United States v. Crotchett

67 M.J. 713, 2009 CCA LEXIS 169, 2009 WL 1303243
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedMay 12, 2009
DocketNMCCA 200800770
StatusPublished
Cited by4 cases

This text of 67 M.J. 713 (United States v. Crotchett) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Crotchett, 67 M.J. 713, 2009 CCA LEXIS 169, 2009 WL 1303243 (N.M. 2009).

Opinions

PUBLISHED OPINION OF THE COURT

BOOKER, Judge:

In United States v. Neal, 67 M.J. 675 (N.M.Ct.Crim.App.2009), which presented a challenge of first impression to the revised Article 120, Uniform Code of Military Justice, 10 U.S.C. § 920, we granted a Government appeal and reversed the trial court’s ruling that the combination of Article 120(e) and Article 120(r) and (t), UCMJ, denied accused service members due process.

Today we are faced with another due-process challenge to the statute. Under Article 62, UCMJ, 10 U.S.C. § 862, the United States has appealed the trial judge’s ruling that “prosecution of an alleged aggravated sexual assault under § 920(c)(2)(C) violates the accused’s Fifth Amendment right to due process by unconstitutionally shifting the burden of proof to the accused to disprove an essential element of the offense.” Appellate Exhibit XVIII at 15. In a Government appeal under Article 62, we are limited to correcting errors of law, and we consider those errors de novo. See, e.g., United States v. Davis, 62 M.J. 533, 536 (N.M.Ct.Crim.App.2005), aff'd on other grounds, 63 M.J. 171 (C.A.A.F.2006). See also Art. 62, UCMJ.

Our ruling in Neal addressed the trial judge’s erroneous view that Article 120(e), proscribing aggravated sexual contact, con[714]*714tained an implicit element of lack of consent. Neal, 67 M.J. at 677. We are again faced with an attack on language limiting the role that consent, or lack of consent, plays in proving whether the offense was committed; this time, however, the attack is directed at whether an accused service member, in asserting an affirmative defense of consent, must disprove whether a victim is “substantially incapable of communicating unwillingness to engage in the sexual act,” Article 120(c)(2)(C), in order to be acquitted. We hold that the statute does not require this of an accused.

Appellee Lance Corporal (LCpl) Crotchett was charged with an aggravated sexual assault in violation of Article 120(c), UCMJ. He is alleged to have engaged in sexual intercourse with Private (Pvt) M, who was substantially incapable of communicating unwillingness to engage in that sexual act.1 The alleged offense occurred in South Carolina around 23 February 2008, well after the effective date of the wholly revised Article 120. At trial, the defense counsel served written notice that LCpl Crotchett would assert the “affirmative defense of consent.” After hearing argument on the matter, the military judge dismissed the charge and its specification, ruling that “prosecution of an alleged aggravated sexual assault under § 920(c)(2)(C) violates the accused’s Fifth Amendment right to due process by unconstitutionally shifting the burden of proof to the accused to disprove an essential element of the offense.” AE XVIII at 15. The “essential element” according to the ruling was the alleged victim’s substantial incapability to communicate her unwillingness to engage in the act. Id.

The limited record of the proceedings in this case contains in pertinent part the referral order, the charge sheet, a series of proffers from the parties at trial, argument, and the military judge’s ruling. There was no evidence offered or admitted regarding the issue before us, and therefore no basis for findings of fact.2 Conducting a de novo review of the military judge’s conclusions of law, we conclude that his ruling was influenced by an erroneous view of the law and that it therefore must be reversed.

We begin by noting that, although the military judge in his ruling believed he was considering an “as applied” challenge and appellate defense counsel asserted during oral argument that the present challenge to the statute is both facial and “as applied,” we conclude that any “as applied” challenge is, on this record, premature. The trial has simply not proceeded to the point at which this court can assess a constitutional challenge as to how this statute applies to the facts when those facts have yet to be developed at trial. Noting that facial challenges are disfavored, or put another way, “best when infrequent,” Sabri v. United States, 541 U.S. 600, 608, 124 S.Ct. 1941, 158 L.Ed.2d 891 (2004), we will limit our analysis to the facial validity of those portions of Article 120 addressed in the military judge’s ruling.

The jurisprudential reasons for this position are clear: “Not only do they invite judgments on fact-poor records, but they entail a further departure from the norms of adjudication in federal courts: ... relaxing familiar requirements of standing, to allow a determination that the law would be unconstitutionally applied to different parties and different circumstances from those at hand.” Id. at 609, 124 S.Ct. 1941 (citations omitted). See also United States v. Raines, 362 U.S. 17, 22, 80 S.Ct. 519, 4 L.Ed.2d 524 (1960)(cautioning, in a First Amendment context, against declaring an act of Congress unconstitutional on the basis of hypothetical cases). For us to sustain the ruling of the trial court, therefore, we would have to find that there is no combination of facts and circumstances that can ever exist that would allow a constitutional interpretation of this statute. See United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 95 L.Ed.2d 697 (1987). Final[715]*715ly, we note that “where a statute is susceptible of two constructions, by one of which grave and doubtful constitutional questions arise and by the other of which such questions are avoided, our duty is to adopt the latter.” Jones v. United States, 529 U.S. 848, 857, 120 S.Ct. 1904, 146 L.Ed.2d 902 (2000) (citations and internal quotation marks omitted).

The Government’s burden of proof in a prosecution under the challenged subsection of Article 120 is to prove by legal and competent evidence, beyond a reasonable doubt, (1) that the accused engaged in a sexual act with another person, who is of any age, and (2) that the other person was substantially ... incapable of ... communicating unwillingness to engage in the sexual act. Art. 120(c)(2)(C), UCMJ. Significantly, the elements of this offense do not require the Government to prove a lack of consent.3 The statute rather focuses on the actions of the accused, not the actions or intentions of the alleged victim,4 and these revisions now relieve the Government from initially having to ask the alleged victim pointed questions about consent.

The revised statute also provides for a designated “affirmative defense”:

Lack of permission is an element of the offense in subsection (m) (wrongful sexual contact).

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68 M.J. 587 (Navy-Marine Corps Court of Criminal Appeals, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
67 M.J. 713, 2009 CCA LEXIS 169, 2009 WL 1303243, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-crotchett-nmcca-2009.