (2d Cir.1992) (en banc); see also Johnson v. Norris, 207 F.3d 515, 518 (8th Cir.2000). In order to assert a claim based on ineffective assistance due to illness, a defendant must point to specific errors or omissions in his courtroom behavior and conduct at trial that were a product of the attorney’s illness. See, e.g., Johnson, 207 F.3d at 518; Smith v. Ylst, 826 F.2d 872, 876 (9th Cir.1987). It is the magnitude of those errors that is determinative; trial counsel’s admission that his performance was deficient is not dispositive. See Chandler v. United States, 218 F.3d 1305, 1316 n. 16 (11th Cir.2000) (en banc), cert. denied, 531 U.S. 1204, 121 S.Ct. 1217, 149 L.Ed.2d 129 (2001); Tarver v. Hopper, 169 F.3d 710, 716 (11th Cir.1999); Atkins v. Singletary, 965 F.2d 952, 959-60 (11th Cir.1992).

First, Eyman claims that his attorney’s illness “caused him to fail to provide notice of' an expert witness, Burton Bentley, Esq., pursuant to Fed.R.Crim.P. 16(b)(1)(C), which led to the witness’s exclusion by Judge Baer.” Defi’s Br. at 14, However, it seems that Bickart’s decision not to call Bentley as an expert witness— and therefore not to give the required notice under Rule 16(b) — was a strategic decision, rather than an oversight caused by counsel’s illness. At trial, defense counsel stated that Bentley was “not testifying as an expert,” but would instead be providing lay witness opinion testimony. Tr. at 674. When pressed, he stated that “there are valid reasons” why he did not provide Rule 16(b) notice. Tr. at 682. Eyman himself speculates that trial counsel’s failure to give notice may have been “a form of ‘sharp’ practice (in which he sought to introduce by stealth Bentley’s testimony without providing the Government with advance notice).” Def.’s Br. at 22. There is no reason to think that illness or fatigue played a part in the decision, in light of the fact that notice of the expert testimony was requested by the government weeks before the trial began, and that counsel became ill only shortly before trial: Whatever trial counsel’s motives may have been, his decision to proceed in that manner was a strategic trial decision and not an oversight caused by fatigue or illness. A failure to call a witness for tactical reasons of trial strategy does not satisfy the standard for ineffective assistance of counsel. See United States v. Luciano, 158 F.3d 655, 660 (2d Cir.1998); United States v. Schmidt, 105 F.3d 82, 90 (2d Cir.1997). Similarly, defense counsel’s failure in this case, for tactical reasons, to designate Bentley as an expert did not constitute ineffective assistance.

*744 Second, Eyman claims in his brief that his attorney “failed to argue a specific ‘good faith’ instruction during his summation.” Defs Br. at 14. However, defendant abandoned this claim at oral argument, and therefore we need not address its merits.

Because Eyman’s counsel acted within the bounds of professional reasonableness, it is unnecessary to examine whether his counsel’s purported errors were prejudicial. The District Court did not err in denying defendant’s motions for a mistrial and for a new trial on account of ineffective assistance of counsel.

II. Insufficient Factual Basis for Sentence

Eyman also claims that the District Court failed to make adequate factual findings to support two specific sentencing enhancements that it imposed under the Guidelines.

First, Eyman argues that the Court did not make adequate findings to sustain a 13-point sentencing enhancement under U.S.S.G. § 2F1.1(b)(1)(N) (1997) 1 (current version at U.S.S.G.

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Bluebook (online)
313 F.3d 741, 2002 U.S. App. LEXIS 26135, 2002 WL 31831384, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dale-eyman-ca2-2002.