United States v. Dale Einar Synnes

438 F.2d 764, 1971 U.S. App. LEXIS 12123
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 1, 1971
Docket20438_1
StatusPublished
Cited by72 cases

This text of 438 F.2d 764 (United States v. Dale Einar Synnes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dale Einar Synnes, 438 F.2d 764, 1971 U.S. App. LEXIS 12123 (8th Cir. 1971).

Opinion

*766 HEANEY, Circuit Judge.

This appeal, along with United States v. Wiley, 438 F.2d 773 (8th Cir. 1971), and United States v. Taylor, 438 F.2d 774 (8th Cir. 1971), also decided today, presents to our Court for the first time the issues of the proper construction and the constitutionality of § 1202 (a) (1) of the Omnibus Crime Control and Safe Streets Act of 1968, Pub.L. 90-351, 82 Stat. 197. This section provides:

“Any person who—
“(1) has been convicted by a court of the United States or of a State or any political subdivision thereof of a felony * * *
“and who receives, possesses, or transports in commerce or affecting commerce, after the date of enactment of this Act, any firearm shall be fined not more than $10,000 or imprisoned for not more than two years, or both.”

We affirm the judgment of conviction in each case.

We select Synnes as the case for a detailed opinion because it raises a double jeopardy issue not presented in Wiley or Taylor.

Defendant, Dale Einar Synnes, was charged with violation of § 1202(a) (1) by a federal grand jury on January 17, 1970. He waived trial by jury, and was tried in the United States District Court for the District of Minnesota. Two Minneapolis police officers testified that they arrested the defendant on August 15, 1969, and that he was in possession of a .38 caliber Smith & Wesson pistol at the time of his arrest. Records showing that the defendant had a prior felony conviction in the State of Minnesota were received in evidence.

The defendant presented no witnesses. Both sides stipulated that the defendant had previously been convicted under a Minneapolis city ordinance for being in possession of a firearm while a convicted felon, and that the prior conviction was based on the same evidence as that presented in the case being tried. The defendant was found guilty and sentenced to imprisonment for one year.

In each of the three cases under consideration, the government takes the position that it is necessary to show only (1) the knowing and willing (2) possession of a firearm (3) by a previously convicted felon. The defendants argue that these elements are insufficient to support a conviction, for two reasons:

(1) the statute specifically requires that the receipt, possession or transportation be in or affecting interstate commerce ; and

(2) if the statute is not so interpreted, it is unconstitutional as an invalid exercise of power by Congress under the Commerce Clause.

The Courts of Appeals are in conflict on the question whether it is necessary to show a specific connection between interstate commerce and the particular act of receipt, possession or transportation being charged. The Fourth and Ninth Circuits have both held, in per curiam opinions, that the government need not prove that the firearm possessed by a defendant was in commerce or that his possession of it affected commerce. They further held the statute to be a valid exercise of congressional power. United States v. Cabbler, 429 F.2d 577 (4th Cir.), cert, denied, 400 U.S. 901, 91 S.Ct. 138, 27 L.Ed.2d 138 (1970); United States v. Daniels, 431 F.2d 697 (9th Cir. 1970). However, the Second Circuit, in United States v. Bass, 434 F.2d 1296 (1970), held that to avoid serious constitutional problems, § 1202(a) should be interpreted to include a requirement that receipt and possession, as well as transportation, be shown in each case to have been “in commerce or affecting commerce.” 1

*767 Since the construction of statutes depends to some extent upon the constitutional options available, 2 we turn first to the problem of determining whether Congress is empowered to prohibit mere receipt or possession of a firearm by a felon.

The Commerce Clause of the Constitution, Art. I, § 8, cl. 3, combined with the Necessary and Proper Clause, Art. I, § 8, cl. 18, gives to Congress the power to regulate both interstate commerce and any intrastate activity which “ * * * exerts a substantial economic effect on interstate commerce * * Wickard v. Filburn, 317 U.S. 111, 125, 63 S.Ct. 82, 89, 87 L.Ed. 122 (1942). See also, Katzenback v. McClung, 379 U.S. 294, 85 S.Ct. 377, 13 L.Ed. 290 (1964); Heart of Atlanta Motel, Inc. v. United States, 379 U.S. 241, 85 S.Ct. 348, 13 L.Ed.2d 258 (1964). As Justice Black stated in his concurring opinion in Heart of Atlanta Motel:

“* * * [T]his Court has steadfastly followed, and indeed has emphasized time and time again, that Congress has ample power to protect interstate commerce from activities adversely and injuriously affecting it, which but for this adverse effect on interstate commerce would be beyond the power of Congress to regulate.”

379 U.S. at 272, 85 S.Ct. at 365 (Emphasis added.).

In determining whether the legislation in question is within the limits set out above, we examine: (1) whether Congress had a rational basis for finding that receipt or possession of a firearm by a convicted felon affects commerce, and (2) if it had such a basis, whether the means it selected to protect commerce are reasonable and appropriate. See, Heart of Atlanta Motel, Inc. v. United States, supra at 258-259, 85 S.Ct. 348; White v. United States, 399 F.2d 813, 823 (8th Cir. 1968).

The Second Circuit in United States v. Bass, supra, found the statute so lacking in specific legislative history and findings as to make it impossible to say that Congress had a rational basis for finding that receipt or possession of a firearm by a convicted felon affects interstate commerce. We disagree.

It is clear that Congress relied to some extent on the Commerce Clause for authority in promulgating § 1202. 3 The introductory section to the statutory scheme, § 1201, states:

“The Congress hereby finds and declares that the receipt, possession or transportation of a firearm by felons * * * constitutes—
“(1) a burden on commerce or threat affecting the free flow of commerce, * *

While no extensive debate or hearings were held in relation to the statute, we think it clear that Congress had before it sufficient data from which it could determine that the required nexus existed between interstate commerce and possession of a firearm by a convicted felon. 4 For example, The Challenge of *768 Crime in a Free Society,

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Bluebook (online)
438 F.2d 764, 1971 U.S. App. LEXIS 12123, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dale-einar-synnes-ca8-1971.