Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 1, 2025 _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 24-2090 (D.C. No. 2:23-CR-01679-MIS-1) THEODORE IAN CHAVEZ, IV, (D.N.M.)
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT * _________________________________
Before PHILLIPS, MURPHY, and EID, Circuit Judges. _________________________________
Theodore Chavez received two sentencing enhancements after his
conviction for assaulting his intimate partner. The first enhancement was for
causing permanent or life-threatening bodily injury, and the second was for
strangling an intimate partner. See U.S.S.G. § 2A2.2. He argues the
enhancements impermissibly double-counted the same conduct because
strangulation always results in permanent or life-threatening bodily injury.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 2
Exercising our jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we
affirm.
BACKGROUND
On August 6, 2023, Chavez threw his longtime partner into a wall,
pushed her into a door-jam, and strangled her to unconsciousness three times.
Several days later, police arrested Chavez for assaulting his intimate partner in
Indian Country.
A grand jury indicted Chavez on two charges: (1) assault of an intimate
partner by strangling in violation of 18 U.S.C. §§ 113(a)(8), 1153; and
(2) assault of an intimate partner resulting in substantial bodily injury in
violation of 18 U.S.C. §§ 113(a)(7), 1153. The first count was based on the
strangulation, and the second count was based on throwing his partner into the
wall and door-jam. After a four-day trial, a jury convicted Chavez of the
strangling charge and acquitted him of the substantial-bodily-injury charge.
Assault of an intimate partner by strangling under 18 U.S.C. § 113(a)(8)
is an aggravated assault, which has a base offense level of 14. See U.S.S.G.
§ 2A2.2 cmt. n.1 (“‘Aggravated assault’ means a felonious assault that involved
. . . strangling, suffocating, or attempting to strangle or suffocate . . . .”). After
a seven-level enhancement for causing permanent or life-threatening bodily
injury, a three-level enhancement for strangulation of an intimate partner, a
two-level enhancement for physical restraint, and a two-level enhancement for
obstruction of justice, Chavez’s total offense level was 28. With a criminal
2 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 3
history category of I, Chavez’s guideline sentencing range was 78 to 97
months. Chavez requested a sentence of “no more than twenty-four months,” R.
vol. II, at 76, and the government requested an upward variance to the statutory
maximum of 120 months, R. vol. I, at 314.
Chavez objected to the seven-level enhancement for causing permanent
or life-threatening injury, arguing that he was “already receiving a three-level
enhancement for the act of strangulation, suffocation or the attempt” and “was
acquitted of having caused serious bodily injury.” R. vol. II, at 45. The district
court overruled Chavez’s objection because the government had “met its burden
of an injury involving a substantial risk of death, by a preponderance.” R. vol.
III, at 1171–72; see id. at 584–85 (expert testifying at trial that every time
Chavez applied pressure to the victim’s neck during strangulation, it closed off
blood flow to the brain, resulting in brain cells dying and traumatic brain
injury); id. at 721–22 (another expert testifying at trial that the strangulation
“result[ed] in the brain ceasing to function and unconsciousness,” the “lungs
ceasing to function,” and “anoxic brain injuries,” all of which presented a
“grave risk of death”); see also R. vol. II, at 74 (probation office stating that
the substantial risk of death occurred when “the victim was strangled to the
point of unconsciousness on at least three occasions, the effects of which likely
become increasingly dangerous based on extended periods of oxygen
deprivation”).
3 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 4
The court sentenced Chavez to a guideline sentence of 90 months’
imprisonment, and Chavez timely appealed.
STANDARD OF REVIEW
“Whether a district court impermissibly double counted is a question of
law we review de novo.” United States v. Checora, 175 F.3d 782, 794 (10th
Cir. 1999). Chavez objected to the seven-level enhancement at sentencing, and
the government does not contest that the objection preserved the issue for
appeal.
DISCUSSION
I. Sentencing Guidelines
“The Sentencing Guidelines are to be interpreted as if they were statutes
or court rules and, in the absence of any contrary intention, we must apply their
clear and unambiguous terms.” United States v. Duran, 127 F.3d 911, 918 (10th
Cir. 1997). “Where the plain language of the guidelines requires the court to
use a factor more than once in computing a defendant’s sentence, the court is
obligated to apply the guidelines as written.” Id.
