United States v. Croxford

324 F. Supp. 2d 1255, 2004 U.S. Dist. LEXIS 12825, 2004 WL 1551564
District Court, D. Utah·Decided July 12, 2004·No. 2:02-cr-00302·Published·Cited by 16 cases

Opinion

MEMORANDUM OPINION AND ORDER CONCLUDING, AFTER ADDITIONAL BRIEFING FROM THE GOVERNMENT, THAT THE SENTENCING GUIDELINES ARE UNCONSTITUTIONAL IN THIS CASE

CASSELL, District Judge.

On June 29, 2004, this court issued its memorandum opinion on sentencing in this case. 1 The court concluded, in the wake of the Supreme Court’s recent decision in Blakely v. Washington, 2 that the Sixth Amendment’s right to trial by jury *1257 prevented the Federal Sentencing Guidelines from determining defendant Crox-ford’s sentence. This court reasoned that the holding of Blakely forbids judicial fact-finding under the Guidelines leading to an enhancement of a defendant’s sentence above what would have resulted from the facts charged in the indictment or admitted as part of any plea. Because application of the Guidelines in Croxford’s case would require such unconstitutional judicial fact-finding, the court found that the Guidelines could not control his sentence. Accordingly, the court sentenced Croxford without giving the Guidelines binding effect and imposed a sentence of 148 months.

Because it was clear that Blakely would impact federal sentencings, the government moved to continue the sentencing until it could receive guidance from the Department of Justice in Washington, D.C. However, the sentencing scheduled for June 29, 2004, involved the testimony of an eleven-year-old victim, and her guardian ad litem strongly opposed continuing the sentencing hearing. Persuaded that justice required the court to proceed immediately to sentencing, the court denied the motion to continue but held the judgment in abeyance to give the United States Attorney’s Office an opportunity to more fully develop its position in this case in consultation with appropriate officials in the Department of Justice in Washington, D.C. and to file supplemental briefing on the constitutionality of the Guidelines.

The Department of Justice has now formulated its position on the constitutionality of the Guidelines under Blakely. In a form pleading filed in this case (and apparently to be filed throughout the country), the Department argues that the Guidelines remain constitutional and should continue to be applied by federal district courts. 3 The Department advances essentially two arguments in support of this position: first, that the Supreme Court has previously upheld the constitutionality of the Guidelines and, until the Court holds otherwise, lower federal courts are bound by those decisions and, second, that the Federal Sentencing Guidelines operate differently from the unconstitutional guidelines used in Washington State that were at issue in Blakely.

Neither of the Department’s arguments are persuasive. While the Supreme Court has rejected other constitutional challenges to the Federal Sentencing Guidelines, it has never considered how the Sixth Amendment’s right to a jury trial applies to the Guidelines. The most recent Supreme Court decision on the Sixth Amendment is Blakely. Given that defendant Croxford has raised a Sixth Amendment challenge here, this court is obligated to fairly apply Blakely in ruling on that challenge. Moreover, the Federal Sentencing Guidelines are, for constitutional purposes, indistinguishable from the Washington guidelines found infirm in Blakely. Indeed, if anything, the federal Guidelines appear more vulnerable to constitutional attack than the Washington guidelines the Court invalidated.

As a result, this court rejects the Department’s arguments and reaffirms its earlier ruling that the Guidelines cannot control Croxford’s sentence. Because this issue will recur in many cases, it may be useful to set forth the reasons underlying this legal conclusion in some detail.

I. The Supreme Court has not Ruled on the Sixth Amendment’s Application to Guidelines.

The Department’s brief defending the Guidelines begins with the unremarkable *1258 proposition that this court is bound to follow Supreme Court precedent. However, the Department fails in its attempt to argue that the Supreme Court has already ruled on the Sixth Amendment issue presented-in this case. The Supreme Court has simply not reached that question.

To be sure, the Supreme Court has reserved the issue of whether the Sixth Amendment right to a jury trial has implications for the Guidelines. Thus, in the fountainhead case of Apprendi v. New Jer sey, 4 the Court specifically stated 'that “[t]he Guidelines are ... not before the Court” and “expressed] no view on the subject beyond what this Court has already held.” 5 Echoing this language, in Blakely, the Court also specifically said “[t]he Federal Guidelines are not before us, and we express no opinion on them.” 6 Because the Supreme Court itself has said that it has not reached this issue, how can this court be bound to follow a precedent which has never been set?

Still, the Department maintains that “Supreme Court rulings, have consistently upheld the Guidelines against constitutional attack.” 7 Again, this claim is true — as far as it goes. But Supreme Court rulings have never considered the constitutional attack at issue here: whether the Sixth Amendment right to a jury trial invalidates judicial factfinding under the Guidelines.

A brief review of the Supreme Court decisions cited by the Department demonstrates that the Sixth Amendment argument has not been ruled on by the Court. The earliest case the Department cites is the 1989 decision, Mistretta v. United States. 8 Mistretta argued that the creation of a Sentencing Commission within the judicial branch of government to promulgate sentencing guidelines was an unconstitutional delegation of legislative authority. The Court rejected the argument. The Court held that the constitutionally required separation of powers does not bar Congress from “calling upon the accumulated wisdom and experience of the Judicial Branch” to serve on the commission, nor does the Constitution “prohibit Congress from delegating to an expert body located within the Judicial Branch the intricate task of formulating sentencing guidelines consistent with ... significant statutory direction.” 9 In short, Mistretta is wholly irrelevant to the Sixth Amendment issue before this court.

The Department next cites Stinson v. United States. 10 There, a lower court had held that commentary to the Guidelines, though persuasive, is of only “limited authority” and not “binding” on the federal courts. 11

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United States v. Croxford, 324 F. Supp. 2d 1255, 2004 U.S. Dist. LEXIS 12825, 2004 WL 1551564 (D. Utah 2004).

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