United States v. Clarke

464 F. Supp. 749, 1979 U.S. Dist. LEXIS 14622
CourtDistrict Court, M.D. Florida
DecidedFebruary 5, 1979
DocketNo. 78-157(S)-Cr-J-M
StatusPublished
Cited by2 cases

This text of 464 F. Supp. 749 (United States v. Clarke) is published on Counsel Stack Legal Research, covering District Court, M.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Clarke, 464 F. Supp. 749, 1979 U.S. Dist. LEXIS 14622 (M.D. Fla. 1979).

Opinion

ORDER

MELTON, District Judge.

This cause is before the Court on the defendant’s motion to dismiss the superseding indictment, which accuses the defendant of perjury under 18 U.S.C. § 1623 (1976). Essentially, it is the defendant’s position that the indictment’s allegations of materiality and falsity are fatally defective, requiring dismissal.

The alleged perjury arises out of the defendant’s trial testimony in a criminal case against a former associate, Dr. John Van Horn Philpot, in United States v. Philpot, No. 78-35(S)-Cr-J-C (M.D.Fla., filed June 20, 1978). During the time period framed by the Philpot information, Clarke was employed as a physician’s assistant and worked closely with Dr. Philpot. The Philpot information charged that on thirty-four separate occasions Dr. Philpot had unlawfully caused the dispensation of a controlled substance in that he had [e. g., Count One] “caused one Robert B. Clarke ... to prescribe said controlled substance by furnishing Clarke with a prescription form which he, [Dr. Philpot], had signed, but written no prescription on, with instructions that Clarke utilize same, at Clarke’s discretion, for the prescribing of a controlled substance . .” Thus, the substance of the Phil-pot allegations was that Dr. Philpot had given Clarke blank, pre-signed prescription forms and had vested in Clarke the discretion to prescribe controlled substances over Philpot’s signature. Each prescription allegedly issued by Clarke under this procedure was listed in a separate count of the Philpot information, for a total of thirty-four counts.

The indictment in the instant case (copy appended) alleges that it was material for the Philpot tribunal “to determine whether or not Robert B. Clarke, while working as a physician’s assistant for John Van Horn Philpot, M.D., ever prescribed Schedule II controlled substances without obtaining specific approval in advance from John Van Horn Philpot, M.D., for the issuance of each particular prescription in the indictment.” The indictment then goes on to recite, for approximately four pages, Clarke’s allegedly perjurious testimony in the Philpot trial. Since this case, in its present posture, is before the Court on a motion to dismiss the indictment, the Court is of course assuming the truth of the government’s allegations.

Principally relying on the line of cases that begins with Bronston v. United States, 409 U.S. 352, 93 S.Ct. 595, 34 L.Ed.2d 568 (1973), the defendant argues that the materiality and falsity allegations of the instant indictment are insufficient as a matter of law. In the Court’s view, the defendant’s reliance on Bronston and its progeny is misplaced, or is at least premature at this stage. Bronston stands for the general proposition that the federal perjury statute, 18 U.S.C. § 1621 (1976), will not support a perjury conviction if the evidence shows that a defendant’s sworn response to interrogation, albeit highly misleading, is literally truthful. Cases subsequent to Bronston have imputed this principle to the perjury statute that Clarke allegedly .violated. See, e. g., United States v. Abrams, 568 F.2d 411, 422 n.54 (5th Cir.), cert. denied, 437 U.S. 903, 98 S.Ct. 3089, 57 L.Ed.2d 1133 (1978).

The chief defect in the defendant’s argument is that Bronston and its progeny deal with the sufficiency of evidence actually adduced at trial in support of the government’s allegations. For the purposes of the sufficiency of an indictment, the government need not allege in detail the facts relied upon to support its allegations; the government need only allege the essential elements of the crime charged in such a manner that the accused may prepare his defense and invoke the double jeopardy clause in any subsequent prosecution for the same offense. E. g., United States v. Crippen, 579 F.2d 340, 342 (5th Cir. 1978), petition for cert, filed, -U.S. -, 99 S.Ct. 837, 59 L.Ed.2d 34 (1978). To the extent that a case heavily relied upon by the defendant, United States v. [751]*751Slawik, 548 F.2d 75 (3d Cir. 1977), may impose upon the government a greater duty to allege the precise falsehood of the defendant’s statements and the factual predicate for its allegations, that case has been specifically rejected by this circuit. Crippen, 579 F.2d at 342.

The Court is not unaware of the fact that the testimony recited in the instant indictment is hardly a paradigm of the precise questioning and specific response called for by Bronston. Whatever problems that may cause the government when it seeks to prove its allegations are beside the point at this stage. In essence, when the defendant argues that the indictment’s materiality allegations are insufficient, he must argue that the quoted testimony could not have been, as a matter of law, material to the Philpot trial. This is not apparent to the Court from the face of the indictment, as it would have to be in order to justify a dismissal. The standard of materiality is itself a broad one; “essentially anything that could influence or mislead the trial court or the jury is considered to be material.” United States v. Whimpy, 531 F.2d 768 (5th Cir. 1976). To take an example relied upon by the defendant, the indictment alleges (on page three) that the following exchange took place between the Philpot prosecutor and the defendant Clarke:

Q: And then the person can just leave with the prescription and there is in . fact no consultation with him?
A: There is always a consultation. I never fill out a prescription that has a class 2 drug at my own discretion. Dr. Philpot authorizes it.

The defendant argues that this testimony at most encompassed the general practice between Dr. Philpot and the defendant, and that the prosecutor’s failure to pin the defendant to a particular instance renders this testimony immaterial. That is not necessarily the case. Fed.R.Ev. 406 specifically authorizes the use of “habit” or “routine practice” evidence as relevant to prove that a person acted in conformity therewith on a particular occasion. The Court would hasten to add that it is not presently ruling on the materiality of this testimony; that will be a question to be decided by the Court based upon the record developed at trial. The Court merely cites this example by way of illustrating its analysis of the defendant’s arguments.

In sum, then, the Court concludes that this indictment is at least sufficient to withstand a motion to dismiss. Other defense objections to the indictment, alluded to in the memorandum supporting the defendant’s motion to dismiss, may be subject to review upon the appropriate motion, e. g. a motion for a bill of particulars or a Fed.R. Crim.P. 7(d) motion to strike surplusage.

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Cite This Page — Counsel Stack

Bluebook (online)
464 F. Supp. 749, 1979 U.S. Dist. LEXIS 14622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-clarke-flmd-1979.