Because “[n]umerous provisions of the Guidelines expressly prohibit a
court from adjusting a defendant’s sentence based on a factor that was already
taken into account in computing the defendant’s offense level,” we assume “the
Sentencing Commission plainly understands the concept of double counting,
and expressly forbids it where it is not intended.” Id. (cleaned up). But we may
infer that the Sentencing Commission did not intend to use a factor more than
4 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 5
once when the “separate increases under separate enhancement provisions []
necessarily overlap, are indistinct, and serve identical purposes.” United States
v.
Free access — add to your briefcase to read the full text and ask questions with AI
Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 1, 2025 _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 24-2090 (D.C. No. 2:23-CR-01679-MIS-1) THEODORE IAN CHAVEZ, IV, (D.N.M.)
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT * _________________________________
Before PHILLIPS, MURPHY, and EID, Circuit Judges. _________________________________
Theodore Chavez received two sentencing enhancements after his
conviction for assaulting his intimate partner. The first enhancement was for
causing permanent or life-threatening bodily injury, and the second was for
strangling an intimate partner. See U.S.S.G. § 2A2.2. He argues the
enhancements impermissibly double-counted the same conduct because
strangulation always results in permanent or life-threatening bodily injury.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 2
Exercising our jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we
affirm.
BACKGROUND
On August 6, 2023, Chavez threw his longtime partner into a wall,
pushed her into a door-jam, and strangled her to unconsciousness three times.
Several days later, police arrested Chavez for assaulting his intimate partner in
Indian Country.
A grand jury indicted Chavez on two charges: (1) assault of an intimate
partner by strangling in violation of 18 U.S.C. §§ 113(a)(8), 1153; and
(2) assault of an intimate partner resulting in substantial bodily injury in
violation of 18 U.S.C. §§ 113(a)(7), 1153. The first count was based on the
strangulation, and the second count was based on throwing his partner into the
wall and door-jam. After a four-day trial, a jury convicted Chavez of the
strangling charge and acquitted him of the substantial-bodily-injury charge.
Assault of an intimate partner by strangling under 18 U.S.C. § 113(a)(8)
is an aggravated assault, which has a base offense level of 14. See U.S.S.G.
§ 2A2.2 cmt. n.1 (“‘Aggravated assault’ means a felonious assault that involved
. . . strangling, suffocating, or attempting to strangle or suffocate . . . .”). After
a seven-level enhancement for causing permanent or life-threatening bodily
injury, a three-level enhancement for strangulation of an intimate partner, a
two-level enhancement for physical restraint, and a two-level enhancement for
obstruction of justice, Chavez’s total offense level was 28. With a criminal
2 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 3
history category of I, Chavez’s guideline sentencing range was 78 to 97
months. Chavez requested a sentence of “no more than twenty-four months,” R.
vol. II, at 76, and the government requested an upward variance to the statutory
maximum of 120 months, R. vol. I, at 314.
Chavez objected to the seven-level enhancement for causing permanent
or life-threatening injury, arguing that he was “already receiving a three-level
enhancement for the act of strangulation, suffocation or the attempt” and “was
acquitted of having caused serious bodily injury.” R. vol. II, at 45. The district
court overruled Chavez’s objection because the government had “met its burden
of an injury involving a substantial risk of death, by a preponderance.” R. vol.
III, at 1171–72; see id. at 584–85 (expert testifying at trial that every time
Chavez applied pressure to the victim’s neck during strangulation, it closed off
blood flow to the brain, resulting in brain cells dying and traumatic brain
injury); id. at 721–22 (another expert testifying at trial that the strangulation
“result[ed] in the brain ceasing to function and unconsciousness,” the “lungs
ceasing to function,” and “anoxic brain injuries,” all of which presented a
“grave risk of death”); see also R. vol. II, at 74 (probation office stating that
the substantial risk of death occurred when “the victim was strangled to the
point of unconsciousness on at least three occasions, the effects of which likely
become increasingly dangerous based on extended periods of oxygen
deprivation”).
3 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 4
The court sentenced Chavez to a guideline sentence of 90 months’
imprisonment, and Chavez timely appealed.
STANDARD OF REVIEW
“Whether a district court impermissibly double counted is a question of
law we review de novo.” United States v. Checora, 175 F.3d 782, 794 (10th
Cir. 1999). Chavez objected to the seven-level enhancement at sentencing, and
the government does not contest that the objection preserved the issue for
appeal.
