United States v. Cole

293 F.3d 153, 2002 WL 1232925
Court of Appeals for the Fourth Circuit·Decided June 6, 2002·No. 01-4574·Published·Cited by 31 cases

Opinion

Affirmed by published opinion. Chief Judge WILKINSON wrote the opinion, in which Judge MICHAEL and Judge TRAXLER joined.

OPINION

WILKINSON, Chief Judge.

Ernesto Francisco Cole appeals the judgment of the district court sentencing him to concurrent terms of life imprisonment for operating a continuing criminal enterprise and committing murder while engaged in drug trafficking. See 21 U.S.C. § 848. Cole argues that this prosecution was barred by his prior prosecution in Florida, that the government’s belated disclosure of Brady material deprived him of his right to confrontation and to a fair trial, and that the trial judge erred in failing to recuse himself after disclosing his relationship to a government witness. Because each of these claims lacks merit, we affirm.

' I.

On December 20, 2000, Ernesto Cole was indicted in the Eastern District of Virginia for conspiring to distribute five kilograms or more of cocaine in violation of 21 U.S.C. §§ 841(a)(1) and 846 (Count One), operating a continuing criminal enterprise (“CCE”) in violation of 21 U.S.C. § 848 (Count Two), and committing murder while engaged in drug trafficking in violation of 21 U.S.C. § 848(e)(1)(A) (Count Three). The government alleged and showed at trial that Cole operated an extensive drug organization over a ten-year period — from “in or about 1990” to “on or about August 8, 2000.” Cole’s operation included the importation of hundreds of kilograms of cocaine by over fifteen other conspirators from Panama, through the Port of Miami, into the United States. Further, hundreds of kilograms of cocaine were distributed in south Florida and hun *157 dreds of kilograms were delivered to eastern Virginia, after which they were sold to others in and around Washington, D.C. Moreover, Cole was involved in acts of money laundering, violence, and murder to further his drug enterprise. 1

Both before and during trial, Cole moved to dismiss all three counts of the indictment on the ground that they were barred by his prior drug conspiracy prosecution in the Southern District of Florida. In December 1999, Cole had been indicted in Florida for conspiracy to distribute cocaine from July 1998 to November 1999, as well as for two counts of possession with intent to distribute cocaine — on July 14, 1998 and October 28, 1999 in Miami. These charges were based on cocaine seizures in connection with the arrests of Robert Cruz in Maryland and Frank Wall in Virginia. Cole pleaded guilty to one count of possession in return for the dismissal of the other counts. The district court in Florida sentenced him to seventy-eight months imprisonment on September 29, 2000.

The district court in the instant case denied Cole’s motions to dismiss, concluding that the present prosecution was not barred by either the Florida plea agreement or the Double Jeopardy Clause of the Fifth Amendment. The court thus determined that the Florida conspiracy was not the same offense as the conspiracy and CCE charges here for purposes of successive prosecution analysis.

In addition, the district court informed the parties just before the jury was selected that one of the government’s witnesses, Kevin Funches, was the son of his deceased godparents. Based on this disclosure, Cole made a recusal motion “in an abundance of caution” in order to avoid “an appearance of partiality in light of the relationship.” The trial judge denied the request for recusal, concluding that he had not had any contact with Funches for over ten years, and thus would have no problem being impartial in presiding over the trial.

Finally, Cole made motions to strike Funches’ testimony, grant a mistrial, or grant a new trial based on the government’s late, partial production of Brady material concerning Funches’ extensive history of mental health problems. See Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Cole alleged that the government’s failure to timely turn over Funches’ complete psychiatric records denied him the right to effectively cross-examine Funches and impeach his credibility with an expert. The district court denied Cole’s motions because the government’s disclosure was not so late as to prevent Funches from being cross-examined on his psychiatric problems, and because the disclosed materials did not indicate that Funches’ disorders had any bearing on his ability to recall events and tell the truth.

On April 17, 2001, the jury found Cole guilty on all counts. The district court then vacated the Count One drug conspiracy conviction on motion of the government because it was a lesser included offense of the Count Two CCE charge. The court sentenced Cole to concurrent terms of life imprisonment on Counts Two and Three, and ordered that they run concurrently with his seventy-eight month sentence in the Southern District of Florida. Cole now appeals.

*158 II.

A.

Cole again asserts that his prosecution is barred by double jeopardy principles. The Double Jeopardy Clause provides that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” U.S. Const, amend. V. One component of this constitutional guarantee prohibits successive prosecutions for the “same offense.” Brown v. Ohio, 432 U.S. 161, 165, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977); see also United States v. McHan, 966 F.2d 134, 137 (4th Cir.1992); United States v. Ragins, 840 F.2d 1184, 1187 (4th Cir.1988). The Clause thus “provid[es] criminal defendants with a measure of finality and repose,” ensuring that one who has endured “the ordeal of criminal prosecution through to judgment” will not be retried “for the same alleged misconduct.” Ragins, 840 F.2d at 1188. At the same time, however, there is no constitutional immunity from prosecution for distinct criminal activity.

B.

Cole argues that the conspiracy charge in his previous prosecution in Florida was a lesser included offense of the charges for conspiracy, CCE, and murder in furtherance of the conspiracy in contention here. He asserts that the present prosecution is therefore barred because it violates the Florida plea agreement and his rights under the Double Jeopardy Clause.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Cole, 293 F.3d 153, 2002 WL 1232925 (4th Cir. 2002).

293 F.3d 153 (United States v. Cole) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Ronnie Long v. Erik Hooks
947 F.3d 159 (Fourth Circuit, 2020)
State v. Loza
2018 NMSC 34 (New Mexico Supreme Court, 2018)
United States v. Edward Jones
858 F.3d 221 (Fourth Circuit, 2017)
ARMENIAN ASSEMBLY OF AMERICA, INC. v. Cafesjian
783 F. Supp. 2d 78 (District of Columbia, 2011)
United States v. Griffin
391 F. App'x 311 (Fourth Circuit, 2010)
United States v. Mungro
365 F. App'x 494 (Fourth Circuit, 2010)
United States v. Pizzonia
Second Circuit, 2009
United States v. Lowery
284 F. App'x 64 (Fourth Circuit, 2008)
United States v. Smolka
261 F. App'x 578 (Fourth Circuit, 2008)
Lucas v. McBride
505 F. Supp. 2d 329 (N.D. West Virginia, 2007)
United States v. Williams
Fourth Circuit, 2006
United States v. Alvarado
Fourth Circuit, 2006
United States v. Samuel Constanza Alvarado
440 F.3d 191 (Fourth Circuit, 2006)
United States v. Agnew
147 F. App'x 347 (Fourth Circuit, 2005)
United States v. Vaught
133 F. App'x 229 (Sixth Circuit, 2005)
Lovitt v. True
Fourth Circuit, 2005