United States v. Conkins

9 F.3d 1377, 987 F.2d 564
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 18, 1993
DocketNos. 91-10306, 91-10307, 91-10310, 91-10314, 91-10322, 91-10323 and 91-10373
StatusPublished
Cited by77 cases

This text of 9 F.3d 1377 (United States v. Conkins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Conkins, 9 F.3d 1377, 987 F.2d 564 (9th Cir. 1993).

Opinion

PREGERSON, Circuit Judge:

Appellants were convicted of multiple counts of importation of a controlled substance, in violation of 21 U.S.C. § 952 and 18 U.S.C. § 2, and possession of a controlled substance with the intent to distribute, in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2. In addition, all appellants with the exception of Linda Conldns and Robert Sandvig were convicted of conspiracy to import and distribute a controlled substance, in violation of 21 U.S.C. §§ 952(a), 963, 841(a)(1), and 846.

Linda Conldns and Salvador Soto-Mendoza appeal their jury convictions. In addition, Alfredo Barragan, Jacqueline Fogel and Richard Farmer appeal their sentences under the Sentencing Guidelines. Alberto Bar-ragan and Robert Sandvig appeal both their convictions and sentences.

We vacate the sentences of Alberto and Alfredo Barragan, Jacqueline Fogel, and Richard Farmer and remand to the District Court for resentencing in accordance with this opinion. We affirm the convictions and sentences on all other grounds.

I. BACKGROUND

According to evidence presented by the government at trial, all appellants were involved in a conspiracy to smuggle marijuana into the United States. The conspiracy spanned more than 18 months and included 26 separate shipments of marijuana.

Appellants Alfredo Barragan, his brother Alberto Barragan, and Salvador Soto-Mendoza organized the smuggling trips. They and others recruited couriers to travel to Mexico in motor homes, which were then loaded with marijuana and driven back into the United States. Appellants Richard Farmer, Jacqueline Fogel, and Linda Con-kins made some of these trips. Appellant Robert Sandvig met the couriers in El Paso, Texas, where he helped them arrange their trips into Mexico.

Conkins and Sandvig were separately indicted in the Western District of Texas on multiple counts related to smuggling trips in June and July 1989. Each pleaded guilty to one substantive count. In exchange, the government dismissed the remaining counts, including all conspiracy charges.

After these pleas were entered, Conkins, Sandvig, and ten others were indicted in the Eastern District of California on importation, possession, and conspiracy charges. Five of these defendants agreed to testify for the government. Conkins and Sandvig moved successfully to dismiss the conspiracy charge on double jeopardy grounds, but were convicted on substantive charges. The remaining defendants were convicted on both substantive and conspiracy charges.

II. EFFECT OF THE TEXAS PLEA AGREEMENTS

A. Specific Enforcement

Conkins contends here, as she did below, that the filing of Counts 12 and 13 of the indictment (for importation and possession of marijuana) violates a plea agreement she entered in the related case from the Western District of Texas (the “Texas agreement”). The district court determined that it did not, and we review for clear error a district court’s construction of a plea agreement. United States v. Fernandez, 960 F.2d 771, 772 (9th Cir.1991).

The Texas agreement provided that in return for Conkins’s guilty plea on one substantive charge, a second substantive charge and two conspiracy charges would be dismissed. The agreement contains no mention of a bar to prosecutions for related conduct not charged in that first indictment. Thus, the district court properly concluded that the Texas agreement did not bar the charges filed against Conkins in the instant ease.

B. Collateral Estoppel

In a similar vein, Sandvig contends that his prosecution under the entire indictment is barred by collateral estoppel. Specifically, he argues that the dismissal of two conspiracy counts pursuant to the Texas agreement constitutes a determination on the merits [1382]*1382that now bars any prosecution for the constituent overt acts of those two conspiracies.

Sandvig did not raise this issue below. “As a general rule, we will not consider an issue raised for the first time on appeal.” United States v. Flores-Payon, 942 F.2d 556, 558 (9th Cir.1991). However, because this issue presents a pure question of law, we can and do reach it. See id. (court of appeals will consider an issue raised for the first time on appeal when “the issue presented is purely one of law”).

In some circumstances, the dismissal of an indictment may be a ruling on the merits that collaterally estops further prosecution under the same charge. United States v. Cejas, 817 F.2d 595, 598-99 (9th Cir.1987). However, this rule is inapplicable here because the conspiracy charges dismissed in the Texas case are distinct from the substantive charges under which Sandvig now stands convicted. See United States v. Felix, — U.S. —, —, 112 S.Ct. 1377, 1384, 118 L.Ed.2d 25 (1992) (“a substantive crime, and a conspiracy to commit that crime, are not the ‘same offense’ for double jeopardy purposes.”).

Thus, the doctrine of collateral estoppel does not bar Sandvig’s prosecution under the substantive counts in this case.

III.VINDICTIVE PROSECUTION

Sandvig also contends that his indictment in this case was the result of “vindictive prosecution.” Due process of law is violated when the government vindictively attempts to penalize a person for exercising a protected statutory or constitutional right. United States v. Goodwin, 457 U.S. 368, 372, 102 S.Ct. 2485, 2488, 73 L.Ed.2d 74 (1982).

In contrast with Sandvig’s double jeopardy challenge, a claim of “vindictive prosecution” presents primarily factual questions of government motive. However, Sandvig did not raise this issue below, and therefore there is no evidence in the record to support his contention. Therefore, this issue does not present any of the exceptional circumstances that warrant a departure from our rule barring consideration of an issue raised for the first time on appeal. See Flores-Payon, 942 F.2d at 558 (listing exceptions to the rule against reaching issues raised for the first time on appeal). Accordingly, we do not reach this issue.

IV.ADMISSION OF EVIDENCE

A. Hearsay

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9 F.3d 1377, 987 F.2d 564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-conkins-ca9-1993.