DISCUSSION
I. Sentencing Guidelines
“The Sentencing Guidelines are to be interpreted as if they were statutes
or court rules and, in the absence of any contrary intention, we must apply their
clear and unambiguous terms.” United States v. Duran, 127 F.3d 911, 918 (10th
Cir. 1997). “Where the plain language of the guidelines requires the court to
use a factor more than once in computing a defendant’s sentence, the court is
obligated to apply the guidelines as written.” Id.
Because “[n]umerous provisions of the Guidelines expressly prohibit a
court from adjusting a defendant’s sentence based on a factor that was already
taken into account in computing the defendant’s offense level,” we assume “the
Sentencing Commission plainly understands the concept of double counting,
and expressly forbids it where it is not intended.” Id. (cleaned up). But we may
infer that the Sentencing Commission did not intend to use a factor more than
4 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 5
once when the “separate increases under separate enhancement provisions []
necessarily overlap, are indistinct, and serve identical purposes.” United States
v. Rucker, 178 F.3d 1369, 1371 (10th Cir. 1999) (internal quotation marks
omitted). All three criteria must be satisfied to constitute impermissible double
counting. Id.
II. Chavez’s Enhancements
Assault of an intimate partner by strangling under 18 U.S.C. § 113(a)(8)
is sentenced under § 2A2.2 of the guidelines. See U.S.S.G. § 2A2.2 cmt. n.1.
Because aggravated assault encapsulates various offenses, § 2A2.2 assigns a
base offense level of 14 and then specifies enhancements for more serious
conduct. The “Specific Offense Characteristics” for an aggravated assault are:
(1) If the assault involved more than minimal planning, increase by 2 levels. (2) If (A) a firearm was discharged, increase by 5 levels; (B) a dangerous weapon (including a firearm) was otherwise used, increase by 4 levels; (C) a dangerous weapon (including a firearm) was brandished or its use was threatened, increase by 3 levels. (3) If the victim sustained bodily injury, increase the offense level according to the seriousness of the injury: Degree of Bodily Injury Increase in Level (A) Bodily Injury add 3 (B) Serious Bodily Injury add 5 (C) Permanent or Life-Threatening add 7 Bodily Injury
(D) If the degree of injury is between that specified in subdivisions (A) and (B), add 4 levels; or
5 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 6
(E) If the degree of injury is between that specified in subdivisions (B) and (C), add 6 levels.
However, the cumulative adjustments from application of subdivisions (2) and (3) shall not exceed 10 levels. (4) If the offense involved strangling, suffocating, or attempting to strangle or suffocate a spouse, intimate partner, or dating partner, increase by 3 levels. However, the cumulative adjustments from application of subdivisions (2), (3), and (4) shall not exceed 12 levels. . . . U.S.S.G. § 2A2.2(b). The district court enhanced Chavez’s sentence by seven
levels under subdivision (3)(C) for inflicting a permanent or life-threatening
bodily injury and by three levels under subdivision (4) for strangling an
intimate partner.
Chavez argues that because strangling always involves a substantial risk
of death, the district court impermissibly applied sentencing enhancements for
both strangulation of an intimate partner and causing a life-threatening injury.
But because (1) the guidelines direct a cumulative application and (2) the
enhancements do not necessarily overlap, are distinct, and serve different
purposes, Rucker, 178 F.3d at 1371, both enhancements were proper.
A. Expressly Cumulative
First, the guidelines direct a cumulative application of the disputed
enhancements here. Cf. Duran, 127 F.3d at 918 (“Where the plain language of
the guidelines requires the court to use a factor more than once in computing a
defendant’s sentence, the court is obligated to apply the guidelines as
6 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 7
written.”). Section 2A2.2 of the guidelines states, “[T]he cumulative
adjustments from application of subdivisions (2), (3), and (4) shall not exceed
12 levels.” U.S.S.G. § 2A2.2(b)(4) (emphasis added). And the Supplement to
Appendix C specifically references strangling:
[T]he cumulative impact of the enhancement for use of a weapon at § 2A2.2(b)(2), bodily injury at § 2A2.2(b)(3), and strangulation or suffocation at § 2A2.2(b)(4) is capped at 12 levels . . . [to] assure that these three specific offense characteristics, which data suggests co-occur frequently, will enhance the ultimate sentence without leading to an excessively severe result. U.S.S.G. Supp. to App’x C, Amendment 781, at 57 (Nov. 1, 2024),
https://www.ussc.gov/guidelines/2024-guidelines-manual-annotated (link to PDF
under heading “Appendices B & C”). So “the clear and unambiguous language
of [the guidelines] requires the very double counting of which [the defendant]
complains.” Duran, 127 F.3d at 918. And because Chavez’s cumulative
adjustments from his seven-level enhancement under (3)(C) and his three-level
enhancement under (4) is less than twelve, the district court perfectly complied
with the guidelines.
B. Rucker’s Three-Part Test
Second, Chavez cannot satisfy Rucker’s three-part test. See Rucker, 178
F.3d at 1371. Chavez asserts that because the “definition of strangling always
encompasses a substantial risk of death,” it “necessarily overlaps, and is
indistinct from a life-threatening injury.” Op. Br. at 14. But he operates from
an incorrect premise—the definition of strangling does not always encompass a
7 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 8
substantial risk of death. Because “strangling” under § 2A2.2 includes
attempted strangling, a victim might not suffer any injury, let alone a
permanent or life-threatening injury. See § 2A2.2(b)(4) (“If the offense
involved strangling, suffocating, or attempting to strangle or suffocate . . .
increase by 3 levels.”). And even if it were true that the enhancement for
strangling an intimate partner necessarily overlapped with the enhancement for
a life-threatening injury, Chavez would still fail to satisfy the Rucker test
because “[i]t is not sufficient to establish that enhancement A necessarily
implicates enhancement B: one must also show that enhancement B necessarily
implicates enhancement A.” United States v. Fredette, 315 F.3d 1235, 1244
(10th Cir. 2003); see also Rucker, 178 F.3d at 1371–72 (“It is true that
§ 3B1.1(a) ‘necessarily overlaps’ with § 2F1.1(b)(2),” but “the converse is not
true, and therefore the enhancements are certainly not indistinct”).
“A successful double counting claim must demonstrate that the two
enhancements necessarily overlap in every conceivable instance, not just that
they overlap often.” United States v. Browning, 252 F.3d 1153, 1160 (10th Cir.
2001). But there are many ways to receive one of the enhancements but not the
other. For example, if a defendant strangled his neighbor until his neighbor lost
consciousness, the neighbor would have suffered a permanent or
life-threatening injury, and the defendant could receive a seven-level
adjustment under (3)(C). But that defendant could not receive the three-level
adjustment under (4) because the neighbor is not a spouse, intimate partner, or
8 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 9
dating partner. Similarly, if a defendant tried—but failed—to strangle his
spouse, the defendant would receive a three-level adjustment under (4) and no
adjustment under (3)(C) if the victim sustained no injuries from the attempt.
And a defendant who successfully strangles his dating partner, but not to
unconsciousness, could receive the three-level adjustment under (4) and a
smaller adjustment under (3)(A) or (3)(B) depending on the dating partner’s
injury. Because it is possible to be sentenced under (3)(C) without receiving an
enhancement under (4), the district court “did not engage in impermissible
double counting.” Duran, 127 F.3d at 919.
Chavez also cannot show that the enhancements serve an identical
purpose. The enhancement under (3)(C) is based on the severity of the victim’s
injury, but the enhancement under (4) is based on the defendant’s especially
dangerous conduct against a certain category of victim. As the government
points out, the enhancement under (4) was added to the guidelines in 2014
because “strangulation and suffocation of a spouse, intimate partner, or dating
partner represents a significant harm not addressed by existing guidelines and
specific offense characteristics.” U.S.S.G. Supp. to App’x C, Amendment 781,
at 56 (emphasis added). This method of harm (strangulation) against this type
of victim (domestic partner) “is serious conduct that warrants enhanced
punishment regardless of whether it results in a provable injury that would lead
to a bodily injury enhancement.” Id. at 57. So the two enhancements address
different purposes. Chavez fails to satisfy the double-counting test.
9 Appellate Case: 24-2090 Document: 43-1 Date Filed: 04/01/2025 Page: 10
CONCLUSION
Because § 2A2.2 expressly calls for cumulating enhancements, and the
two enhancements do not necessarily overlap, are distinct, and serve different
purposes, the two sentencing enhancements are proper. We affirm.
Entered for the Court
Gregory A. Phillips Circuit Judge